Blueprint
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 
 
FORM 6-K
 
 
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
 
April 01, 2017
 
Barclays PLC and
Barclays Bank PLC
(Names of Registrants)
 
 
 1 Churchill Place
London E14 5HP
England
(Address of Principal Executive Offices)
 
 
 
Indicate by check mark whether the registrant files or will file annual reports
under cover of Form 20-F or Form 40-F.
 
Form 20-F x           Form 40-F
 
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
 
Yes           No x
 
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b):
 
This Report is a joint Report on Form 6-K filed by Barclays PLC and Barclays
Bank PLC. All of the issued ordinary share capital of Barclays Bank PLC is
owned by Barclays PLC.
 
This Report comprises:
 
Information given to The London Stock Exchange and furnished pursuant to
General Instruction B to the General Instructions to Form 6-K.
 
 
 
EXHIBIT INDEX
 
 
Exhibit No.1
Total Voting Rights dated 01 March 2017
Exhibit No.2
Holding(s) in Company dated 07 March 2017
Exhibit No.3
Director/PDMR Shareholding dated 09 March 2017
Exhibit No.4
Director/PDMR Shareholding dated 09 March 2017
Exhibit No.5
Director/PDMR Shareholding dated 09 March 2017
Exhibit No.6
Director/PDMR Shareholding dated 09 March 2017
Exhibit No.7
Director/PDMR Shareholding dated 09 March 2017
Exhibit No.8
Director/PDMR Shareholding dated 09 March 2017
Exhibit No.9
Director/PDMR Shareholding dated 09 March 2017
Exhibit No.10
Director/PDMR Shareholding dated 09 March 2017
Exhibit No.11
Publication of a Prospectus date 10 March 2017
Exhibit No.12
Publication of Final Terms date 13 March 2017
Exhibit No.13
Director/PDMR Shareholding dated 20 March 2017
 
 
 
 
 
 
 
SIGNATURES
 
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, each of  the registrants has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
 
 
 
 
BARCLAYS PLC
(Registrant)
 
Date: April 03, 2017
 
 
By: /s/  Garth Wright
----------------------
Garth Wright
Assistant Secretary
 
 
 
 
 
BARCLAYS BANK PLC
(Registrant)
Date: April 03, 2017
By: /s/  Garth Wright
----------------------
Garth Wright
Assistant Secretary
 
 
 
 
 
Exhibit No. 1
 
 
 
1 March 2017
 
 
Barclays PLC - Total Voting Rights and Capital
 
 
 
 
 
In accordance with the Financial Conduct Authority's (FCA) Disclosure Guidance and Transparency Rule 5.6.1R, Barclays PLC notifies the market that as of 28 February 2017, Barclays PLC's issued share capital consists of 16,967,682,892 Ordinary shares with voting rights.
 
 
There are no ordinary shares held in Treasury.
 
 
The above figure (16,967,682,892) may be used by shareholders (and others with notification obligations) as the denominator for the calculation by which they will determine if they are required to notify their interest in, or a change to their interest in, Barclays PLC under the FCA's Disclosure Guidance and Transparency Rules.
 
 
 
 
 
LEI Code: 213800LBQA1Y9L22JB70
 
 
Exhibit No. 2
 
 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
 
 
 
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached:
Barclays PLC
(LEI Code: 213800LBQA1Y9L22JB70)
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
 
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
 
An event changing the breakdown of voting rights
 
Other (please specify):
 
 
3. Full name of person(s) subject to thenotification obligation:
BlackRock, Inc.
4. Full name of shareholder(s) (if different from 3.):
 
5. Date of the transaction and date onwhich the threshold is crossed orreached:
6 March, 2017
6. Date on which issuer notified:
7 March, 2017
7. Threshold(s) that is/are crossed orreached:
 
Voting rights attached to shares holding for BlackRock, Inc. has gone above 5%
 
 
8. Notified details:
A: Voting rights attached to shares
Class/type ofshares
if possible usingthe ISIN CODE
Situation previousto the triggeringtransaction
Resulting situation after the triggering transaction
NumberofShares
NumberofVotingRights
Numberof shares
Number of votingrights
% of  voting rights
Direct
Direct
Indirect
Direct
Indirect
GB0031348658
415,573,841
415,573,841
N/A
N/A
959,981,110
N/A
5.65%
 
