eksip0811k.htm


SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 11-K

[X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

For the fiscal year ended December 30, 2008
-----------------

OR

[ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

For the transition period from        to
--------  --------

Commission file number   1-87
----------

A.  Full title of the plan and the address of the plan, if
different from that of the issuer named below:

EASTMAN KODAK EMPLOYEES’
SAVINGS AND INVESTMENT PLAN


B.  Name of the issuer of the securities held pursuant to the plan
and the address of its principal executive office:

EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER, NEW YORK 14650

 
 

 

EASTMAN KODAK EMPLOYEES’ SAVINGS AND INVESTMENT PLAN
INDEX TO FINANCIAL STATEMENTS, SCHEDULES AND EXHIBIT
DECEMBER 30, 2008


   
Page No.
(a)
Financial Statements
 
     
 
Report of Independent Registered Public Accounting Firm
3
 
Statements of Net Assets Available for Benefits
4
 
Statement of Changes in Net Assets Available for Benefits
5
 
Notes to Financial Statements
6-13
     
(b)
Schedule *
 
     
 
Schedule H, Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)
14-42
     
(c)
Signature
43
     
(d)
Exhibit (23.1) Consent of Independent Registered Public Accounting Firm
 


*Prepared in accordance with the filing requirements of the Employee Retirement Income Security Act of 1974, as amended.  Other Schedules required by Section 2520.103-10 of the United States Department of Labor’s Rules and Regulations for Reporting and Disclosure under ERISA have been omitted because they are not applicable.


 
2

 


REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM


To the Savings and Investment
Plan Committee and the Participants of
Eastman Kodak Employees’ Savings
and Investment Plan

We have audited the accompanying statements of net assets available for benefits of Eastman Kodak Employees’ Savings and Investment Plan (the Plan) as of December 30, 2008 and 2007, and the related statement of changes in net assets available for benefits for the year ended December 30, 2008.  These financial statements are the responsibility of the Plan’s management.  Our responsibility is to express an opinion on these financial statements based on our audits.

We conducted our audits in accordance with the auditing standards of the Public Company Accounting Oversight Board (United States).  Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement.  An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements.  An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation.  We believe that our audits provide a reasonable basis for our opinion.

In our opinion, the financial statements referred to above present fairly, in all material respects, the net assets available for benefits of Eastman Kodak Employees’ Savings and Investment Plan as of December 30, 2008 and 2007, and the changes in net assets available for benefits for the year ended December 30, 2008, in conformity with accounting principles generally accepted in the United States of America.

Our audits were made for the purpose of forming an opinion on the basic financial statements taken as a whole.  The schedule of assets (held at end of year) as of December 30, 2008, is presented for the purpose of additional analysis and is not a required part of the basic financial statements, but is supplementary information required by the United States Department of Labor Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974.  This supplemental schedule is the responsibility of the Plan’s management.  The supplemental schedule has been subjected to the auditing procedures applied in the audits of the basic financial statements and, in our opinion, is fairly stated in all material respects in relation to the basic financial statements taken as a whole.


Respectfully Submitted,

/s/ Insero & Company CPAs, P.C.

Insero & Company CPAs, P.C.
Certified Public Accountants

Rochester, New York
June 26, 2009


 
3

 

EASTMAN KODAK EMPLOYEES’ SAVINGS AND INVESTMENT PLAN
STATEMENTS OF NET ASSETS AVAILABLE FOR BENEFITS
(in thousands)

   
As of December 30,
 
   
2008
   
2007
 
             
ASSETS
           
Investments at Fair Value (including securities on loan of $1,281,996 and $1,155,691 in 2008 and 2007, respectively)
  $ 6,065,357     $ 7,124,925  
Loans to Participants
    27,670       31,024  
   Total Investments
    6,093,027       7,155,949  
                 
Cash
    1,322       -  
Restricted Collateral for Loaned Securities
    1,304,909       1,172,174  
                 
Receivables:
               
Dividends and Interest
    18,796       19,621  
Employer Contributions
    793       1,034  
Participants’ Contributions
    -       2,352  
Total Assets
  $ 7,418,847     $ 8,351,130  
                 
                 
                 
LIABILITIES
               
Accounts Payable and Accrued Expenses
  $ 5,569     $ 2,933  
Payable for Collateral on Loaned Securities
    1,304,909       1,172,174  
Total Liabilities
    1,310,478       1,175,107  
                 
                 
Net Assets Available for Benefits at Fair Value
    6,108,369       7,176,023  
                 
Adjustment from Fair Value to Contract Value for Interest in Fully Benefit-Responsive Investment Contracts
    46,552       (42,282 )
                 
                 
Net Assets Available for Benefits
  $ 6,154,921     $ 7,133,741  
                 
                 

 
(See accompanying notes to financial statements)

 
4

 

EASTMAN KODAK EMPLOYEES’ SAVINGS AND INVESTMENT PLAN
STATEMENT OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS
(in thousands)



   
For the fiscal year ended December 30, 2008
 
       
       
       
ADDITIONS:
     
Dividends on Eastman Kodak Company Common Stock
  $ 1,417  
Interest and Other Dividends
    253,126  
         
Contributions:
       
Employer
    13,167  
Participants’ Contributions
    90,513  
Participants’ Rollover Contributions
    110,100  
Total Additions
    468,323  
         
DEDUCTIONS:
       
        Net Depreciation in Fair Value of Investments
    (821,495 )
Benefits Paid to Participants
    (624,955 )
Administrative Expenses
    (693 )
         
Total Deductions
    (1,447,143 )
         
Net Decrease in Net Assets Available for Benefits
    (978,820 )
         
Net Assets Available for Benefits at Beginning of Year
    7,133,741  
Net Assets Available for Benefits at End of Year
  $ 6,154,921  
         

 
(See accompanying notes to financial statements)


 
5

 

EASTMAN KODAK EMPLOYEES’ SAVINGS AND INVESTMENT PLAN
NOTES TO FINANCIAL STATEMENTS
DECEMBER 30, 2008 and 2007

NOTE 1:  DESCRIPTION OF PLAN

General

The Eastman Kodak Employees’ Savings and Investment Plan (the Plan or SIP) is a defined-contribution plan of a controlled group of corporations consisting of Eastman Kodak Company and certain subsidiaries operating in the United States (Kodak, the Company, or Plan Sponsor).  The principal provisions of the Plan are described below and are provided for general information purposes only. Participants should refer to the Plan Document for a more complete description of the Plan’s provisions.  The Plan is subject to the Employee Retirement Income Security Act of 1974, as amended (ERISA), and the Internal Revenue Code of 1986, as amended.

Eligibility

Regular full-time, regular part-time, supplementary or conditional employees of the Company are eligible to participate in the Plan upon date of hire.  Other Kodak employees, ambassadors, co-ops and special program employees, as defined by the Plan, are not eligible to participate in the Plan.

Contributions

The Plan includes a salary reduction provision allowing eligible Kodak participants to defer up to a certain percentage of eligible compensation as defined in the Plan.  The maximum deferral for Plan years 2008 and 2007 was limited to 75% of the aggregate of eligible compensation and wage dividend, but not more than the statutory dollar limit.  Effective January 1, 2000, the Company began to match SIP contributions for an amount up to 3% of wages for employees who contributed up to 5% of their wages to SIP and who also participated in the Cash Balance Plus portion of the Kodak Retirement Income Plan.  Participants direct the investment of their contributions in 1% increments into various investment options offered by the Plan, which include self-directed brokerage accounts.  Participants can invest in mutual funds through the self-directed brokerage account.  Participants are eligible to make transfers between investment funds on a daily basis.  Company match funds cannot be used for loans or hardship withdrawals.  The Plan was amended, effective January 1, 2009, to allow the Company to suspend its matching contribution for 2009. 

Vesting

Participants are vested immediately in their contributions, Company matching contributions, and actual earnings.

Loans

The Savings and Investment Plan Committee (SIPCO) (Plan Administrator) may grant a loan to a participant provided that the aggregate of the participant’s outstanding loans will not exceed the lesser of: 1) $50,000 less the highest outstanding loan balance during the previous 12 months, or 2) 50% of the current value of the participant’s account balance.  A new loan must be at least $1,000 and repaid over a period not to exceed five years from the date of the loan.  In accordance with the Plan provisions, the rate of interest is fixed at the discretion of the Plan Administrator at rates that are commensurate with the prime rate.
 
Payment of Benefits
 
Benefit payments are made upon retirements, death, disability or other termination of employment.  The Plan also provides for in-service withdrawals by participants including obtaining age 59 1/2 and for hardships.  





 
6

 


Participant Accounts

Each participant’s account is credited with the participant’s contributions, Company matching contributions, if applicable, and an allocation of Plan earnings, and charged with the participant’s withdrawals and with an allocation of administrative expenses.  Allocations are based on participant earnings or account balances, as required by the Plan Document.

Plan Termination

While the Company expects to continue the Plan, it has the right to discontinue contributions and amend or terminate the Plan at any time, for any reason.  In the event that contributions to the Plan are discontinued, BNY Mellon Financial Corporation (Plan Trustee) will continue to administer the Trust.  In the event of the termination of the Trust as a result of or incident to termination of the Plan, the participants will be paid in accordance with the provisions of the Plan and ERISA.

Administrative Expenses

The Plan is administered by the SIPCO, which is the Plan Administrator and named fiduciary.  The Trust is administered by BNY Mellon Financial Corporation (the Trustee).  The record keeper is T. Rowe Price Retirement Plan Services, Inc. (T. Rowe Price).

Each participant in the Plan is charged a flat annual fee for Plan recordkeeping and other administrative expenses.  The fee is charged monthly to each participant’s account.  Additional fees are charged to individual participants for various services provided by the Plan’s record keeper.  The Company pays administrative expenses to the extent they are not paid by the Plan.


NOTE 2:  SUMMARY OF ACCOUNTING POLICIES

Basis of Accounting

The Plan operates on a fiscal year ending December 30.

The Plan’s financial statements have been prepared on the accrual basis of accounting in accordance with accounting principles generally accepted in the United States of America (GAAP).

Use of Estimates

The preparation of financial statements in conformity with GAAP requires management to make estimates and assumptions that affect the reported amounts of net assets available for benefits and changes therein.  Actual results could differ from those estimates.
 
Payment of Benefits
 
Benefits are recorded when paid.

Fully Benefit-Responsive Investment Contracts

Investment contracts held by a defined-contribution plan are required to be reported at fair value.  However, contract value is the relevant measurement attribute for that portion of the net assets available for benefits of a defined-contribution plan attributable to fully benefit-responsive investment contracts, as contract value is the amount participants would receive if they were to initiate permitted transactions under the terms of the Plan.  The Statements of Net Assets Available for Benefits present the fair value of the investments as well as the adjustment of the investments from fair value to contract value relating to fully benefit-responsive investment contracts.  The Statement of Changes in Net Assets Available for Benefits is prepared on a contract value basis relative to fully benefit-responsive investment contracts.  The Plan’s fixed income fund, which includes guaranteed investment contracts (GICs) and synthetic investment contracts (SICs), is fully benefit-responsive.

 
7

 


Investment Valuation and Income Recognition

The fair value of the Plan’s GICs are calculated by discounting the related cash flows based on current yields of similar instruments with comparable durations.  Individual assets of the Plan’s SICs are valued at representative quoted market prices.  The fair value of the Plan’s  wrap contract for its SIC is determined using the market approach discounting methodology which incorporates the difference between current market level rates for the contract level wrap fees and the wrap fee being charged. The difference is calculated as a dollar value and discounted based on current yields of similar instruments with comparable durations as of period end.

Interest in common/collective trust (pooled) funds reflects fair value based on the unit prices quoted by the fund, representing the fair value of the underlying investments.  Shares of mutual funds are valued at the net asset value of shares held by the Plan at December 30.  Current values of all other investments are based upon active market quotations on national exchanges, if available, at December 30, or, if not available, upon amounts believed by the Plan Administrator to be realizable at that time.  Loans to participants are valued at outstanding balances, which approximate fair value.

The net depreciation in fair value of investments in the accompanying Statement of Changes in Net Assets Available for Benefits reflects both realized and unrealized gains and losses at fair value.

Purchases and sales of securities are recorded on a trade-date basis.  Interest income is recorded on the accrual basis.  Dividends are recorded on the ex-dividend date.
 
Reclassification of Prior Year Amounts

A reclassification of prior year financial information has been made to conform to the current year presentation.  The reclassification had no effect on net assets or changes in net assets for 2007.

Recent Accounting Pronouncements

In September 2006, the Financial Accounting Standards Board (FASB) issued Statement of Financial Accounting Standard (SFAS) No. 157, Fair Value Measurements.  SFAS No. 157 establishes a framework for measuring fair value in generally accepted accounting principles, clarifies the definition of fair value within that framework, and expands disclosures about the use of fair value measurements.  The Plan adopted SFAS No. 157 in fiscal year 2008.  The adoption of SFAS No. 157 had no impact on the Plan’s net assets available for benefits or the changes in its net assets available for benefits.   Refer to NOTE 6:  FAIR VALUE MEASUREMENTS.


NOTE 3:  RISKS AND UNCERTAINTIES

Investment securities are exposed to various risks, such as interest rate, credit, and market volatility.  Due to the level of risk associated with certain investment securities and the level of uncertainty related to changes in the values of investment securities, it is at least reasonably possible that changes in the values of investment securities will occur in the near term and such changes could have a material effect on participants’ account balances and the amounts reported in the Statement of Net Assets Available for Benefits.


NOTE 4:  SECURITIES LENDING PROGRAM

The Plan participates in a securities lending program with the Trustee.  The program allows the Trustee to loan securities, which are assets of the Plan, to approved Borrowers.  The Trustee requires Borrowers, pursuant to a security loan agreement, to deliver collateral to secure each loan.  The collateral required is 102 percent of the fair value of U.S. securities borrowed and 105 percent for foreign securities borrowed.  The Plan bears the risk of loss with respect to the unfavorable change in fair value of the invested cash collateral.  However, the Borrower bears the risk of loss related to the decrease in the fair value of the securities collateral and, therefore, may have to deliver additional cash or securities to maintain the required collateral.  In the event of default by the Borrower, the Trustee shall indemnify the Plan by purchasing replacement securities equal to the number of unreturned loaned securities or, if replacement securities are not able to be purchased, the Trustee shall credit the Plan for the market value of the unreturned securities.  In each case, the Trustee would apply the proceeds from the collateral to make the Plan whole.