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financialinstrument
Expirationdate
Exercise/Conversion Period
Number of votingrights that may beacquired if theinstrument isexercised/ converted.
% of votingrights
 
 
 
 
 
 
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financialinstrument
Exercise price
Expiration date
Exercise/Conversion period
Number of voting rights instrument refers to
 
% of voting rights
 
CFD
 
 
 
1,088,236
Nominal
Delta
0.00%
0.00%
 
Total (A+B+C)
Number of voting rights
Percentage of voting rights
961,069,346
5.66%
 
 
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable:
 
See Annex 1
 
Proxy Voting:
10. Name of the proxy holder:
 
11. Number of voting rights proxy holder will cease to hold:
 
12. Date on which proxy holder will cease to hold voting rights:
 
 
13. Additional information:
BlackRock Regulatory Threshold Reporting Team
14. Contact name:
Marc-Oliver Lesch
15. Contact telephone number:
020 7743 3650
 
 
Annex 1
 
Name
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock (Singapore) Holdco Pte. Ltd.
 
 
 
BlackRock Asia-Pac Holdco, LLC
 
 
 
BlackRock HK Holdco Limited
 
 
 
BlackRock Asset Management North Asia Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Group Limited
 
 
 
BlackRock Advisors (UK) Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Australia Holdco Pty. Ltd.
 
 
 
BlackRock Investment Management (Australia) Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock Holdco 4, LLC
 
 
 
BlackRock Holdco 6, LLC
 
 
 
BlackRock Delaware Holdings Inc.
 
 
 
BlackRock Fund Advisors
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Group Limited
 
 
 
BlackRock Investment Management (UK) Limited
 
 
 
BlackRock Asset Management Deutschland AG
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Holdco 3, LLC
 
 
 
BlackRock Canada Holdings LP
 
 
 
BlackRock Canada Holdings ULC
 
 
 
BlackRock Asset Management Canada Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock Holdco 4, LLC
 
 
 
BlackRock Holdco 6, LLC
 
 
 
BlackRock Delaware Holdings Inc.
 
 
 
BlackRock Fund Advisors
 
 
 
BlackRock Institutional Trust Company, National Association
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock (Singapore) Holdco Pte. Ltd.
 
 
 
BlackRock Asia-Pac Holdco, LLC
 
 
 
BlackRock HK Holdco Limited
 
 
 
BlackRock Cayco Limited
 
 
 
BlackRock Trident Holding Company Limited
 
 
 
BlackRock Japan Holdings GK
 
 
 
BlackRock Japan Co., Ltd.
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Group Limited
 
 
 
BlackRock Investment Management (UK) Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
Trident Merger, LLC
 
 
 
BlackRock Investment Management, LLC
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Group Limited
 
 
 
BlackRock International Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock Capital Holdings, Inc.
 
 
 
BlackRock Advisors, LLC
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock (Singapore) Holdco Pte. Ltd.
 
 
 
BlackRock (Singapore) Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Group Limited
 
 
 
BlackRock (Netherlands) B.V.
 
 
 
 
 
 
 
 
Exhibit No.3
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Jes Staley
2
 
Reason for the notification
 
a)
 
Position/status
 
 
Group Chief Executive
b)
 
Initial notification /Amendment
 
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Barclays PLC
b)
 
LEI
 
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
 
b)
 
Nature of the transaction
 
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the role based pay component of the individual's fixed remuneration for the three month period to 31 March 2017. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares to be delivered
Volume(s): Number of Shares received by PDMR1
£2.3042
124,773
 
50,844
1 Tax liabilities on the Shares were met in cash and the number of Shares actually received by the PDMR was reduced to meet those tax liabilities.
 
d)
 
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
N/A
e)
 
Date of the transaction
 
 
 2017-03-08
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Tushar Morzaria
2
 
Reason for the notification
 
a)
 
Position/status
 
 
Group Finance Director
b)
 
Initial notification /Amendment
 
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Barclays PLC
b)
 
LEI
 
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
 
b)
 
Nature of the transaction
 
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the role based pay component of the individual's fixed remuneration for the three month period to 31 March 2017. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares to be delivered
Volume(s): Number of Shares received by PDMR1
£2.3042
81,373
 
43,127
1 Tax liabilities on the Shares were met in cash and the number of Shares actually received by the PDMR was reduced to meet those tax liabilities.
 
d)
 
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
N/A
e)
 
Date of the transaction
 
 
 2017-03-08
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Paul Compton
2
 
Reason for the notification
 
a)
 
Position/status
 
 
Group Chief Operating Officer
b)
 
Initial notification /Amendment
 
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Barclays PLC
b)
 
LEI
 
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
 
b)
 
Nature of the transaction
 
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the role based pay component of the individual's fixed remuneration for the three month period to 31 March 2017. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares to be delivered
Volume(s): Number of Shares received by PDMR1
£2.3042
119,348
 
48,634
1 Tax liabilities on the Shares were met in cash and the number of Shares actually received by the PDMR was reduced to meet those tax liabilities.
 
d)
 
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
N/A
e)
 
Date of the transaction
 
 
 2017-03-08
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Bob Hoyt
2
 
Reason for the notification
 
a)
 
Position/status
 
 
Group General Counsel
b)
 
Initial notification /Amendment
 
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Barclays PLC
b)
 
LEI
 
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
 
b)
 
Nature of the transaction
 
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the role based pay component of the individual's fixed remuneration for the three month period to 31 March 2017. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares to be delivered
Volume(s): Number of Shares received by PDMR1
£2.3042
83,182
 
44,086
1 Tax liabilities on the Shares were met in cash and the number of Shares actually received by the PDMR was reduced to meet those tax liabilities.
 
d)
 
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
N/A
e)
 
Date of the transaction
 
 
 2017-03-08
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Tristram Roberts
2
 
Reason for the notification
 
a)
 
Position/status
 
 
Group Human Resources Director
b)
 
Initial notification /Amendment
 
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Barclays PLC
b)
 
LEI
 
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
 
b)
 
Nature of the transaction
 
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the role based pay component of the individual's fixed remuneration for the three month period to 31 March 2017. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares to be delivered
Volume(s): Number of Shares received by PDMR1
£2.3042
44,303
 
23,480
1 Tax liabilities on the Shares were met in cash and the number of Shares actually received by the PDMR was reduced to meet those tax liabilities.
 
d)
 
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
N/A
e)
 
Date of the transaction
 
 
 2017-03-08
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Michael Roemer
2
 
Reason for the notification
 
a)
 
Position/status
 
 
Group Head of Compliance
b)
 
Initial notification /Amendment
 
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Barclays PLC
b)
 
LEI
 
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
 
b)
 
Nature of the transaction
 
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the role based pay component of the individual's fixed remuneration for the three month period to 31 March 2017. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares to be delivered
Volume(s): Number of Shares received by PDMR1
£2.3042
24,412
 
12,938
1 Tax liabilities on the Shares were met in cash and the number of Shares actually received by the PDMR was reduced to meet those tax liabilities.
 
d)
 
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
N/A
e)
 
Date of the transaction
 
 
 2017-03-08
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Amer Sajed
2
 
Reason for the notification
 
a)
 
Position/status
 
 
CEO, Barclaycard International
b)
 
Initial notification /Amendment
 
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Barclays PLC
b)
 
LEI
 
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
 
b)
 
Nature of the transaction
 
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the role based pay component of the individual's fixed remuneration for the three month period to 31 March 2017. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares to be delivered
Volume(s): Number of Shares received by PDMR1
£2.3042
30,103
 
19,506
1 Tax liabilities on the Shares were met in cash and the number of Shares actually received by the PDMR was reduced to meet those tax liabilities.
 
d)
 
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
N/A
e)
 
Date of the transaction
 
 
 2017-03-08
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Tim Throsby
2
 
Reason for the notification
 
a)
 