 
8

 


The fair value of the securities on loan to Borrowers at December 30, 2008 and 2007 was $1,282.0 million and $1,155.7 million, respectively.  The Plan held cash collateral of $1,189.6 million and $1,093.3 million for securities on loan at December 30, 2008 and 2007, respectively, and $115.3 million and $78.9 million of non-cash collateral for securities on loan at December 30, 2008 and 2007, respectively. Non-cash collateral consists of U.S. government issues and letters of credit.  A portion of the income generated from invested cash collateral is remitted to the Borrowers, and the remainder is allocated between the Plan and the Trustee in its capacity as a lending agent.  Securities lending income allocated to the Plan amounted to $12.0 million for 2008.  Securities lending income allocated to the Trustee amounted to $4.4 million for 2008.
 
The Plan reinvests the cash collateral into various securities.  The market value of the underlying investments in the cash collateral pool was approximately $l,l42.3 million at December 30, 2008.  If the Plan were to terminate the securities lending program as of the Plan year end, there would be a shortfall in the cash collateral required to be returned to the Borrowers, which would result in an investment loss equal to the difference between the cash collateral and the market value of the investments in the cash collateral pool.   


NOTE 5:  INVESTMENT CONTRACTS

The Fixed Income Fund held the following GICs as of December 30, 2008:

Contract ID #
Issuer
Contract Rate
Maturity Date
       
117742
Metropolitan Life
7.60%
07/01/10
15187
John Hancock
6.79%
07/05/11


The GIC issuer maintains the contributions in the respective general accounts and is contractually obligated to repay the principal and a specified guaranteed interest rate.  There are no reserves against contract value for credit risk.  The crediting interest rate is a fixed contractual rate.

The Fixed Income Fund also held the following SICs as of December 30, 2008:

Issuer/Wrapper
Inception Date
   
Commonwealth General Corp (AEGON)
2001
JPMorgan Chase
2001
State Street Bank & Trust
2004
Pacific Life Insurance Company
2008


A SIC is a wrap contract paired with an underlying investment portfolio, owned by the Fixed Income Fund, of fixed income securities. Interest rates on the SICs are generally reset quarterly by the issuer. Investment gains and losses are amortized over the duration of the contract in the calculation of the interest rate credited to participants.  The issuers of the wrap contracts provide assurance that future adjustments to the crediting rate cannot result in a rate less than zero.  The crediting rate is based on the current yield-to-maturity, the duration of the portfolio, and the amortization of gains and losses (defined as the difference between the market value and contract value). Contract value represents contributions made under the contract, plus earnings, less participant withdrawals and administrative expenses.  Participants may ordinarily direct the withdrawal or transfer of all or a portion of their investment at contract value.

 
9

 


Certain events could limit the ability of the Plan to transact at contract value with the GIC or SIC.  Such events include the following: (i) amendments to the Plan Documents (including complete or partial Plan termination or merger with another plan); (ii) distribution of participant communication intended or designed to induce participants to make withdrawals from the Plan, not to transfer funds to the investment or to transfer funds out of the investment; (iii) bankruptcy of the Plan sponsor or other Plan sponsor events (e.g. closing of a unit, plant or facility, the sale, spin-off or merger of a subsidiary or division of the Plan sponsor, a merger or consolidation of the Plan with another plan or a spin-off of a portion of the assets of the Plan to another plan, a group termination or layoff by the Plan sponsor) which cause a significant withdrawal from the Plan that would detrimentally impact the issuer; or (iv) the failure of the trust to qualify for exemption from federal income taxes or any required prohibited transaction exemption under ERISA.  The Plan Administrator does not believe that the occurrence of any such event, which would limit the Plan’s ability to transact at contract value with participants, is probable.

The GICs do not permit the issuers to terminate the contracts prior to the scheduled maturity dates.  However, the SICs generally impose conditions on both the Plan and the issuer. The issuer may elect to terminate a contract if an event of default occurs by the Plan and is not cured. Such events include the following: (i) failure to pay an amount due to the issuer; (ii) failure to comply with or perform any material obligation; (iii) a material misrepresentation; (iv) termination of the Plan; or (v) failure of the Plan to qualify under the Internal Revenue Code. The Plan may elect to terminate the contract if an event of default occurs by the issuer and is not cured. Such events include the following: (i) failure to pay an amount owed by the issuer; (ii) failure to comply with, or perform any material obligation; (iii) a material misrepresentation; or (iv) the insolvency of the issuer.

The terms of a SIC generally provide for settlement of payments upon termination of the contract or total liquidation of the covered investments.  Generally, payments will be made pro-rata, based on the percentage of investments covered by each issuer.  Contract termination occurs whenever the contract value or market value of the covered investments reach zero or upon certain events of default.  If a contract terminates due to issuer default (other than a default occurring because of a decline in its rating), the issuer will generally be required to pay to the Plan the excess, if any, of contract value over market value on the date of termination.  If a contract terminates when the market value equals zero, the issuer will pay the excess of contract value over market value to the Plan to the extent necessary for the Plan to satisfy outstanding contract value withdrawal requests.  Contract termination also may occur by either party upon election and notice.

Average yields for the GICs and SICs, all of which are fully benefit-responsive, are as follows:

Average yields for GICs and SICs
2008
2007
Based on actual earnings
4.98%
5.28%
Based on interest rate credited to participants
5.06%
5.21%





 
10

 

NOTE 6:  FAIR VALUE MEASUREMENTS



FASB Statement No. 157
In September 2006, the FASB issued SFAS No. 157, "Fair Value Measurements," which establishes a comprehensive framework for measuring fair value and expands disclosures about fair value measurements.  Specifically, this Statement sets forth a definition of fair value, and establishes a hierarchy prioritizing the inputs to valuation techniques, giving the highest priority to quoted prices in active markets for identical assets and liabilities and the lowest priority to unobservable inputs.  The Statement defines levels within the hierarchy as follows:

·  
Level 1 inputs are quoted prices (unadjusted) in active markets for identical assets or liabilities that the reporting entity has the ability to access at the measurement date.
·  
Level 2 inputs are inputs, other than quoted prices included within Level 1, which are observable for the asset or liability, either directly or indirectly.
·  Level 3 inputs are unobservable inputs.

The following table sets forth financial assets measured at fair value in the Statement of Net Assets Available for Benefits and the respective levels to which the fair value measurements are classified within the fair value hierarchy as of December 30, 2008:

   
Fair Value Measurements at Reporting Date Using
 
(in thousands)
 
Total as of
   
Quoted Prices in Active Markets for Identical Assets
   
Significant Other Observable Inputs
   
Unobservable Inputs
 
Description
 
December 30, 2008
   
(Level 1)
   
(Level 2)
   
(Level 3)
 
                         
Financial Assets
                       
Common/collective trusts
  $ 1,170,597     $ -     $ 1,170,597     $ -  
Fixed Income Fund
    4,663,410       -       4,083,403       580,007  
Participant directed brokerage account 
    209,846       209,846       -       -  
Common stock
    21,504       21,504       -       -  
Participant loans
    27,670       -       -       27,670  
Total
  $ 6,093,027     $ 231,350     $ 5,254,000     $ 607,677  

The table below sets forth a summary of the changes in the fair values of the Plan’s level 3 investment assets and liabilities for the year ended December 30, 2008:

   
Level 3 Asset Gains and Losses
for the Year Ended December 30, 2008
 
(in thousands)
                 
   
Total
   
Participant Loans
   
Fixed Income Fund
 
                   
Balance, beginning of year
  $ 771,520     $ 31,024     $ 740,496  
Realized gains (losses)      -       -       -  
Unrealized gains (losses)      7,672       -       7,672  
Purchases, sales, issuances and settlements, net      (171,515     (3,354      (168,161
Net transfers in/out of Level 3
    -       -       -  
Balance, end of year
  $ 607,677     $ 27,670     $ 580,007  
                         










 
11

 



NOTE 7:  NET DEPRECIATION IN FAIR VALUE OF INVESTMENTS

Net depreciation in fair value of investments for the fiscal year ended on December 30 is:

(in thousands)

   
2008
 
       
Eastman Kodak Company Common Stock
  $ (46,139 )
Interest in Common Collective Trust Funds
    (538,339 )
Mutual Funds
    (90,632 )
Participant Directed Brokerage
    (146,385 )
 
  $ (821,495 )



NOTE 8:  SIGNIFICANT INVESTMENTS

The following table represents investments having a fair value equal to or greater than 5% of net assets available for benefits at December 30:

(in thousands)

 
Maturity
Interest
Fair
Investment
Date
Rate
Value
       
2008
     
       
John Hancock Mutual  Life Ins. GIC #15187
7/5/2011
6.79%
 $            460,365
       
2007
     
       
John Hancock Mutual Life Ins. GIC #15187
7/5/2011
6.79%
 $            437,402
       



NOTE 9:  FEDERAL INCOME TAX STATUS

In November 2002, the Plan received a favorable tax determination letter from the Internal Revenue Service (IRS) in which the IRS stated that the Plan is in compliance with the applicable requirements of the Internal Revenue Code.  The Plan has been amended since receiving such letter.  The Plan Administrator and the Plan’s tax counsel believe that the Plan is currently designed and being operated in compliance with the applicable requirements of the Internal Revenue Code.  Therefore, no provision for income taxes has been included in the Plan’s financial statements.


 
12

 


NOTE 10:  RELATED PARTY TRANSACTIONS

During 2008 and 2007, certain Plan investments were shares of mutual funds and institutional trust funds managed by T. Rowe Price.  T. Rowe Price Retirement Plan Services, Inc. has been the record keeper since January 1, 2002; therefore, these transactions constitute related party transactions.  Fees paid by the Plan to T. Rowe Price for management services amounted to less than $0.2 million for the fiscal year ended December 30, 2008.

The Kodak Stock Fund and the Fixed Income Fund hold small amounts of cash invested in short-term investments.  BNY Mellon Trust, the parent of the Plan Trustee, manages these short-term investments; therefore, these transactions constitute related party transactions.

The Kodak Stock Fund is not actively managed, but the Plan Trustee buys, sells and holds the assets for this fund including the cash that is necessary to maintain liquidity.  During the year ended December 30, 2008, the Plan purchased shares in the Fund in the amount of $64.7 million, sold shares in the Fund in the amount of $54.5 million, and had net depreciation in the Fund in the amount of $46.1 million.  The total value of the Plan's investment in the Fund was $22.4 million and $58.2 million at December 30, 2008 and 2007, respectively.

Participant loans also constitute related party transactions.


NOTE 11:  RECONCILIATION OF FINANCIAL STATEMENTS TO FORM 5500

The following is a reconciliation from the Plan financial statements to the Form 5500 at December 30:


(in thousands)  
2008
   
2007
 
             
Net Assets Available for Benefits (per the Financial Statements)
  $ 6,154,921     $ 7,133,741  
                 
Adjustment from contract value to fair value for interest in fully benefit-responsive investment contracts
    (46,552 )     42,282  
                 
Net Assets Available for Benefits (per the Form 5500)
  $ 6,108,369     $ 7,176,023  
                 
                 
                 
Net Decrease in Net Assets Available for Benefits (per the Financial Statements)
  $ (978,820 )        
                 
Change in adjustment from contract value to fair value for interest in fully benefit-responsive investment contracts
    (88,834 )        
                 
Net Loss (per the Form 5500)
  $ (1,067,654 )        
                 





 
13

 
EASTMAN KODAK EMPLOYEES’ SAVINGS AND INVESTMENT PLAN
SCHEDULE H, PART IV, LINE 4(i)
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2008
(in thousands)




 
 
Maturity
Interest
 Current
Description
Date
Rate
 Value
       
 
FIXED INCOME FUND
 
       
Group Annuity Contracts:
     
JOHN HANCOCK MUTUAL LIFE INSURANCE CO
07/05/11
6.7900%
 $        460,365
METROPOLITAN LIFE INSURANCE CO
07/01/10
7.6000%
           102,779
     
 $        563,144
       
Investment Contract:
     
NISA/AEGON (WRAPPER)
 
3.7200%
 $          16,863
       
U.S. Government Securities:
     
FEDERAL FARM CR BKS CONS SYS
12/06/10-01/17/17
3.7500%-4.8750%
 $          12,064
FEDERAL HOME LN BKS CONS BDS
12/11/09-07/15/36
2.3750%-5.7500%
           101,016
FEDERAL HOME LN CORP MTN
03/05/19
5.2000%
               5,884
FEDERAL HOME LN MTG CONS BD
07/18/16
5.5000%
               3,056
FEDERAL HOME LN MTG CORP DEBS
3/15/2009-07/15/32
4.3750%-6.8750%
             38,129
FEDERAL HOME LN MTG CORP MTN
11/23/35
5.6250%
               2,278
FEDERAL HOME LN MTG CORP NTS
04/18/11-07/18/11
5.1250%-5.2500%
               6,480
FEDERAL HOME LN MTG CORP REF
03/05/12-06/13/18
3.7500%-5.5000%
             16,501
FEDERAL HOME LN MTG DEB
07/12/10
4.1250%
               4,663
FEDERAL HOME LN MTG NTS
04/18/16
5.2500%
               3,129
FEDERAL NATL MTG ASSN
07/13/09-08/01/12
5.1250%-5.2500%
               8,357
FEDERAL NATL MTG ASSN DEBS
09/15/09-11/15/30
3.0000%-7.2500%
           120,815
FEDERAL NATL MTG ASSN DISCOUNT
06/01/09
ZERO CPN
             10,326
FEDERAL NATL MTG ASSN GTD MTG
06/12/17
5.3750%
               1,010
FEDERAL NATL MTG ASSN MTN
10/12/10
2.8750%
               4,995
FHLMC INT PMT ON % DEB 2031
01/15/12
5.7500%
             16,590
FHLMC MULTI-CLASS MTG 3128 BA
01/15/24
5.0000%
               3,327
FHLMC MULTI-CLASS MTG 3152 DA
09/15/25
6.0000%
               2,017
FHLMC MULTI-CLASS MTG 3216 MA
04/15/27
6.0000%
               1,898
FNMA GTG REMIC P/T 06-51 PA
02/25/30
5.5000%
               1,963
U.S. TREAS STRIP GENERIC TINT
05/15/14
ZERO CPN
             11,253
U.S. TREAS NT STRIPPED
02/15/10
ZERO CPN
               7,956
U.S. TREASURY BONDS
01/08/09
ZERO CPN
             11,900
U.S. TREASURY BONDS
04/30/09-5/15/38
1.5000%-8.8750%
        1,440,731
Total U.S. Government Securities
   
 $     1,836,338
       
Corporate Debt Instruments:
     
ABBOTT LABORATORIES NT
11/30/17
5.6000%
      $            1,921
ABBOTT LABS
05/15/11
5.6000%
               2,978
ACE INA HLDG INC SR NT
02/15/17
5.7000%
                  982
AEP TEX CENT TRANS 06-A CL A2
07/01/13
4.9800%
               1,566
AEP TEX CENT TRANS 06-A CL A4
01/01/18
5.1700%
               2,886
AEP TEX CENT TRANSITION TR A-1
01/01/10
4.9800%
               1,108
 
 
 
 
14

 
EASTMAN KODAK EMPLOYEES’ SAVINGS AND INVESTMENT PLAN
SCHEDULE H, PART IV, LINE 4(i)
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2008
(in thousands)
 
(continued)

 

Maturity
Interest
 Current
Description
Date
Rate
 Value
       
AEP TEX NORTH CO SR NT
03/01/13
5.5000%
                  286
AETNA INC NEW SR NT
12/15/37
6.7500%
                  301
AETNA INC SR NT
09/15/18
6.5000%
                  279
AETNA INC SR NT
06/15/11
5.7500%
               1,208
AETNA INC SR NT
06/15/36
6.6250%
               2,283
AFRICAN DEV BK NTS
10/15/15
6.8750%
               3,059
AGRIUM INC DEB
01/15/19
6.7500%
               1,073
AIFUL CORP SR NT 144A
12/12/11
6.0000%
               1,309
AIG SUNAMERICA GLOBAL NT 144A
05/10/11
6.3000%
               2,626
ALCOA INC NT
02/23/19
5.7200%
               5,293
ALCOA INC NT
07/15/13
6.0000%
               1,589
ALCOA INC NT
02/23/22
5.8700%
               1,935
ALLIED CAP CORP NEW NT
04/01/12
6.0000%
               1,750
ALLIED WORLD ASSURN CO
08/01/16
7.5000%
               1,313
ALLSTATE CORP DEBS
05/15/38
6.9000%
                  971
ALLSTATE CORP JR SUB DEB SER A
05/15/57
VAR RT
               1,285
ALLSTATE CORP SR NT
05/09/35
5.5500%
               1,228
ALLSTATE LIFE GBL MTN #TR00001
05/29/09
4.5000%
               3,511
ALLSTATE LIFE GLOBAL FDG SECD
04/30/13
5.3750%
               1,057
ALTRIA GROUP INC NT
11/10/38
9.9500%
               1,444
ALTRIA GROUP INC NT
11/10/18
9.7000%
               1,849
AMB PPTY L P MEDIUM TERM NTS
06/01/13
6.3000%
               2,547
AMERADA HESS CORP
10/01/29
7.8750%
               6,991
AMEREN UN ELEC SR SECD NT
08/01/37
5.3000%
               1,686
AMERICA MOVIL S A B DE C V GTD
11/15/17
5.6250%
               2,198
AMERICA MOVIL S A DE C V SR NT
01/15/15
5.7500%
               1,534
AMERICA MOVIL S A DE DV SR NT
03/01/35
6.3750%
               1,386
AMERICAN CAP STRATEGIES LTD SR
08/01/12
6.8500%
                  754
AMERICAN EXPRESS BK FSB MEDIUM
10/17/12
5.5500%
               2,102
AMERICAN EXPRESS CENTURION BK
06/12/17
5.9500%
               2,814
AMERICAN EXPRESS CO NT
03/19/18
7.0000%
                  812
AMERICAN EXPRESS CO SUB DEB
09/01/66
VAR RT
               3,359
AMERICAN EXPRESS CR 06-2 144A
01/15/14
5.6500%
                  923
AMERICAN GEN CORP SR NT
02/15/29
6.6250%
                  247
AMERICAN GEN FIN CORP MEDIUM
12/15/17
6.9000%
                  766
AMERICAN GENL CORP NTS
08/11/10
7.5000%
               1,649
AMERICAN HOME PRODS CORP NT
03/15/11
STEP
               2,040
AMERICAN HOME PRODS CORP NT
03/15/11
STEP
               3,113
AMERICAN INTL GROUP INC 144A
08/15/18
8.2500%
               1,278
AMERICAN INTL GROUP INC JR SUB
03/15/37
6.2500%
                  138
AMERICAN INTL GROUP INC MEDIUM
01/16/18
5.8500%
               3,080
AMERICAN INTL GROUP INC MEDIUM
01/16/18
5.8500%
               1,064
ANADARKO FIN CO SR NT
05/01/31
7.5000%
               6,827
ANADARKO PETE CORP SR NT
09/15/16
5.9500%
               1,659

 
15

 

EASTMAN KODAK EMPLOYEES’ SAVINGS AND INVESTMENT PLAN
SCHEDULE H, PART IV, LINE 4(i)
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2008
(in thousands)
 
(continued)


Maturity
Interest
 Current
Description
Date
Rate
 Value
 
ANADARKO PETE CORP SR NT
09/15/09
VAR RT
                  766
ANADARKO PETROLEUM CORP
03/15/29
7.2000%
               1,139
AOL TIME WARNER INC DEB
05/01/32
7.7000%
                  518
AOL TIME WARNER INC NT
05/01/12
6.8750%
               3,362
APACHE CORP DEB
07/01/19
7.6250%
               2,997
APACHE CORP NT
01/15/37
6.0000%
               1,032
ARCELORMITTAL SA LUXEMBOURG NT
06/01/18
6.1250%
               2,091
ARCHER DANIELS MIDLAND CO DEB
01/15/38
6.4500%
                  545
ARCHER DANIELS MIDLAND CO NT
02/01/31
7.0000%
                  717
ASIAN DEVELOPMENT BANK SNR MTN
06/21/27
2.3500%
               6,254
ASIF GLOBAL FING XIX SR 144A
01/17/13
4.9000%
                  114
ASSURANT INC SR NT
02/15/14
5.6250%
                  416
ASSURANT INC SR NT
02/15/34
6.7500%
                  948
ASTRAZENECA PLC NT
09/15/17
5.9000%
               1,092
AT & T INC GLOBAL NT
01/15/38
6.3000%
               2,177
AT & T INC GLOBAL NT
01/15/38
6.3000%
               4,851
AT&T BROADBAND CORP NT
03/15/13
8.3750%
               7,515
AT&T CORP SR NT
11/15/31
STEP
                  958
AT&T CORP SR NT
11/15/31
STEP
               2,383
AT&T INC GLOBAL NT
11/15/13
6.7000%
               7,290
AT&T INC GLOBAL NT
05/15/18
5.6000%
               1,950
AT&T INC GLOBAL NT
02/01/18
5.5000%
               1,328
AT&T WIRELESS SVCS INC SR NT
03/01/31
8.7500%
               6,379
AT&T WIRELESS SVCS INC SR NT
05/01/12
8.1250%
               3,049
AT&T WIRELESS SVCS INC SR NT
03/01/31
8.7500%
                  829
AT&T WIRELESS SVCS INC SR NT
03/01/11
7.8750%
               2,020
ATLANTIC CITY 03-1 A2
10/20/16
4.4600%
                  744
ATLANTIC CITY ELEC 02 1 A4
10/20/23
5.5500%
               2,017
AVALONBAY CMNTYS MTN #TR00009
03/15/13
4.9500%
               2,164
AXA SA US$ SUB NT
12/15/30
8.6000%
               1,168
BAC CAP TR XI GTD CAP SECS
05/23/36
6.6250%
               3,303
BAC CAP TR XIV PFD HYBRID NT
12/31/49
VAR RT
               1,909
BAE SYS HLDGS INC GTD NT 144A
08/15/15
5.2000%
               1,001
BAKER HUGHES INC SR NT
11/15/18
7.5000%
               1,325
BAKER HUGHES INC SR NT
11/15/18
7.5000%
               2,311
BALTIMORE GAS & ELEC CO NT
10/01/36
6.3500%
                  497
BALTIMORE GAS & ELECTRIC CO NT
07/01/13
6.1250%
               1,300
BANC AMER COML MTG 06-4 A3A
08/10/13
VAR RT
               1,759
BANC AMER FDG 2006-2 CL 2A18
03/25/36
5.7500%
                  660
BANC ONE CORP SUB DEB
10/15/26
7.6250%
               1,385
BANK AMER CORP MEDIUM TERM NTS
06/15/12
3.1250%
               5,798
BANK AMER CORP SR NT
12/01/17
5.7500%
               3,039
BANK AMER CORP SR NT
12/01/17
5.7500%
               2,703

 
16

 

EASTMAN KODAK EMPLOYEES’ SAVINGS AND INVESTMENT PLAN
SCHEDULE H, PART IV, LINE 4(i)
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2008
(in thousands)
 
(continued)


Maturity
Interest
 Current
Description
Date
Rate
 Value
 
BANK AMER CORP SR NT
08/15/11
5.3750%
               3,327
BANK AMER CORP SUB GLOBAL NT
08/15/13
4.7500%
               3,141
BANK AMER CORP SUB NT
09/15/37
6.5000%
                  688
BANK AMER CORP SUB NT
03/15/17
5.4200%
               5,240
BANK AMER CORP SUB NT
01/15/11
7.4000%
               2,738
BANK AMER N A CHARLOTTE N C
03/15/17
5.3000%
             10,585
BANK AMERICA CORP SUB NTS
10/15/11
7.1250%
                  636
BANK NEDERLANDES GENEENTEN
10/20/11
5.1250%
                  872
BANK NEW YORK INC MEDIUM TERM
08/27/13
5.1250%
               1,043
BANK NEW YORK INC MEDIUM TERM
04/01/13
4.5000%
               4,692
BANK OF AMERICA CORP
03/28/18
VAR RT
               1,759
BANK ONE CORP SUB NT
01/30/13
5.2500%
                  920
BANK ONE ISSUANCE 04-B2 B2
04/15/12
4.3700%
               1,986
BANKAMERICA CAP III CAP SECS
01/15/27
VAR RT
                  379
BARCLAYS BANK PLC
01/23/18
6.0000%
               2,002
BARCLAYS BANK PLC
10/27/11
4.2500%
               2,646
BARCLAYS BK PLC PERPETUAL 144A
04/29/49
VAR RT
               1,007
BARCLAYS BK PLC SUB HYBRID TIE
09/29/49
VAR RT
               1,734
BARRICK GOLD FINANCECO LLC GTD
09/15/13
6.1250%
               3,328
BARRICK GOLD FINANCECO LLC GTD
09/15/13
6.1250%
               3,299
BARRICK NORTH AMER FIN LLC GTD
09/15/18
6.8000%
               1,117
BAXTER INTL INC SR NT
09/01/16
5.9000%
               3,658
BAXTER INTL INC SR NT
06/01/18
5.3750%
               3,405
BAYVIEW FINL SECS 05-2 CL AF2
02/28/45
5.1400%
                  835
BB&T CAP TR II GTD TR PFD SECS
06/07/36
6.7500%
               1,885
BEAR STEARNS COML 06-PW13 A3
09/11/41
5.5180%
               1,638
BEAR STEARNS COS INC GLOBAL NT
08/15/11
5.5000%
               2,030
BEAR STEARNS COS INC MTN
08/10/12
6.9500%
               6,735
BEAR STEARNS COS INC SR GLOBAL
02/01/18
7.2500%
                  398
BEAR STEARNS COS INC SR GLOBAL
06/23/10
4.5500%
               8,479
BEAR STEARNS COS INC SR NT
10/02/17
6.4000%
                  543
BEAR STEARNS COS INC SR NT
10/02/17
6.4000%
               2,854
BELLSOUTH CORP DEB
06/15/34
6.5500%
               2,222
BELLSOUTH CORP DEB
06/15/34
6.5500%
               1,284
BELLSOUTH CORP NT
11/15/12
4.7500%
               1,218
BELLSOUTH TELECOMMUNICAT BNDS
06/01/28
6.3750%
                  864
BERKSHIRE HATHAWAY FIN CORP
08/15/13
5.0000%
               3,597
BEST BUY INC NT 144A
07/15/13
6.7500%
               1,166
BHP BILLITON FIN
05/05/11
4.1250%
                  571
BK NED GEMEENTEN
03/30/10
4.0000%
                  210
BLACKROCK INC NT
09/15/17
6.2500%
               2,098
BOEING CAP CORP SR NT
03/01/11
6.1000%
               1,333
BOI CAP FDG NO 2 LP FIXED/144A
02/01/49
VAR RT
                  830

 
17

 

EASTMAN KODAK EMPLOYEES’ SAVINGS AND INVESTMENT PLAN
SCHEDULE H, PART IV, LINE 4(i)
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2008
(in thousands)
 
(continued)

 
 