Position/status
 
 
President, Barclays International and Chief Executive Officer, Corporate and Investment Bank
b)
 
Initial notification /Amendment
 
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Barclays PLC
b)
 
LEI
 
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
 
b)
 
Nature of the transaction
 
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the role based pay component of the individual's fixed remuneration for the three month period to 31 March 2017. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares to be delivered
Volume(s): Number of Shares received by PDMR1
£2.3042
208,366
 
110,433
1 Tax liabilities on the Shares were met in cash and the number of Shares actually received by the PDMR was reduced to meet those tax liabilities.
 
d)
 
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
N/A
e)
 
Date of the transaction
 
 
 2017-03-08
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Ashok Vaswani
2
 
Reason for the notification
 
a)
 
Position/status
 
 
CEO, Barclays UK
b)
 
Initial notification /Amendment
 
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Barclays PLC
b)
 
LEI
 
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
 
b)
 
Nature of the transaction
 
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the role based pay component of the individual's fixed remuneration for the three month period to 31 March 2017. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares to be delivered
Volume(s): Number of Shares received by PDMR1
£2.3042
75,948
 
40,252
1 Tax liabilities on the Shares were met in cash and the number of Shares actually received by the PDMR was reduced to meet those tax liabilities.
 
d)
 
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
N/A
e)
 
Date of the transaction
 
 
 2017-03-08
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
C.S. Venkatakrishnan
2
 
Reason for the notification
 
a)
 
Position/status
 
 
Chief Risk Officer
b)
 
Initial notification /Amendment
 
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Barclays PLC
b)
 
LEI
 
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
 
b)
 
Nature of the transaction
 
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the role based pay component of the individual's fixed remuneration for the three month period to 31 March 2017. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares to be delivered
Volume(s): Number of Shares received by PDMR1
£2.3042
103,073
 
46,939
1 Tax liabilities on the Shares were met in cash and the number of Shares actually received by the PDMR was reduced to meet those tax liabilities.
 
d)
 
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
N/A
e)
 
Date of the transaction
 
 
 2017-03-08
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
 
 
Exhibit No.4
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Jes Staley
2
 
Reason for the notification
 
a)
 
Position/status
 
 
Group Chief Executive
b)
 
Initial notification /Amendment
 
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Barclays PLC
b)
 
LEI
 
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
 
b)
 
Nature of the transaction
 
 
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over seven years.
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares granted
£2.3042
398,406
d)
 
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
N/A
e)
 
Date of the transaction
 
 
 2017-03-08
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Tushar Morzaria
2
 
Reason for the notification
 
a)
 
Position/status
 
 
Group Finance Director
b)
 
Initial notification /Amendment
 
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Barclays PLC
b)
 
LEI
 
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
 
b)
 
Nature of the transaction
 
 
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over seven years.  
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares granted
£2.3042
222,378
d)
 
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
N/A
e)
 
Date of the transaction
 
 
 2017-03-08
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
Exhibit No.5
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Paul Compton
2
 
Reason for the notification
 
a)
 
Position/status
 
 
Group Chief Operating Officer
b)
 
Initial notification /Amendment
 
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Barclays PLC
b)
 
LEI
 
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
 
b)
 
Nature of the transaction
 
 
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over five years.
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares granted
£2.3042
968,891
d)
 
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
N/A
e)
 
Date of the transaction
 
 
 2017-03-08
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Bob Hoyt
2
 
Reason for the notification
 
a)
 
Position/status
 
 
Group General Counsel
b)
 
Initial notification /Amendment
 
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Barclays PLC
b)
 
LEI
 
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
 
b)
 
Nature of the transaction
 
 
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over five years.
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares granted
£2.3042
358,044
d)
 
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
N/A
e)
 
Date of the transaction
 
 
 2017-03-08
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Tristram Roberts
2
 
Reason for the notification
 
a)
 
Position/status
 
 
Group Human Resources Director
b)
 
Initial notification /Amendment
 
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Barclays PLC
b)
 
LEI
 
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
 
b)
 
Nature of the transaction
 
 
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over five years.
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares granted
£2.3042
162,747
d)
 
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
N/A
e)
 