Maturity
Interest
 Current
Description
Date
Rate
 Value
 
BP CAP MKTS PLC GTD NT
11/07/13
5.2500%
               3,590
BP CAP MKTS PLC GTD NT
11/07/13
5.2500%
               1,874
BP CAP MKTS PLC GTD NT
11/07/13
5.2500%
               3,400
BRISTOL MYERS SQUIBB CO NT
05/01/38
6.1250%
               3,698
BRISTOL MYERS SQUIBB CO NT
11/15/36
5.8750%
                  754
BRITISH SKY BROADCASTING NTS
02/23/09
6.8750%
               1,132
BRITISH TELECOMMUNICATIONS NT
12/15/10
VAR RT
               2,236
BRITISH TELECOMMUNICATIONS NT
12/15/10
VAR RT
               1,291
BRITISH TELECOMMUNICATIONS PLC
12/15/30
STEP
               1,947
BRITISH TELECOMMUNICATIONS PLC
12/15/30
STEP
                  690
BURLINGTON NORTHN MTN TR 00002
07/15/37
6.5300%
               1,035
BURLINGTON NORTHN SANTA FE
06/01/36
7.2900%
                  526
BURLINGTON NORTHN SANTA FE COR
05/01/17
5.6500%
               1,580
BURLINGTON RESOURCES FINANCE
12/01/11
6.5000%
               2,920
BURLINGTON RESOURCES FINANCE
12/01/31
7.4000%
                  897
CABELAS CR CARD 06-III A 144A
10/15/14
5.2600%
               2,076
CAMERON INTL CORP SR NT
07/15/38
7.0000%
               1,287
CANADIAN NAT RES LTD NT
02/01/18
5.9000%
               1,899
CANADIAN NAT RES LTD NT
02/01/18
5.9000%
               1,747
CANADIAN NAT RES LTD NT
03/15/38
6.2500%
               1,297
CANADIAN NAT RES LTD NT
05/15/17
5.7000%
               1,347
CANADIAN NATIONAL RAILWAY CO
10/15/11
6.3750%
                  818
CANADIAN NATL RY CO SR NT
08/01/34
6.2500%
               1,564
CANADIAN PAC RY CO NEW NT
05/15/37
5.9500%
                  404
CANADIAN PAC RY CO NEW NT
05/15/18
6.5000%
               1,219
CANADIAN PACIFIC RAILWAY CO
10/15/31
7.1250%
               1,312
CANADIAN PACIFIC RAILWAY CO
10/15/11
6.2500%
                  666
CANADIAN PACIFIC RAILWAY CO
10/15/11
6.2500%
               1,157
CAPITAL AUTO RECV 2006-2 CL B
12/15/11
5.0700%
                  997
CAPITAL ONE 2006-6 CL A
02/18/14
5.3000%
               1,887
CAPITAL ONE BK MTN #TR 00175
06/13/13
6.5000%
                  673
CAPITAL ONE BK MTN SR #TR00176
09/15/10
5.7500%
               1,985
CAPITAL ONE CAP IV CAP SECS
02/17/37
6.7450%
               1,562
CAPITAL ONE FINL CORP SR NT
09/15/11
5.7000%
               1,363
CAPITAL ONE FINL CORP SR NT
09/15/17
6.7500%
               1,047
CAPITAL ONE MULTI 07-7 CL A
07/15/20
5.7500%
               2,282
CAPITAL ONE MULTI 2005-A7 A7
06/15/15
4.7000%
               2,715
CAPITAL ONE MULTI ASSET 03-5 B
08/15/13
4.7900%
               1,251
CAPITAL ONE MULTI ASSET 05-1 B
12/15/17
4.9000%
                  522
CAPITAL ONE PRIME 07-1 CL B
12/15/13
5.7600%
               1,777
CAPITAL ONE PRIME AUTO 06-1 B
01/15/13
5.1300%
                  862
CAPITAL ONE PRIME AUTO 07-1 A3
06/15/11
5.4700%
                  553
CAPMARK FINL GROUP INC SR NT
05/10/12
VAR RT
                  546

 
18

 
 
EASTMAN KODAK EMPLOYEES’ SAVINGS AND INVESTMENT PLAN
SCHEDULE H, PART IV, LINE 4(i)
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2008
(in thousands)
 
(continued)


Maturity
Interest
 Current
Description
Date
Rate
 Value
 
CAPITAL ONE MULTI 2006-3 CL A
12/17/18
5.0500%
               3,472
CARDINAL HEALTH INC NT
06/15/13
5.5000%
               1,831
CARDINAL HEALTH INC NT
06/15/13
5.5000%
               2,863
CARGILL INC MTN 144A
01/22/13
5.2000%
               1,031
CARMAX AUTO OWNER 2005-2 CL A4
09/15/10
4.3400%
                  452
CAROLINA PWR & LT CO 1ST MTG
12/15/15
5.2500%
                  759
CAROLINA PWR & LT CO 1ST MTG
04/01/38
6.3000%
               1,334
CAROLINA PWR & LT CO NT
07/15/12
6.5000%
               1,288
CATERPILLAR FINL 06 A CL A3
05/25/10
5.5700%
                    35
CATERPILLAR FINL 07 A CL A-3A
06/25/12
5.3400%
               1,989
CATERPILLAR FINL 2006 A NT B
06/25/12
5.7100%
                  462
CATERPILLAR FINL SVCS CORP MTN
10/01/18
7.0500%
               1,230
CATERPILLAR FINL SVCS CORP SR
06/15/09
4.5000%
               1,453
CATERPILLAR INC NT
12/15/18
7.9000%
               1,133
CBA CAP TR I TR PFD SECS 144A
12/31/49
5.8050%
               1,228
CENDANT MTG CORP 2004-1 CL A-1
02/25/34
5.5000%
               1,063
CENTERPOINT ENERGY HOUSTON
03/15/33
6.9500%
               1,208
CENTERPOINT ENERGY HOUSTON
07/01/23
5.6000%
               1,018
CENTERPOINT ENERGY RES CORP SR
05/15/18
6.0000%
               1,729
CENTEX HOME EQ LN TR 04-C AF-4
05/25/32
5.0800%
                  411
CENTEX HOME EQUITY 05-A CL AF5
01/25/35
VAR RT
                  374
CHARTER ONE BK N A NT
04/26/11
5.5000%
               4,289
CHASE AUTO OWNER TR 06-B B
04/15/14
5.2400%
                  320
CHASE AUTO OWNER TR 2006 A
01/15/13
5.4700%
                  186
CHASE AUTO OWNER TR 2006 A A-4
01/15/13
5.3600%
                  978
CHASE CAP II CAP SECS SER B
02/01/27
VAR RT
               1,250
CHASE FDG MTG LN 03-1 1A5
10/25/32
VAR RT
               1,416
CHASE FDG MTG LN 03-4 IA-6
05/25/36
4.4290%
               3,009
CHASE FDG MTG LN 04-1 IA-6
06/25/15
4.2660%
               2,308
CHASE ISSUANCE TR 08-9 CL A
05/15/13
4.2600%
               1,172
CHASE ISSUANCE 07-17 CL A
10/15/14
5.1200%
             11,177
CHASE ISSUANCE 07-17 CL A
10/15/14
5.1200%
               3,409
CHASE ISSUANCE 07-A3 CL A3
04/15/19
5.2300%
               1,187
CHASE ISSUANCE 08-4 CL A
03/15/15
4.6500%
               2,675
CHASE ISSUANCE TR 05-4 NT CL A
01/15/13
4.2300%
               4,826
CHUBB CORP DIRECTLY ISSUED SUB
03/29/37
VAR RT
                  908
CHUBB CORP SR NT
05/11/37
6.0000%
               4,302
CINCINNATI FINL CORP SR NT
11/01/34
6.1250%
               1,082
CINGULAR WIRELESS LLC SR NT
12/15/11
6.5000%
                  505
CINTAS CORP NO 2 SR NT
08/15/36
6.1500%
                  727
CISCO SYSTEMS INC
02/22/11
5.2500%
               2,749
CIT EQUIP COLL 06-VT2 CL B
04/20/14
5.2400%
                  238
CIT EQUIP COLL 06-VT2 CL C
04/20/14
5.2900%
                  237

 
19

 

EASTMAN KODAK EMPLOYEES’ SAVINGS AND INVESTMENT PLAN
SCHEDULE H, PART IV, LINE 4(i)
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2008
(in thousands)
 
(continued)


Maturity
Interest
 Current
Description
Date
Rate
 Value
 
CIT EQUIP COLL 08-VT1 A-3
08/22/11
6.5900%
               1,220
CIT EQUIP COLL 08-VT1 CL A-2
10/20/10
4.7600%
                  987
CIT EQUIP COLL TR 2006-VT1 A3
12/21/09
5.1300%
                    99
CIT GROUP INC SR NT
02/13/12
5.4000%
               3,104
CITIBANK CR CARD 08-A5
04/22/15
4.8500%
               2,702
CITIBANK CR CARD 2006-A3 CL 3
03/15/18
5.3000%
               4,179
CITIBANK CR CARD 2006-B2 CL B2
03/07/11
5.1500%
               1,151
CITICORP RESIDENTIAL 07-2 A6
06/25/37
6.2650%
                  808
CITIGROUP CAP XXI ENHANCED PFD
12/21/57
VAR RT
               1,188
CITIGROUP INC
10/31/25
2.4000%
               1,166
CITIGROUP INC GLOBAL NT
01/07/16
5.3000%
               4,885
CITIGROUP INC GLOBAL NT
10/17/12
5.3000%
               6,257
CITIGROUP INC GLOBAL NT
10/17/12
5.3000%
               3,598
CITIGROUP INC GLOBAL SR NT
08/15/17
6.0000%
               2,974
CITIGROUP INC GLOBAL SR NT
08/19/13
6.5000%
                  347
CITIGROUP INC GLOBAL SR NT
08/19/13
6.5000%
                  715
CITIGROUP INC GLOBAL SR NT
08/15/17
6.0000%
               2,342
CITIGROUP INC GLOBAL SUB NT
10/31/33
6.0000%
               1,877
CITIGROUP INC GLOBAL SUB NT
06/15/32
6.6250%
                  897
CITIGROUP INC GLOBAL SUB NT
02/22/33
5.8750%
                  688
CITIGROUP INC NT
09/29/11
5.1000%
               7,644
CITIGROUP INC SR NT
03/05/38
6.8750%
               1,118
CITIGROUP INC SUB NT
08/25/36
6.1250%
               2,798
CITIGROUP INC SUB NT
09/15/14
5.0000%
               7,070
CITIGROUP MTG LN TR 05-WF2 AF4
08/25/35
VAR RT
               2,191
CLEVELAND ELEC ILLUM CO SR NT
12/15/13
5.6500%
               1,123
CLEVELAND ELEC ILLUM CO SR NT
12/15/36
5.9500%
               2,219
CLEVELAND ELEC ILLUM CO SR NT
12/15/13
5.6500%
                    35
CLEVELAND ELEC ILLUM CO SR NT
12/15/13
5.6500%
                  900
CLOROX CO SR NT
10/15/12
5.4500%
               1,752
CNH EQUIP TR 08-B CL A-4A
11/17/14
5.6000%
                  926
CNH EQUIP TR 2006-1 CL A3
08/16/10
5.2000%
                  486
CNH EQUIP TR 2006-1 CL B
12/17/12
5.4000%
               2,323
CNH EQUIP TR 2007 A NT CL B
06/16/14
5.0900%
               1,330
COCA COLA CO NT
11/15/17
5.3500%
                  472
COCA COLA ENTERPRISES INC NT
03/03/14
7.3750%
               1,819
COMCAST CABLE COMM INC SR NT
06/15/13
7.1250%
               1,211
COMCAST CABLE COMMUNS INC NT
01/30/11
6.7500%
               5,418
COMCAST CABLE COMMUNS INC NT
01/30/11
6.7500%
               3,845
COMCAST CORP NEW GTD NT
03/15/37
6.4500%
                  838
COMCAST CORP NEW GTD NT
03/15/37
6.4500%
                  572
COMCAST CORP NEW GTD NT
03/15/16
5.9000%
               2,690
COMCAST CORP NEW NT
11/15/15
5.8500%
               1,196

 
20

 


EASTMAN KODAK EMPLOYEES’ SAVINGS AND INVESTMENT PLAN
SCHEDULE H, PART IV, LINE 4(i)
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2008
(in thousands)
 
(continued)

 

Maturity
Interest
 Current
Description
Date
Rate
 Value
 
COMCAST CORP NEW NT
08/15/37
6.9500%
               1,182
COMCAST CORP NEW NT
11/15/17
6.3000%
                  640
COMCAST CORP NEW NT
05/15/38
6.4000%
                  963
COMCAST CORP NEW NT
08/15/37
6.9500%
               4,187
COMCAST CORP NEW NT
11/15/35
6.5000%
               1,215
COMCAST CORP NEW NT
08/15/37
6.9500%
               1,281
COMERICA CAP TR 11 GTD SECS
02/20/37
6.5760%
                  719
COMMONWEALTH EDISON CO 1ST MTG
03/15/18
5.8000%
               1,722
COMMONWEALTH EDISON CO FIRST
01/15/38
6.4500%
               3,230
COMMUNITY PROGRAM LN TR 87 A-4
10/01/18
4.5000%
               1,038
CONAGRA INC SENIOR NTS
10/01/26
7.1250%
                  715
CONNECTICUT ST SER A
03/15/32
5.8500%
               3,096
CONOCO FDG CO NT
10/15/11
6.3500%
               2,464
CONOCOPHILLIPS CDA FDG CO II
04/15/12
5.3000%
               4,412
CONSOLIDATED NAT GAS CO 04 A
12/01/14
5.0000%
               2,301
CONSUMERS ENERGY CO 1ST MTG BD
03/15/15
5.0000%
                  773
CONSUMERS FDG 01-1 CL A 4
04/20/12
4.9800%
               1,192
CONSUMERS FDG 01-1 CL A 6
10/20/16
5.7600%
               1,634
CONSUMERS FDG 01-1 CL A5
04/20/15
5.4300%
               3,738
CONTINENTAL AIRLINES 99-1A
08/02/20
6.5450%
                  370
CONTINENTAL AIRLS 99-2 CL A-1
03/15/20
7.2560%
                  305
COUNTRYWIDE FINL CORP MEDIUM
06/07/12
5.8000%
               3,155
COUNTRYWIDE FINL CORP MEDIUM
06/07/12
5.8000%
               4,308
COVIDIEN INTL FIN S A SR NT
10/15/17
6.0000%
               4,040
COX COMMUNICATIONS INC NEW NT
01/15/10
4.6250%
               6,697
COX COMMUNICATIONS INC NEW NT
10/01/12
7.1250%
               2,071
COX COMMUNICATIONS INC NEW NT
06/01/13
4.6250%
               2,106
CPC INTL MTN TR 00010
10/15/97
5.6000%
                  968
CPL TRANSITION FDG 02 1 CL A5
01/15/17
6.2500%
               3,956
CPL TRANSITION FDG 02-1 CL A4
07/15/15
5.9600%
               1,437
CREDIT SUISSE BDS
09/18/17
5.1300%
               2,066
CREDIT SUISSE FB USA INC NT
01/15/12
6.5000%
               7,746
CREDIT SUISSE N Y BRH SUB NT
02/15/18
6.0000%
               5,699
CREDIT SUISSE FB 06-1
02/25/36
5.5000%
                      6
CRH AMER INC NT
07/15/18
8.1250%
               1,199
CSX CORP NT
04/01/15
6.2500%
               2,966
CSX CORP NT
05/01/17
5.6000%
                  883
CVS CAREMARK CORP SR NT
06/01/27
6.2500%
               7,472
CVS CAREMARK CORP SR NT
06/01/17
5.7500%
               3,684
CVS CORP NT
09/15/09
4.0000%
                  889
CVS CORP SR NT
08/15/11
5.7500%
               1,324
CWABS INC 04-13 ASSET CL AF-4
01/25/33
VAR RT
               3,341
CWALT INC 05-28CB P/T 1-A-5
08/25/35
5.5000%
                  491

 
21

 
 
EASTMAN KODAK EMPLOYEES’ SAVINGS AND INVESTMENT PLAN
SCHEDULE H, PART IV, LINE 4(i)
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2008
(in thousands)
 
(continued)

 

Maturity
Interest
 Current
Description
Date
Rate
 Value
 
CWALT INC 2005-34CB CL 1-A-6
09/25/35
5.5000%
               1,184
CWMBS INC 03-J7 CL 3-1-2
08/25/18
4.5000%
                  606
CWMBS INC 2003-J13 1A1
01/25/34
5.2500%
               1,112
DAIMLER CHRYSLER HLDG CORP NT
01/18/31
8.5000%
                  528
DAIMLERCHRYSLER AUTO 06-C CL B
04/08/13
5.1100%
                  887
DAIMLERCHRYSLER N A #TR00043
09/08/11
5.7500%
               2,957
DAIMLERCHRYSLER N A HLDG CORP
06/15/10
4.8750%
               3,827
DAIMLERCHRYSLER N A HLDG SR NT
11/15/13
6.5000%
                  830
DAIMLERCHRYSLER NA HLDG CORP
01/15/12
7.3000%
               2,406
DARDEN RESTAURANTS INC SR NT
10/15/37
6.8000%
                  530
DBS BK LTD SINGAPORE SUB 144A
05/16/17
VAR RT
                  928
DCP MIDSTREAM LLC NT 144A
09/15/37
6.7500%
               2,688
DEERE JOHN CAP CORP MTN
09/09/13
4.9000%
               1,365
DEERE JOHN CAP CORP NT
03/15/12
7.0000%
               1,270
DEERE JOHN CAP CORP NT
03/15/12
7.0000%
                  751
DEERE JOHN OWNER TR 05 CL A-4
05/15/12
4.1600%
                  356
DELL INC NT
04/15/38
6.5000%
               1,008
DEPFA ACS BANK EMTN
12/20/16
1.6500%
               5,218
DETROIT EDISON 2001-1 BD CL A5
03/01/15
6.4200%
                  562
DETROIT EDISON 2001-1 BD CL A6
03/01/16
6.6200%
               1,032
DETROIT EDISON CO SR NT
10/15/12
5.2000%
                  817
DETROIT EDISON CO SR NT
10/01/10
6.1250%
                  915
DEUTSCHE BANK AG
03/09/17
VAR RT
                  506
DEUTSCHE BANK AG
08/31/17
5.1250%
               2,269
DEUTSCHE BK AG GLOBAL MEDIUM
05/20/13
4.8750%
               4,805
DEUTSCHE BK AG GLOBAL MEDIUM
05/20/13
4.8750%
               1,585
DEUTSCHE BK AG LONDON SR NT
09/01/17
6.0000%
                  611
DEUTSCHE BK CAP FDG TR VII
01/19/49
VAR RT
               1,333
DEUTSCHE TELECOM INTL FIN BV
03/23/16
5.7500%
               2,582
DEUTSCHE TELEKOM INTL FIN B V
08/20/18
6.7500%
               1,544
DEUTSCHE TELEKOM INTL FIN B V
06/01/32
9.2500%
               1,413
DEUTSCHE TELEKOM INTL FIN BV
06/15/30
STEP
               1,452
DEUTSCHE TELEKOM INTL FIN BV
06/15/30
STEP
                  488
DEVELOPMENT BANK OF JAPAN
03/17/17
1.7500%
               2,394
DEVELOPMENT BANK OF JAPAN
03/19/26
2.3000%
             11,165
DEVON ENERGY CORP SR DEB
04/15/32
7.9500%
                  823
DEVON FING CORP ULC DEB
09/30/31
7.8750%
               2,428
DEVON FING CORP ULC NT
09/30/11
6.8750%
               3,597
DEVON FING CORP ULC NT
09/30/11
6.8750%
               1,649
DIAGEO CAP PLC GTD NT
01/15/14
7.3750%
               7,669
DIAGEO CAP PLC GTD NT
01/30/13
5.2000%
               1,734
DIAGEO CAP PLC GTD NT
01/15/14
7.3750%
               2,770
DIAGEO CAP PLC GTD NT
01/30/13
5.2000%
                  867

 
22

 

EASTMAN KODAK EMPLOYEES’ SAVINGS AND INVESTMENT PLAN
SCHEDULE H, PART IV, LINE 4(i)
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2008
(in thousands)
 
(continued)

 

Maturity
Interest
 Current
Description
Date
Rate
 Value
 
DIAGEO CAP PLC GTD NT
01/30/13
5.2000%
               2,482
DIAGEO FIN BV NT
04/01/11
3.8750%
                  977
DISCOVER CARD CL A 2007-1
03/16/20
5.6500%
               2,286
DISCOVER CARD EXECUTION 08 A3
10/15/13
5.1000%
                  942
DOMINION RES INC VA NEW SR NT
01/15/19
8.8750%
               1,689
DOW CHEM CO NT
10/01/12
6.0000%
               2,378
DOW CHEM CO SR NT
05/15/18
5.7000%
                  956
DP WORLD LTD GLOBAL MTN 144A
07/02/37
6.8500%
                  278
DR PEPPER SNAPPLE GROUP 144A
05/01/18
6.8200%
               2,367
DTE ENERGY CO NT
06/01/11
7.0500%
               2,674
DTE ENERGY CO SR NT SER B
06/01/16
6.3500%
               1,333
DTE ENERGY CO SR NT SER B
06/01/16
6.3500%
                  714
DU POINT E I DE NEMOURS & CO
01/15/13
5.0000%
               1,211
DU PONT E I DE NEMOURS & CO NT
07/15/18
6.0000%
               3,015
DU PONT E I DE NEMOURS & CO NT
04/30/14
4.8750%
                  500
DU PONT E I DE NEMOURS & CO NT
11/15/12
4.7500%
                  802
DU PONT EI DE NEMOURS & CO NT
10/15/09
6.8750%
                  520
DUKE CAP CORP SR NT
02/15/32
6.7500%
                  291
DUKE CAP CORP SR NT
02/15/13
6.2500%
                  269
DUKE ENERGY CAROLINAS LLC
01/15/38
6.0000%
               2,353
DUKE ENERGY CAROLINAS LLC
11/15/18
7.0000%
                  982
DUKE ENERGY CAROLINAS LLC 1ST
01/15/18
5.2500%
                  772
DUKE ENERGY CORP MTG BD
04/01/10
4.5000%
                  354
DUKE ENERGY CORP SR NT
11/30/12
5.6250%
                  831
DUKE ENERGY CORP SR NT
01/15/12
6.2500%
               1,126
DUKE ENERGY FIELD SVCS LLC
08/16/10
7.8750%
               2,157
EASTMAN CHEM CO DEB
01/15/24
7.2500%
                  300
EATON CORP NT
05/15/13
4.9000%
               1,261
EATON VANCE CORP NT
10/02/17
6.5000%
                    65
EKSPORTFINANS A S A MEDIUM
10/26/11
5.1250%
               3,641
EKSPORTFINANS ASA MTN
09/20/10
4.3750%
               1,463
ELECTRICIDADE DE PORTUGAL 144A
11/02/12
5.3750%
               1,315
ELECTRONIC DATA SYS CORP NEW
08/01/13
STEP
                  693
ELECTRONIC DATA SYS CORP NT
10/15/29
7.4500%
                  723
ELECTRONIC DATA SYS CORP NT
10/15/09
7.1250%
                  671
ELM B.V.
05/29/49
VAR RT
                  276
EMBARQ CORP NT
06/01/16
7.0820%
                  682
EMBARQ CORP NT
06/01/13
6.7380%
               1,300
EMBARQ CORP NT
06/01/16
7.0820%
               1,965
EMBARQ CORP NT
06/01/36
7.9950%
               1,141
EMERSON ELEC CO NT
10/15/18
5.2500%
               1,476
EMERSON ELECTRIC CO NT
08/15/32
6.0000%
                  781
ENBRIDGE ENERGY PARTNERS L P
04/15/38
7.5000%
                  181

 
23

 

EASTMAN KODAK EMPLOYEES’ SAVINGS AND INVESTMENT PLAN
SCHEDULE H, PART IV, LINE 4(i)
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2008
(in thousands)
 
(continued)

 

Maturity
Interest
 Current
Description
Date
Rate
 Value
 
ENBRIDGE ENERGY PARTNERS LP
03/01/19
9.8750%
                  683
ENCANA HLDGS FIN CORP NT
05/01/14
5.8000%
               2,955
ENERGY EAST CORP NT
07/15/36
6.7500%
                  668
ENERGY TRANSFER PARTNERS L P
03/15/19
9.7000%
               1,180
ENERGY TRANSFER PARTNERS L P
03/15/19
9.7000%
                  983
ENERGY TRANSFER PARTNERS L P
07/01/13
6.0000%
               1,661
ENTERGY ARK INC 1ST MTG BD
08/01/13
5.4000%
               1,495
ENTERPRISE PRODS INC L P SR NT
10/15/34
6.6500%
               1,039
ENTERPRISE PRODS OPER LLC GTD
01/31/19
6.5000%
               3,638
ENTERPRISE PRODS OPER OPER LLC
01/31/14
9.7500%
               3,043
EOG RES INC SR NT
09/15/17
5.8750%
               2,624
EQUITY ONE MTG 03-4 CL M1
11/25/33
5.3690%
               1,027
ERAC USA FIN CO GTD NT 144A
10/15/17
6.3750%
                  107
ERP OPER L P
08/15/26
7.5700%
                  759
ESTEE LAUDER COS INC SR NT
05/15/37
6.0000%
               2,253
EUROPEAN INVESTMENT BANK
07/15/11
3.1250%
               1,147
EUROPEAN INVESTMENT BK BDS
06/20/17
1.4000%
               9,402
EVEREST REINS HLDS INC
05/15/37
VAR RT
                  495
EXELON CORP SR NT
05/01/11
6.7500%
                  445
EXPORT IMPORT BK KOREA NT
10/17/12
5.5000%
               2,174
FEDERATED DEPT STORE INC DEL
04/01/09
6.3000%
                  981
FEDERATED RETAIL HLDGS INC GTD
03/15/12
5.3500%
                  912
FIRST UN NATL BK MTN #SB 00005
08/18/10
7.8000%
                  255
FIRST UNION CORP SUB NT STEP
08/01/26
VAR RT
               1,807
FIRSTENERGY CORP NT SER B
11/15/11
6.4500%
                  306
FIRSTENERGY CORP NT SER C
11/15/31
7.3750%
               6,139
FLORIDA PWR & LT CO 1ST MTG BD
06/01/35
4.9500%
               1,177
FLORIDA PWR CORP 1ST MTG BD
06/15/38
6.4000%
               1,614
FLORIDA PWR CORP 1ST MTG BD
03/01/33
5.9000%
               1,308
FLORIDA PWR CORP 1ST MTG BD
06/15/38
6.4000%
                  858
FLORIDA PWR CORP 1ST MTG BD
09/15/37
6.3500%
               1,245
FMR CORP NT 144A
03/01/13
4.7500%
                  638
FMR CORP NT 144A
06/15/19
7.4900%
               2,685
FORD CR AUTO 07 B CL A-4A
07/15/12
5.2400%
                  459
FORD CR AUTO 07 B CL B
11/15/12
5.6900%
                  689
FORD CR AUTO 07-A CL C
02/15/13
5.8000%
               1,455
FORD CR AUTO 08-B CL A-3A
05/15/12
4.2800%
                  933
FORD CR AUTO 08-B CL A-4A
03/15/13
4.9500%
                  920
FORD CR AUTO OWNER 2006-C CL C
09/15/12
5.4700%
                  745
FOSTERS FIN CORP GTD NT 144A
10/01/14
4.8750%
                  683
FPL GROUP CAP INC DEB
12/15/15
7.8750%
               2,290
FRANCE TELECOM SA NT
03/01/31
STEP
               1,462
FRANCE TELECOM SA NT
03/01/31
STEP
               1,111

 
24

 
 
EASTMAN KODAK EMPLOYEES’ SAVINGS AND INVESTMENT PLAN
SCHEDULE H, PART IV, LINE 4(i)
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2008
(in thousands)
 
(continued)