Date of the transaction
 
 
 2017-03-08
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Michael Roemer
2
 
Reason for the notification
 
a)
 
Position/status
 
 
Group Head of Compliance
b)
 
Initial notification /Amendment
 
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Barclays PLC
b)
 
LEI
 
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
 
b)
 
Nature of the transaction
 
 
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over five years.
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares granted
£2.3042
68,354
d)
 
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
N/A
e)
 
Date of the transaction
 
 
 2017-03-08
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Amer Sajed
2
 
Reason for the notification
 
a)
 
Position/status
 
 
CEO, Barclaycard International
b)
 
Initial notification /Amendment
 
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Barclays PLC
b)
 
LEI
 
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
 
b)
 
Nature of the transaction
 
 
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over five years.
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares granted
£2.3042
144,587
d)
 
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
N/A
e)
 
Date of the transaction
 
 
 2017-03-08
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Ashok Vaswani
2
 
Reason for the notification
 
a)
 
Position/status
 
 
CEO, Barclays UK
b)
 
Initial notification /Amendment
 
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Barclays PLC
b)
 
LEI
 
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
 
b)
 
Nature of the transaction
 
 
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over five years.
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares granted
£2.3042
488,243
d)
 
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
N/A
e)
 
Date of the transaction
 
 
 2017-03-08
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
C.S. Venkatakrishnan
2
 
Reason for the notification
 
a)
 
Position/status
 
 
Chief Risk Officer
b)
 
Initial notification /Amendment
 
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Barclays PLC
b)
 
LEI
 
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
 
b)
 
Nature of the transaction
 
 
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over five years.
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares granted
£2.3042
352,699
d)
 
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
N/A
e)
 
Date of the transaction
 
 
 2017-03-08
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
 
 
 
 
 
 
 
 
Exhibit No.6
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Paul Compton
2
 
Reason for the notification
 
a)
 
Position/status
 
 
Group Chief Operating Officer
b)
 
Initial notification /Amendment
 
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Barclays PLC
b)
 
LEI
 
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
 
Transaction 1
b)
 
Nature of the transaction
 
 
The trustee of the Barclays Group (PSP) Employee Benefit Trust delivered Shares to the individual set out above to satisfy the release of Shares subject to an award made under the Schedule 1 to the Barclays Group Share Value Plan. 
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares to be delivered
Volume(s): Number of Shares received by PDMR1
£2.3042
2,125,082
 
865,971
 
1 Tax liabilities on the Shares were met in cash and the number of Shares actually received by the PDMR was reduced to meet those tax liabilities.
 
Transaction 2
d)
 
Nature of the transaction
 
 
Shares released under the transaction described above were then sold on behalf of the individual as set out below.
 
e)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares sold
Volume(s): Number of Shares held by PDMR
£2.3042
865,971
N/A
 
f)
 
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
 
N/A
 
 
 
 
g)
 
Date of the transactions
 
 
2017-03-08
h)
 
Place of the transactions
 
London Stock Exchange (XLON)
 
 
 
 
 
 
Exhibit No.7
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Tushar Morzaria
2
 
Reason for the notification
 
a)
 
Position/status
 
 
Group Finance Director
b)
 
Initial notification /Amendment
 
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Barclays PLC
b)
 
LEI
 
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
 
b)
 
Nature of the transaction
 
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Long Term Incentive Plan. The Shares are subject to a holding period with restrictions lifting after two years.
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares to be delivered
Volume(s): Number of Shares received by PDMR1
£2.3042
504,272
267,264
1 Tax liabilities on the Shares were met in cash and the number of Shares actually received by the PDMR was reduced to meet those tax liabilities.
 
d)
 
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
N/A
e)
 
Date of the transaction
 
 
 2017-03-08
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
Exhibit No.8
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Tushar Morzaria
2
 
Reason for the notification
 
a)
 
Position/status
 
 
Group Finance Director
b)
 
Initial notification /Amendment
 
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Barclays PLC
b)
 
LEI
 
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
 
b)
 