Maturity
Interest
 Current
Description
Date
Rate
 Value
 
FUJI FIN CAYMAN LTD SUB 144A
04/15/10
8.6250%
                  890
GE CAP CR CARD 07-3 CL B
06/15/13
5.4900%
               1,657
GE CAP CR CARD MSTR NT 05-3 A
06/15/13
4.1300%
               2,018
GE GLOBAL INS HLDG
06/15/30
7.7500%
                  846
GEN ELEC CAP CORP MTN TR 00804
11/15/67
VAR RT
               2,558
GENERAL DYNAMICS CORP NT
02/01/14
5.2500%
               1,311
GENERAL ELEC CAP CORP #00739
04/28/11
VAR RT
               2,526
GENERAL ELEC CAP CORP #TR00806
01/14/38
5.8750%
                  222
GENERAL ELEC CAP CORP MEDIUM
08/07/37
6.1500%
               8,215
GENERAL ELEC CAP CORP MEDIUM
05/01/18
5.6250%
             10,363
GENERAL ELEC CAP CORP MEDIUM
04/10/12
5.0000%
               1,893
GENERAL ELEC CAP CORP MEDIUM
05/01/18
5.6250%
               2,377
GENERAL ELEC CAP CORP MEDIUM
10/19/12
5.2500%
               5,024
GENERAL ELEC CAP CORP MEDIUM
08/07/37
6.1500%
               1,859
GENERAL ELEC CAP CORP MEDIUM
05/01/18
5.6250%
               8,443
GENERAL ELEC CAP CORP MEDIUM
08/07/37
6.1500%
               2,150
GENERAL ELEC CAP CORP MTN
05/04/20
5.5500%
               2,381
GENERAL ELEC CAP MTN #TR 00004
12/09/11
3.0000%
                  397
GENERAL ELEC CAP MTN #TR 00528
03/15/32
6.7500%
                  513
GENERAL ELEC CAP MTN #TR00771
02/01/11
5.2000%
               3,219
GENERAL ELEC CAP MTN TR 00792
06/04/14
5.5000%
             13,186
GENERAL MILLS INC NT
09/10/12
5.6500%
               3,067
GENERAL MLS INC NT
03/17/15
5.2000%
               3,719
GEORGIA PWR CO NT
02/17/09
VAR RT
               1,003
GEORGIA PWR CO SR NT SER Z
12/15/15
5.2500%
               1,455
GLAXOSMITHKLINE CAP INC GTD NT
05/15/38
6.3750%
               3,165
GLAXOSMITHKLINE CAP INC GTD NT
05/15/18
5.6500%
               1,861
GLAXOSMITHKLINE CAP INC GTD NT
05/15/13
4.8500%
               3,451
GLEN MEADOWS PASS THROUGH 144A
02/12/67
VAR RT
                  651
GOLDEN WEST FINL CORP DEL SR
10/01/12
4.7500%
               3,897
GOLDMAN SACHS CAP I
02/15/34
6.3450%
               3,559
GOLDMAN SACHS CAPITAL II
12/29/49
VAR RT
               1,719
GOLDMAN SACHS GROUP INC
10/01/16
5.7500%
               9,408
GOLDMAN SACHS GROUP INC
10/15/13
5.2500%
               3,308
GOLDMAN SACHS GROUP INC BD
04/01/18
6.1500%
                  630
GOLDMAN SACHS GROUP INC FDIC
06/15/12
3.2500%
               3,850
GOLDMAN SACHS GROUP INC SR NT
01/15/15
5.1250%
               3,501
GOLDMAN SACHS GROUP INC SR NT
09/01/17
6.2500%
               1,114
GOLDMAN SACHS GROUP INC SR NT
02/14/12
5.3000%
               1,692
GOLDMAN SACHS GROUP INC SR NT
04/01/13
5.2500%
               5,963
GOLDMAN SACHS GROUP INC SUB GL
01/15/27
5.9500%
               1,203
GOLDMAN SACHS GROUP INC SUB NT
10/01/37
6.7500%
               1,864
GREAT AMERICA LLC 05-1 A4 144A
08/20/10
4.9700%
               1,529

 
25

 

EASTMAN KODAK EMPLOYEES’ SAVINGS AND INVESTMENT PLAN
SCHEDULE H, PART IV, LINE 4(i)
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2008
(in thousands)
 
(continued)

 

Maturity
Interest
 Current
Description
Date
Rate
 Value
 
GREAT RIV ENERGY 1ST MTG 144A
07/01/17
5.8290%
               2,633
GREENWICH CAP COML 04-GG1 A-3
06/10/36
4.3440%
                  822
GREENWICH CAP COML 06-GG7 A4
07/10/38
VAR RT
               1,980
GRUPO TELEVISA SA SR NT
05/15/18
6.0000%
               2,617
GS MTG SECS CORP 04-GG2 A5
08/10/38
VAR RT
               2,101
GS MTG SECS CORP 06-GG6 A2
04/10/38
VAR RT
               1,747
GS MTG SECS CORP II 2005-GG4
07/10/39
4.7510%
               2,001
GTE CORP
04/15/28
6.9400%
               1,519
HALLIBURTON CO SR NT
09/15/38
6.7000%
               3,410
HALLIBURTON CO SR NT
10/15/10
5.5000%
               2,415
HARLEY-DAVIDSON FDG CORP 144A
06/15/18
6.8000%
                  728
HARRIS CORP DEL NT
12/01/17
5.9500%
                  272
HARTFORD FINL SVCS GROUP INC
06/15/68
VAR RT
                  508
HARTFORD FINL SVCS GROUP INC
03/15/18
6.3000%
                  517
HARTFORD FINL SVCS GRP
10/01/41
6.1000%
                    81
HARTFORD LIFE GLOBAL #TR00116
02/15/11
5.2000%
                  893
HARTFORD LIFE GLOBAL FDG MTN
01/17/12
VAR RT
               1,833
HASBRO INC NT
09/15/17
6.3000%
               1,469
HBOS CAP FDG NO 2 LP 144A
06/30/49
VAR RT
                  769
HBOS PLC MTN 144A # SR 00053
07/20/09
5.6250%
               3,698
HEALTH CARE REIT INC NT
05/15/15
5.8750%
                  745
HERSHEY CO NT
04/01/13
5.0000%
               1,129
HERTZ VEH FING 05-2 A2 144A
02/25/10
4.9300%
                  365
HERTZ VEH FING 05-2 CL A4 144A
02/25/11
5.0100%
               1,371
HEWLETT PACKARD CO GLOBAL NT
03/01/14
6.1250%
               4,106
HEWLETT PACKARD CO GLOBAL NT
03/01/12
5.2500%
               2,144
HONDA AUTO 2006-1 CL A3
02/18/10
5.0700%
                  145
HONEYWELL INTL INC SR NT
03/15/37
5.7000%
               2,234
HONEYWELL INTL INC SR NT
03/01/13
4.2500%
               2,515
HONEYWELL INTL INC SR NT
03/15/17
5.3000%
               1,648
HOSPIRA INC
03/30/17
6.0500%
               2,402
HOSPIRA INC
03/30/17
6.0500%
               1,079
HOSPITALITY PPTYS TR SR NT
02/15/15
5.1250%
               1,015
HOSPITALITY PPTYS TR SR NT
02/15/13
6.7500%
                  649
HRPT PPTYS TR NT
01/15/13
6.5000%
                  721
HSBC BK USA NA MTN #SB0001
11/01/34
5.8750%
                  933
HSBC BK USA NEW YORK N Y
04/01/14
4.6250%
               4,794
HSBC BK USA TRANCE TRANCHE
01/15/39
7.0000%
               5,124
HSBC CAP FDG DLR 2 LP 144A
12/29/49
VAR RT
               1,388
HSBC FIN CAP TR IX GTD CAP
11/30/35
VAR RT
               3,224
HSBC FIN CORP NT
06/01/11
5.7000%
                  941
HSBC HLDGS PLC SUB NT
12/12/12
5.2500%
                  992
HSBC HLDGS PLC SUB NT
06/01/38
6.8000%
                  676

 
26

 

EASTMAN KODAK EMPLOYEES’ SAVINGS AND INVESTMENT PLAN
SCHEDULE H, PART IV, LINE 4(i)
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2008
(in thousands)
 
(continued)

 

Maturity
Interest
 Current
Description
Date
Rate
 Value
 
HSBC HLDGS PLC SUB NT
05/02/36
6.5000%
                  515
HSBC HOLDINGS PLC
03/19/18
6.2500%
                  465
HUMANA INC SR NT
06/01/16
6.4500%
                  651
HUMANA INC SR NT
06/01/16
6.4500%
               1,253
HUNTINGTON AUTO 08 1 A-3A 144A
04/16/12
4.8100%
               2,498
HYDRO-QUEBEC
04/01/16
7.5000%
               2,751
HYUNDAI AUTO REC 06-B CL B
05/15/13
5.1900%
               1,415
HYUNDAI AUTO REC 08-A CL A-4A
11/17/14
5.4800%
               1,295
HYUNDAI AUTO REC TR 04-A B
08/15/11
3.4600%
                  152
HYUNDAI AUTO REC TR 2005-A A-4
02/15/12
4.1800%
                  412
HYUNDAI AUTO RECV 2006-A CL B
06/25/14
5.2900%
               1,103
IBM CORP DEBENTURES
08/01/27
6.2200%
               1,782
ICICI BANK LTD (SINGAPORE)
10/20/11
5.8750%
                  281
ILFC E CAPITAL TR II 144A
12/21/65
VAR RT
               2,229
IMPERIAL TOB OVERSEAS BV
04/01/09
7.1250%
                  819
INCO LTD
09/15/32
7.2000%
               1,871
INDYMAC MBS INC 03-A7 A2
07/25/33
4.8500%
                  228
INDYMAC MBS INC 03-A8 A1
10/25/18
3.7500%
               1,297
ING BANK N V SUB NT 144A
05/01/15
5.1250%
                  431
INGERSOLL-RAND GLOBAL HLDG CO
08/15/13
6.0000%
               3,834
INTERNATIONAL BUS MACHS CORP
11/29/12
4.7500%
               1,619
INTERNATIONAL BUSINESS MACH CO
10/15/38
8.0000%
               2,462
INTERNATIONAL BUSINESS MACHS
11/29/32
5.8750%
               4,934
INTERNATIONAL BUSINESS MACHS
09/14/17
5.7000%
               4,081
INTERNATIONAL BUSINESS MACHS
10/15/18
7.6250%
               1,176
INTERNATIONAL LEASE FIN CORP
03/25/13
6.3750%
               1,033
INTERNATIONAL PAPER CO NT
06/15/38
8.7000%
                  425
INTERNATIONAL PAPER CO NT
06/15/18
7.9500%
               1,421
INUIT SR NT
03/15/17
5.7500%
               1,849
J P MORGAN CHASE & CO GBL NT
02/01/11
6.7500%
               2,777
JANUS CAP GROUP INC NT
06/15/17
6.7000%
               1,592
JC P&L TRANSITION FDG 02-A A-4
06/05/19
6.1600%
               1,247
JEFFERIES GROUP INC NEW SR DEB
01/15/36
6.2500%
               1,260
JOHN DEERE CAP CORP MTN
04/03/13
4.5000%
               1,550
JOHN DEERE TR 06 CL A4
06/17/13
5.3900%
               3,592
JOHNSON CTLS INC NT
09/15/13
4.8750%
                  406
JP MORGAN CHASE & CO
06/01/11
5.6000%
               3,030
JP MORGAN CHASE & CO
12/12/11
3.6250%
               2,569
JP MORGAN CHASE & CO GBL
09/01/15
VAR RT
               1,566
JP MORGAN CHASE & CO GLOBAL NT
01/15/12
4.5000%
               2,436
JP MORGAN CHASE BK NA
05/29/17
VAR RT
               3,339
JP MORGAN CHASE NK NA NEW YORK
10/01/17
6.0000%
               5,454
JP MORGAN CHASE NK NA NEW YORK
10/01/17
6.0000%
               5,295

 
27

 

EASTMAN KODAK EMPLOYEES’ SAVINGS AND INVESTMENT PLAN
SCHEDULE H, PART IV, LINE 4(i)
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2008
(in thousands)
 
(continued)

 

Maturity
Interest
 Current
Description
Date
Rate
 Value
 
JP MORGAN MTG ACQ 06-CH2 A1FB
10/25/36
VAR RT
                  386
JPMORGAN CHASE & CO DEP SHS
04/29/49
VAR RT
               1,865
JPMORGAN CHASE & CO FDIC GTD
12/01/11
3.1250%
               6,869
JPMORGAN CHASE & CO SR NT
01/15/18
6.0000%
               2,761
JPMORGAN CHASE & CO SUB NT
06/27/17
6.1250%
               1,501
JPMORGAN CHASE & CO SUB NT
06/27/17
6.1250%
               1,098
JPMORGAN CHASE CAP XXV CAP SEC
10/01/37
6.8000%
                  984
KAUPTHING BK HF MTN 144A
02/28/15
7.6250%
                  177
KAUPTHING BK MTN SB00001 144A
05/19/16
7.1250%
                  252
KELLOGG CO DEB SER B
04/01/31
7.4500%
               1,062
KELLOGG CO NT SER B
04/01/11
6.6000%
                  314
KELLOGG CO SR NT
12/03/12
5.1250%
               7,389
KELLOGG CO SR NT
03/06/13
4.2500%
               2,371
KELLOGG CO SR NT
03/06/13
4.2500%
               2,227
KERR MCGEE CORP NT
07/01/24
6.9500%
                  461
KEYBANK NATL ASSN MTN #SB00001
09/15/15
4.9500%
                    49
KFW INTERNATIONAL FINANCE
10/14/11
3.2500%
               2,058
KIMBERLY CLARK CORP NT
08/01/37
6.6250%
               1,778
KIMBERLY CLARK CORP NT
08/01/17
6.1250%
               2,327
KINDER MORGAN ENERGY PARTNERS
01/15/38
6.9500%
                  970
KINDER MORGAN ENERGY PARTNERS
08/15/33
7.3000%
               1,580
KINDER MORGAN ENERGY PARTNERS
02/15/18
5.9500%
                  449
KINDER MORGAN ENERGY PARTNERS
01/15/38
6.9500%
                  179
KOHLS CORP NT
12/15/37
6.8750%
               1,624
KOMMUNALBANKEN AS EMTN
10/06/10
4.5000%
                  528
KRAFT FOOD INC BD
02/11/13
6.0000%
                  975
KRAFT FOODS INC GLOBAL NT
11/01/11
5.6250%
                  824
KRAFT FOODS INC NT
02/01/38
6.8750%
               3,353
KRAFT FOODS INC NT
02/19/14
6.7500%
               2,093
KRAFT FOODS INC NT
01/26/39
6.8750%
               1,193
KRAFT FOODS INC NT
08/11/17
6.5000%
                  329
KRAFT FOODS INC NT
10/01/13
5.2500%
                  608
KROGER CO NT
04/15/12
6.7500%
               1,132
KROGER CO SR DEB
09/15/29
8.0000%
               2,797
KROGER CO SR NT
04/15/38
6.9000%
               1,311
LANDESBANKI IS HF 144A SR00001
08/25/11
6.1000%
                    77
LANDESKREDITBANK GLOBAL NT
01/13/12
4.8750%
               3,758
LANDWIRTSCHAFTLICHE RENTE NT
07/02/12
5.2500%
               3,020
LANDWIRTSCHAFTLICHE RENTENBANK
07/02/12
5.2500%
               1,664
LANDWIRTSCHAFTLICHE RENTENBANK
07/15/11
5.2500%
                  440
LB UBS COML MTG TR 06-C3 CL A2
03/15/39
5.5320%
               1,294
LEHMAN BROS HLDGS INC
04/25/11-12/31/49
5.2500-6.8750%
                  567
LEXMARK INTL INC SECD NT
06/01/18
6.6500%
                  612

 
28

 

EASTMAN KODAK EMPLOYEES’ SAVINGS AND INVESTMENT PLAN
SCHEDULE H, PART IV, LINE 4(i)
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2008
(in thousands)
 
(continued)

 

Maturity
Interest
 Current
Description
Date
Rate
 Value
 
LIBERTY MUT GROUP INC 144A
08/15/36
7.5000%
                  948
LIBERTY MUT GRP INC 144A
03/15/14
5.7500%
                  756
LILLY ELI & CO NT
03/15/17
5.2000%
                  385
LINCOLN NATL CORP IND CAP SECS
04/20/67
VAR RT
               1,038
LINCOLN NATL CORP IND SR NT
04/07/36
6.1500%
               1,964
LLOYDS TSB BANK PLC
11/17/11
3.7500%
               5,208
LLOYDS TSB BANK PLC
03/05/18
VAR RT
                  579
LOCKHEED MARTIN CO GTD
05/01/26
7.7500%
               1,303
LOCKHEED MARTIN CORP NT
09/01/36
6.1500%
               1,329
LOCKHEED MARTIN CORP NT
09/01/36
6.1500%
               3,466
LOCKHEED MARTIN CORP NT
03/14/13
4.1210%
               1,088
LONG BEACH ACCEP AUTO 06-B A4
06/15/12
4.5220%
               1,293
LORAL CORP DEB
09/15/23
7.0000%
               1,117
LUKOIL INTERNATIONAL FIN BV BD
06/07/17
6.3560%
               1,009
M  & I MARSHALL & ILSLEY 00028
02/22/12
5.1500%
               1,761
M&I AUTO LN TR 2005-1 NT CL A4
03/21/11
4.8600%
                  927
MACY'S RETAIL HLDGS INC GTD SR
01/15/13
5.8750%
               1,150
MARATHON OIL CORP SR NT
03/15/18
5.9000%
               1,044
MARATHON OIL CORP SR NT
10/01/37
6.6000%
                  215
MARKEL CORP SR NT
08/15/34
7.3500%
               1,429
MARLIN LEASING 06-1A CLB1 144A
09/16/13
5.6300%
                  514
MARLIN LEASING 2006-1A CL A3
12/15/09
5.3300%
                  183
MARLIN LEASING REC 06-1A4 144A
09/16/13
5.3300%
                  504
MARSH & MCLENNAN COS INC SR NT
09/15/10
5.1500%
               2,175
MARTIN MARIETTA MATLS INC SR
04/15/18
6.6000%
               1,209
MASSACHUSETTS RRB BEC-1 CL A-5
03/15/12
7.0300%
               2,110
MASSMUTUAL GBL TR 00016 144A
04/15/09
3.8000%
               1,170
MAY DEPT STORES CO NT
07/15/14
5.7500%
               1,128
MAY DEPT STORES CO SR NT
07/15/24
6.6500%
                  511
MBNA CR CARD MASTER 04-B1 B1
08/15/16
4.4500%
                  914
MBNA MASTER CR CARD 99-J CL B
02/15/12
7.4000%
               1,462
MCDONALDS CORP
03/01/18
5.3500%
               2,647
MERCK & CO INC DEBS
03/01/28
6.4000%
               1,332
MERCK & CO INC MTNS TR 00011
05/03/37
5.7600%
                  532
MERCK & CO INC SR NT
02/15/13
4.3750%
                  923
MERRILL LYNCH & CO INC MEDIUM
02/05/13
5.4500%
               1,406
MERRILL LYNCH & CO INC MEDIUM
04/25/18
6.8750%
               5,741
MERRILL LYNCH & CO INC MEDIUM
08/15/12
6.0500%
               2,718
MERRILL LYNCH & CO INC MTN
08/28/17
6.4000%
                  651
MERRILL LYNCH & CO INC NTS
02/17/09
6.0000%
               2,735
MERRILL LYNCH & CO INC SUB NT
09/15/26
6.2200%
               1,314
MERRILL LYNCH & CO INC SUB NT
01/29/37
6.1100%
               1,331
MERRILL LYNCH & CO INC SUB NT
05/02/17
5.7000%
               3,324

 
29

 

EASTMAN KODAK EMPLOYEES’ SAVINGS AND INVESTMENT PLAN
SCHEDULE H, PART IV, LINE 4(i)
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2008
(in thousands)
 
(continued)

 

Maturity
Interest
 Current
Description
Date
Rate
 Value
 
MID AMERICAN ENERGY #TR00008
10/15/36
5.8000%
               2,993
MID STATE TR XI ASSET BKD CL A
07/15/38
4.8640%
               1,026
MIDAMERICAN ENERGY CO SR NT
03/15/18
5.3000%
               1,048
MIDAMERICAN ENERGY HLDGS CO
09/15/37
6.5000%
               1,534
MIDAMERICAN ENERGY HLDGS CO
04/01/18
5.7500%
               2,165
MIDAMERICAN ENERGY HLDGS CO
04/01/36
6.1250%
               1,932
MIDLAND BANK PLC NTS
03/15/11
6.9500%
               3,459
MID-STATE TR VI BKD NTS CL A-1
07/01/35
7.3400%
               2,988
MIZUHO FIN(CAYMAN) MTN
04/15/14
VAR RT
               1,414
MIZUHO FINL GRP CAYMAN 144A
04/15/14
5.7900%
               6,525
ML CFC COML MTG 06 2 CL A3
06/12/46
VAR RT
               2,763
MOBIL CORP NT
08/15/21
8.6250%
               1,651
MOLSON COORS CAP FIN SR NT
09/22/10
4.8500%
               2,003
MORGAN STANLEY 05-IQ10 CL A4A
09/15/42
5.2300%
               1,553
MORGAN STANLEY CAP 05TOP19 A4A
06/12/47
4.8900%
               1,241
MORGAN STANLEY CAP 06-IQ11 A-4
10/15/42
VAR RT
               1,986
MORGAN STANLEY DW & CO GL NT
04/15/11
6.7500%
                  561
MORGAN STANLEY FDIC GTD TLGP
12/01/11
3.2500%
               4,491
MORGAN STANLEY GLOBAL MED TERM
04/27/17
5.5500%
               9,041
MORGAN STANLEY GLOBAL MED TERM
04/27/17
5.5500%
                  965
MORGAN STANLEY GLOBAL MEDIUM
04/01/18
6.6250%
               8,100
MORGAN STANLEY GLOBAL MEDIUM
04/01/18
6.6250%
               2,643
MORGAN STANLEY GLOBAL SUB NT
04/01/14
4.7500%
               1,942
MORGAN STANLEY NT
01/21/11
5.0500%
               2,928
MORGAN STANLEY NT
01/09/17
5.4500%
               1,327
MORGAN STANLEY SR MTN SER F
01/09/12
5.6250%
               4,825
MOTOROLA INC
09/01/25
6.5000%
                  141
MUFG CAP FIN 1 LTD USD
07/29/49
VAR RT
                  781
MUTUAL OMAHA INS CO NT 144A
06/15/36
6.8000%
                  386
NABORS INDS INC GTD SR NT
02/15/18
6.1500%
               1,052
NATIONAL BK CDA N Y BRH DEP NT
11/01/09
7.7500%
               3,919
NATIONAL CITY BK MTN #SB 00001
02/15/11
6.3000%
                  934
NATIONAL CITY BK MTN #SB 00003
12/15/11
6.2000%
               1,250
NATIONAL RURAL UTILS COOP FIN
11/01/18
10.3750%
               3,229
NATIONAL RURAL UTILS COOP FIN
03/01/12
7.2500%
               1,130
NATIONWIDE FINL SVCS INC JR
05/15/37
6.7500%
                  702
NATIONWIDE HEALTH PPTYS INC
07/15/11
6.5000%
               1,187
NATIXIS SUB NT FXD/FLTG 144A
04/29/49
VAR RT
                  652
NEVADA PWR CO REF & MTG NT SER
08/01/18
6.5000%
               1,560
NEW AMER HLDGS INC NT
08/01/34
8.4500%
                  232
NEW CENTY HOME EQTY 04-A MI1
08/25/34
VAR RT
               1,194
NEWS AMER HLDGS
02/01/13
9.2500%
               2,503
NEWS AMER HLDGS
02/01/13
9.2500%
               1,001

 
30

 

EASTMAN KODAK EMPLOYEES’ SAVINGS AND INVESTMENT PLAN
SCHEDULE H, PART IV, LINE 4(i)
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2008
(in thousands)
 
(continued)

 

Maturity
Interest
 Current
Description
Date
Rate
 Value
 
NEWS AMER INC BD
12/15/34
6.2000%
               1,995
NEWS AMER INC BD
12/15/34
6.2000%
               2,784
NEWS AMER INC BD
12/15/14
5.3000%
                  840
NEWS AMER INC GTD SR DEBS
04/08/28
7.1250%
                  602
NEWS AMER INC GTD SR NT
03/15/33
6.5500%
                  783
NEWS AMER INC GTD SR NT
03/15/33
6.5500%
               1,655
NEWS AMER INC GTD SR NT
03/01/37
6.1500%
               1,547
NEWS AMER INC SR NT
11/15/37
6.6500%
                  167
NEWS AMER INC SR NT
12/15/35
6.4000%
               1,831
NEXEN INC NT
05/15/37
6.4000%
               1,461
NEXEN INC NT
05/15/37
6.4000%
                  873
NISOURCE FIN CORP GTD NT
11/15/10
7.8750%
               4,557
NISOURCE FIN CORP NT
03/15/18
6.4000%
                  813
NISOURCE FIN CORP NT
07/15/14
5.4000%
               2,112
NISSAN AUTO REC 2006 B A-3
02/15/10
5.1600%
                  253
NORAND INC NT
10/15/15
6.0000%
               3,002
NORANDA INC NT
07/15/12
7.2500%
               1,587
NORANDA INC NT
06/15/35
6.2000%
               1,876
NORDEA BANK AB (SE)
09/30/16
VAR RT
                  838
NORDIC INVESTMENT BANK
04/27/17
1.7000%
             12,161
NORFOLK SOUTHN CORP NT
05/17/25
5.5900%
               2,703
NORFOLK SOUTHN CORP NT
05/15/10
8.6250%
                  755
NORFOLK SOUTHN CORP SR NT
02/15/31
7.2500%
                  977
NORTHERN STS PWR CO MINN 1ST
03/01/18
5.2500%
               2,164
NORTHROP GRUMMAN CORP DEB
03/01/26
7.8750%
               1,891
NORTHROP GRUMMAN CORP DEB
03/01/26
7.8750%
                  668
NORTHRUP GRUMMAN CORP DEB
02/15/31
7.7500%
                      6
NORTHRUP GRUMMAN CORP NT
02/15/11
7.1250%
               3,148
NYCTL 2005-A TR SER 05-A 144A
12/10/10
4.7800%
                  151
NYCTL 2006-A TR CL A 144A
11/10/19
5.9300%
                    51
NYKREDIT A/S
01/01/12
4.0000%
               1,622
OCCIDENTAL PETE CORP SR NT
11/01/13
7.0000%
               2,218
OCCIDENTAL PETE CORP SR NT
11/01/13
7.0000%
               1,608
ONCOR ELEC DELIVERY CO DEB
09/01/22
7.0000%
               6,530
ONCOR ELEC DELIVERY CO LLC SR
09/01/38
7.5000%
                  459
ONCOR ELEC DELIVERY CO SR SECD
05/01/12
6.3750%
               2,544
ORACLE CORP NT
04/15/38
6.5000%
               2,672
ORACLE CORP NT
04/15/18
5.7500%
               1,686
ORACLE CORP NT
04/15/18
5.7500%
               1,897
ORACLE CORP/OZARK HLDG INC
01/15/16
5.2500%
               5,083
PACIFIC BELL DEB
03/15/26
7.1250%
               1,803
PACIFIC GAS & ELEC CO 1ST MTG
03/01/34
6.0500%
                  922
PACIFIC GAS & ELEC CO SR NT
10/15/18
8.2500%
               4,395

 
31

 

EASTMAN KODAK EMPLOYEES’ SAVINGS AND INVESTMENT PLAN
SCHEDULE H, PART IV, LINE 4(i)
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2008
(in thousands)
 
(continued)

 