Nature of the transaction
 
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Share Value Plan ("SVP"). The Shares are subject to a holding period with restrictions lifting after six months.
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares to be delivered
Volume(s): Number of Shares received by PDMR1
£2.3042
271,817
144,062
1 Tax liabilities on the Shares were met in cash and the number of Shares actually received by the PDMR was reduced to meet those tax liabilities.
 
d)
 
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
N/A
e)
 
Date of the transaction
 
 
 2017-03-08
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Bob Hoyt
2
 
Reason for the notification
 
a)
 
Position/status
 
 
Group General Counsel
b)
 
Initial notification /Amendment
 
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Barclays PLC
b)
 
LEI
 
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
 
b)
 
Nature of the transaction
 
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Share Value Plan ("SVP"). The Shares are subject to a holding period with restrictions lifting after six months.
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares to be delivered
Volume(s): Number of Shares received by PDMR1
£2.3042
274,701
145,590
1 Tax liabilities on the Shares were met in cash and the number of Shares actually received by the PDMR was reduced to meet those tax liabilities.
 
d)
 
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
N/A
e)
 
Date of the transaction
 
 
 2017-03-08
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Tristram Roberts
2
 
Reason for the notification
 
a)
 
Position/status
 
 
Group Human Resources Director
b)
 
Initial notification /Amendment
 
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Barclays PLC
b)
 
LEI
 
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
 
b)
 
Nature of the transaction
 
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Share Value Plan ("SVP"). The Shares are subject to a holding period with restrictions lifting after six months.
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares to be delivered
Volume(s): Number of Shares received by PDMR1
£2.3042
156,651
83,025
1 Tax liabilities on the Shares were met in cash and the number of Shares actually received by the PDMR was reduced to meet those tax liabilities.
 
d)
 
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
N/A
e)
 
Date of the transaction
 
 
 2017-03-08
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Michael Roemer
2
 
Reason for the notification
 
a)
 
Position/status
 
 
Group Head of Compliance
b)
 
Initial notification /Amendment
 
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Barclays PLC
b)
 
LEI
 
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
 
b)
 
Nature of the transaction
 
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Share Value Plan ("SVP"). The Shares are subject to a holding period with restrictions lifting after six months.
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares to be delivered
Volume(s): Number of Shares received by PDMR1
£2.3042
109,842
58,216
1 Tax liabilities on the Shares were met in cash and the number of Shares actually received by the PDMR was reduced to meet those tax liabilities.
 
d)
 
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
N/A
e)
 
Date of the transaction
 
 
 2017-03-08
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Amer Sajed
2
 
Reason for the notification
 
a)
 
Position/status
 
 
CEO, Barclaycard International
b)
 
Initial notification /Amendment
 
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Barclays PLC
b)
 
LEI
 
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
 
b)
 
Nature of the transaction
 
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Share Value Plan ("SVP"). The Shares are subject to a holding period with restrictions lifting after six months.
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares to be delivered
Volume(s): Number of Shares received by PDMR1
£2.3042
117,688
76,260
1 Tax liabilities on the Shares were met in cash and the number of Shares actually received by the PDMR was reduced to meet those tax liabilities.
 
d)
 
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
N/A
e)
 
Date of the transaction
 
 
 2017-03-08
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Ashok Vaswani
2
 
Reason for the notification
 
a)
 
Position/status
 
 
CEO, Barclays UK
b)
 
Initial notification /Amendment
 
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Barclays PLC
b)
 
LEI
 
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
 
b)
 
Nature of the transaction
 
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Share Value Plan ("SVP"). The Shares are subject to a holding period with restrictions lifting after six months.
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares to be delivered
Volume(s): Number of Shares received by PDMR1
£2.3042
371,230
196,751
1 Tax liabilities on the Shares were met in cash and the number of Shares actually received by the PDMR was reduced to meet those tax liabilities.
 
d)
 
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
N/A
e)
 
Date of the transaction
 
 
 2017-03-08
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
Exhibit No.9
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Bob Hoyt
2
 
Reason for the notification
 
a)
 
Position/status
 
 
Group General Counsel
b)
 
Initial notification /Amendment
 
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Barclays PLC
b)
 
LEI
 
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
 
Transaction 1
b)
 
Nature of the transaction
 
 
The trustee of the Barclays Group (PSP) Employee Benefit Trust delivered Shares to the individual set out above to satisfy the release of Shares subject to an award made under Schedule 1 to the Barclays Group Share Value Plan.
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares to be delivered
Volume(s): Number of Shares received by PDMR1
 
£2.3042
 
132,693
 
70,327
1 Tax liabilities on the Shares were met in cash and the number of Shares actually received by the PDMR was reduced to meet those tax liabilities.
 
f)
 
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
 
N/A
 
 
 
 
g)
 
Date of the transactions
 
 
2017-03-08
h)
 
Place of the transactions
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Tushar Morzaria
2
 
Reason for the notification
 
a)
 
Position/status
 
 
Group Finance Director
b)
 
Initial notification /Amendment
 
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Barclays PLC
b)
 
LEI
 
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
 
Transaction 1
b)
 
Nature of the transaction
 
 
The trustee of the Barclays Group (PSP) Employee Benefit Trust delivered Shares to the individual set out above to satisfy the release of Shares subject to an award made under Schedule 1 to the Barclays Group Share Value Plan.
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares to be delivered
Volume(s): Number of Shares received by PDMR1
 
£2.3042
 
53,547
 
28,380
 
1 Tax liabilities on the Shares were met in cash and the number of Shares actually received by the PDMR was reduced to meet those tax liabilities.
 
f)
 
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
 
N/A
 
 
 
 
g)
 
Date of the transactions
 
 
2017-03-08
h)
 
Place of the transactions
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
C.S. Venkatakrishnan
2
 
Reason for the notification
 
a)
 
Position/status
 
 
Chief Risk Officer
b)
 
Initial notification /Amendment
 
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Barclays PLC
b)
 
LEI
 
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
 
Transaction 1
b)
 
Nature of the transaction
 
 
The trustee of the Barclays Group (PSP) Employee Benefit Trust delivered Shares to the individual set out above to satisfy the release of Shares subject to an award made under Schedule 1 to the Barclays Group Share Value Plan.
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares to be delivered
Volume(s): Number of Shares received by PDMR1
 
£2.3042
 
785,631
 
357,776
 
1 Tax liabilities on the Shares were met in cash and the number of Shares actually received by the PDMR was reduced to meet those tax liabilities.
 
f)
 
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
 
N/A
 
 
 
 
g)
 
Date of the transactions
 
 
2017-03-08
h)
 
Place of the transactions
 
London Stock Exchange (XLON)
 
 
Exhibit No.10
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Jes Staley
2
 
Reason for the notification
 
a)
 
Position/status
 
 
Group Chief Executive
b)
 
Initial notification /Amendment
 
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Barclays PLC
b)
 
LEI
 
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
 
b)
 
Nature of the transaction
 
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Awards made in 2017. The Shares are subject to a holding period of six months.
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares to be delivered
Volume(s): Number of Shares received by PDMR1
£2.3042
86,798
35,370
1 Tax liabilities on the Shares were met in cash and the number of Shares actually received by the PDMR was reduced to meet those tax liabilities.
 
d)
 
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
N/A
e)
 
Date of the transaction
 
 
 2017-03-08
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Tushar Morzaria
2
 
Reason for the notification
 
a)
 
Position/status
 
 
Group Finance Director
b)
 
Initial notification /Amendment
 
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Barclays PLC
b)
 
LEI
 
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
 
b)
 
Nature of the transaction
 
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Awards made in 2017. The Shares are subject to a holding period of six months.
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares to be delivered
Volume(s): Number of Shares received by PDMR1
£2.3042
74,126
39,286
 
1 Tax liabilities on the Shares were met in cash and the number of Shares actually received by the PDMR was reduced to meet those tax liabilities.
 
d)
 
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
N/A
e)
 
Date of the transaction
 
 
 2017-03-08
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Paul Compton
2
 
Reason for the notification
 
a)
 
Position/status
 
 
Group Chief Operating Officer
b)
 
Initial notification /Amendment
 
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Barclays PLC
b)