Maturity
Interest
 Current
Description
Date
Rate
 Value
 
PACIFICCORP 1ST MTG BD
04/01/37
5.7500%
               1,405
PACIFICORP BD
10/15/37
6.2500%
               2,697
PACTIV CORP NT
01/15/18
6.4000%
               1,083
PANCANADIAN PETROLEUM LTD
11/01/11
6.3000%
               3,367
PANHANDLE EASTN PIPE LINE CO
11/01/17
6.2000%
               1,062
PARKER-HANNIFIN CORP MEDIUM
05/15/18
5.5000%
               2,484
PC FINL PARTNERSHIP GTD SR NT
11/15/14
5.0000%
                  874
PEARSON DLR FIN TWO PLC 144A
05/06/18
6.2500%
               1,120
PEARSON DLR FIN TWO PLC 144A
05/06/13
5.5000%
               1,636
PECO ENERGY TRANSITION 01-A BD
12/31/10
6.5200%
               1,731
PEMEX PROJ FDG MASTER TR 144A
06/15/38
6.6250%
                  993
PEMEX PROJ FDG MASTER TR GTD
06/15/35
6.6250%
             10,006
PENN MUT LIFE INS CO 144A
06/15/34
6.6500%
                  764
PENNEY J C CO BDS
03/01/97
7.6250%
                  166
PEPSIAMERICAS INC NT
07/31/12
5.7500%
               1,342
PEPSICO INC SR NT
06/01/18
5.0000%
               1,025
PEPSICO INC SR NT
11/01/18
7.9000%
               1,491
PERTO-CDA SR NT
05/15/18
6.0500%
               2,733
PG&E ENERGY RECOVERY 05-2 A-1
06/25/11
4.8500%
                  263
PHILIP MORRIS INTL INC NT
05/16/38
6.3750%
               3,882
PHILIP MORRIS INTL INC NT
05/16/13
4.8750%
                  920
PHILIP MORRIS INTL INC NT
03/17/14
6.8750%
               2,116
PHILIP MORRIS INTL INC NT
05/16/18
5.6500%
                  723
PHOENIX LIFE INS SURPLUS 144A
12/15/34
7.1500%
               1,157
PLAINS ALL AMERN PIPELINE L P
05/01/18
6.5000%
               2,284
PLAINS ALL AMERN PIPELINE L P
05/01/18
6.5000%
                  794
POLAR TANKERS INC NT 144A
05/10/37
5.9510%
               1,274
POPULAR ABS INC 04-5 AF4
12/25/34
VAR RT
               1,202
POPULAR ABS INC 2005-3 CL M-1
07/25/35
VAR RT
                  648
POPULAR ABS INC SER 2004-4 AF6
09/25/34
VAR RT
               1,098
PPG INDS INC NT
03/15/13
5.7500%
               1,847
PPL ELEC UTILS CORP SR SECD BD
08/15/37
6.4500%
               1,366
PPL ENERGY SUPPLY LLC SR NT
05/01/18
6.5000%
               1,670
PROCTER & GAMBLE CO DEB
09/01/24
8.0000%
               3,285
PROGRESS ENERGY INC SR NT
04/15/12
6.8500%
                  408
PROGRESS ENERGY INC SR NT
03/01/11
7.1000%
                  675
PROGRESS ENERGY INC SR NT
03/01/31
7.7500%
               1,567
PRUDENTIAL FINL INC MTN
12/14/36
5.7000%
               1,848
PRUDENTIAL FINL INC MTN
12/14/36
5.7000%
                  670
PRUDENTIAL FINL INC MTN #00002
07/15/13
4.5000%
               1,726
PSE&G TRANSITION FDG 01-1 A-6
06/15/15
6.6100%
               1,188
PSE&G TRANSITION FDG 01-1 A-8
12/15/17
6.8900%
               2,348
PSI ENERGY INC DEB
09/15/13
5.0000%
               2,246

 
32

 

EASTMAN KODAK EMPLOYEES’ SAVINGS AND INVESTMENT PLAN
SCHEDULE H, PART IV, LINE 4(i)
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2008
(in thousands)
 
(continued)

 

Maturity
Interest
 Current
Description
Date
Rate
 Value
 
QUEST DIAGNOSTICS INC SR NT
07/01/37
6.9500%
               2,326
QUEST DIAGNOSTICS INC SR NT
11/01/10
5.1250%
                  896
QUEST DIAGNOSTICS INC SR NT
11/01/10
5.1250%
               1,224
RABOBANK CAP FDG II TR 144A
12/29/49
VAR RT
               2,146
RAYTHEON CO DEB
12/15/18
6.4000%
               1,668
RAYTHEON CO NT
01/15/11
4.8500%
               2,066
RBS CAP TR III TR PFD SECS
09/29/49
VAR RT
               2,282
REGENCY CTRS L P GTD NT
06/15/17
5.8750%
                  215
RELIANT ENERGY 2001-1 CL A3
09/15/11
5.1600%
               1,071
RESIDENTIAL ASSET 04-RS12 AI4
03/25/33
4.6200%
               1,420
RESONA PFD GLOBAL SECS 144A
12/29/49
VAR RT
               2,673
REYNOLDS AMERN INC SR SECD NT
06/01/16
7.6250%
               1,424
RIO TINTO FIN USA LTD GTD NT
07/15/13
5.8750%
               3,316
RIO TINTO FIN USA LTD NT
07/15/18
6.5000%
               1,517
ROGERS CABLE INC
05/01/12
7.8750%
               6,994
ROGERS CABLE INC SR SECD NT
06/15/13
6.2500%
               2,354
ROGERS COMMUNICATIONS INC SR
08/15/18
6.8000%
               1,904
ROGERS WIRELESS INC SECD NT
03/15/15
7.5000%
               2,729
ROYAL BANK OF SCOTLAND
11/14/11
3.7500%
               1,301
ROYAL BANK OF SCOTLAND
04/09/18
6.9340%
               1,335
ROYAL BANK OF SCOTLAND
01/28/16
VAR RT
                  940
ROYAL BANK OF SCOTLAND PLC
11/14/11
3.7500%
               1,293
ROYAL BK SCOTLAND GROUP PLC
03/31/49
VAR RT
               3,788
ROYAL BK SCOTLAND GROUP PLC
11/12/13
5.0000%
                  168
ROYAL BK SCOTLAND SUB NTS
10/01/14
5.0000%
                  724
ROYAL KPN NV NT
10/01/10
8.0000%
               1,575
ROYAL KPN NV NT
10/01/30
8.3750%
               1,245
SABMILLER PLC NT 144A
07/15/18
6.5000%
               1,125
SAFEWAY INC
08/16/10
4.9500%
               2,051
SAFEWAY INC NT
03/15/14
6.2500%
                  404
SAFEWAY INC NT
08/15/17
6.3500%
               1,144
SAFEWAY INC NT
08/15/12
5.8000%
                  275
SAFEWAY INC NT
09/15/09
7.5000%
                  705
SANTANDER CENTRAL HISPANO ISS
09/14/10
7.6250%
               1,849
SANTANDER FINL SUB NTS
02/15/11
6.3750%
                  644
SARAWAK INTL
08/03/15
5.5000%
                  795
SB CAPITAL SA
05/15/13
6.4800%
                    75
SBC COMMUNICATIONS
09/15/14
5.1000%
               3,078
SBC COMMUNS INC GLOBAL NT
06/15/16
5.6250%
                  981
SCANA CORP MTN TRNAHCE TR00014
05/15/11
6.8750%
               1,001
SCANA CORP NEW MEDIUM TERM NT
04/01/20
6.2500%
               1,195
SCHERING PLOUGH CORP SR NT
12/01/33
VAR RT
               1,468
SCHERING-PLOUGH
09/15/37
6.5500%
               2,673

 
33

 

EASTMAN KODAK EMPLOYEES’ SAVINGS AND INVESTMENT PLAN
SCHEDULE H, PART IV, LINE 4(i)
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2008
(in thousands)
 
(continued)

 

Maturity
Interest
 Current
Description
Date
Rate
 Value
 
SCHERING-PLOUGH SR NT
09/15/17
6.0000%
                  891
SCOTTISH PWR PLC NT
03/15/15
5.3750%
               6,359
SCOTTISH PWR PLC NT
03/15/10
4.9100%
                  387
SFEF BDS
11/24/11
3.5000%
               2,605
SHELL INTL FIN B V GTD NT
12/15/38
6.3750%
               1,829
SHELL INTL FIN B V GTD NT
12/15/38
6.3750%
               2,504
SHINSEI FIN CAYMAN LTD 144A
01/29/49
VAR RT
               1,214
SIEMENS NV 144A
08/17/26
6.1250%
               2,362
SIGMA ERISA LIQUIDATING POOL
12/31/49
VAR RT
                  465
SIMON PPTY GROUP INC NEW NT
01/30/09
3.7500%
                  705
SLM CORP MTN # TR 00034
01/15/09
4.0000%
               2,711
SLM CORP MTN # TR 00057
05/15/14
5.3750%
               1,272
SLM CORP MTN # TR 00104
06/15/18
8.4500%
               3,863
SLM CORP MTN #TR00031
10/01/13
5.0000%
                  599
SLM CORP MTN #TR00100
10/25/11
5.4000%
               1,996
SMGF PFD CAP USD I LTD 144A
01/29/49
VAR RT
                  706
SOCIETE GENERALE ACCEPTANCE NV
03/28/13
5.2500%
                  907
SOUTHERN CALIF EDISON CO
01/15/16
5.0000%
               1,880
SOUTHERN CALIF EDISON CO REF
02/01/38
5.9500%
                  469
SOUTHERN COPPER CORP DEL NT
07/27/35
7.5000%
                  789
SOUTHERN UN CO NEW SR NT
02/01/24
7.6000%
                  628
SOVEREIGN BANCORP INC SR NT
09/01/10
4.8000%
               1,497
SPECTRA ENERGY CAP LLC SR NT
09/15/38
7.5000%
                  703
SUMITOMO MITSUI BK CORP SUB NT
06/15/12
8.0000%
                  801
SUMITOMO MITSUI BKG CORP 144A
07/29/49
VAR RT
                  850
SUNCOR ENERGY INC NT
06/15/38
6.5000%
                  211
SUNCOR ENERGY INC NT
06/01/18
6.1000%
               2,616
SUNTRUST BANKS INC
11/16/11
3.0000%
               2,796
SUNTRUST BK ATLANTA GA MEDIUM
03/15/18
7.2500%
               1,782
SUNTRUST CAP VIII GTD TR PFD
12/15/36
VAR RT
               2,232
SUNTRUST PFD CAP 1 NORMAL PFD
12/31/49
VAR RT
                  722
SUSQUEHANNA AUTO 07-1 B 144A
07/14/10
5.3100%
               1,171
SYSTEMS 2001-A T CL B 144A
12/15/11
7.1560%
               1,007
TAMPA ELEC CO NT
08/15/12
6.3750%
                  459
TARGET CORP NT
01/15/38
7.0000%
               3,042
TARGET CORP NT
03/01/12
5.8750%
               1,258
TARGET CORP NT
01/15/13
5.1250%
                  316
TCI COMMUN INC
08/01/15
8.7500%
               1,716
TCI COMMUNICATIONS INC DEB
02/15/26
7.8750%
               1,883
TELECOM ITALIA CAP GTD SR NT
09/30/14
4.9500%
               2,289
TELECOM ITALIA CAP GTD SR NT
07/18/36
7.2000%
               3,408
TELECOM ITALIA CAP GTD SR NT
06/04/38
7.7210%
               2,112
TELECOM ITALIA CAP GTD SR NT
07/18/11
6.2000%
               1,877

 
34

 

EASTMAN KODAK EMPLOYEES’ SAVINGS AND INVESTMENT PLAN
SCHEDULE H, PART IV, LINE 4(i)
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2008
(in thousands)
 
(continued)

 

Maturity
Interest
 Current
Description
Date
Rate
 Value
 
TELECOM ITALIA CAP GTD SR NT B
11/15/13
5.2500%
               6,115
TELEFONICA EMISIONES S A U
06/20/36
7.0450%
               3,960
TELEFONICA EMISIONES S A U
06/20/11
5.9840%
                  943
TELEFONICA EMISIONES S A U SR
06/20/16
6.4210%
               5,225
TELEFONICA EMISIONES S A U SR
02/04/13
5.8550%
               1,768
TELEFONICA EUROPE B V US NT
09/15/10
7.7500%
               3,474
TELUS CORP
06/01/11
8.0000%
                  933
TENNESSEE VALLEY AUTH GBL 06 A
04/01/56
5.3750%
               1,701
TENNESSEE VALLEY AUTH GBL 2007
07/18/17
5.5000%
               2,547
TENNESSEE VALLEY AUTH PWR BDS
04/01/36
5.8800%
               3,642
TEVA PHARMACEUTICAL FIN CO LLC
02/01/36
6.1500%
               2,315
TEVA PHARMACEUTICAL FIN LLC
02/01/16
5.5500%
               3,639
TEXTRON FINL CORP MEDIUM TERM
11/01/10
5.1250%
                  833
THOMSON REUTERS CORP GTD NT
07/15/13
5.9500%
               3,621
THORNBURG MTG 07 4 CL 3A-1
07/25/37
VAR RT
               1,591
TIME WARNER CABLE INC
05/01/17
5.8500%
               2,099
TIME WARNER CABLE INC
05/01/17
5.8500%
               3,204
TIME WARNER CABLE INC DEB
07/01/38
7.3000%
                  612
TIME WARNER CABLE INC NT
07/01/18
6.7500%
               1,669
TIME WARNER CABLE INC NT
02/14/19
8.7500%
               4,111
TIME WARNER CABLE INC NT
07/01/13
6.2000%
               1,297
TIME WARNER CABLE INC NT
02/14/14
8.2500%
               1,343
TIME WARNER COS INC
02/01/24
7.5700%
               3,994
TIME WARNER COS INC JJ13
01/15/13
9.1250%
               1,543
TIME WARNER ENTMT CO LP
07/15/33
8.3750%
                  715
TIME WARNER ENTMT CO LP
07/15/33
8.3750%
                  991
TIME WARNER INC BNDS
05/15/29
6.6250%
               1,354
TIME WARNER INC NEW NT
11/15/16
5.8750%
               2,282
TNK BP S A SR MTN 144A
03/13/18
7.8750%
                  670
TOYOTA MTR CR CORP NT
12/15/10
4.3500%
                  633
TRANSCANADA PIPELINES LTD SR
10/15/37
6.2000%
                  626
TRANSOCEAN INC SR NT
03/15/13
5.2500%
               4,059
TRANSOCEAN INC SR NT
03/15/18
6.0000%
               3,258
TRAVELERS COS INC JR SUB DEB
03/15/37
VAR RT
               3,051
TRAVELERS COS INC SR NT
06/15/37
6.2500%
               2,983
TRAVELERS COS INC SR NT
06/15/37
6.2500%
               1,135
TURNER BROADCASTING SYSTEMS
07/01/13
8.3750%
                  770
TXU ELEC DELIVERY 04-1 BD A3
05/15/18
5.2900%
               3,807
TXU ELEC DELIVERY TRANSITION
11/17/14
4.8100%
               1,024
TYCO INTL GROUP S A NT
11/15/13
6.0000%
                  593
TYCO INTL GROUP SA GTD NT
02/15/11
6.7500%
                  429
TYCO INTL GROUP SA GTD NT
01/15/09
6.1250%
                    31
TYCO INTL GROUP SA SR NT
10/15/11
6.3750%
               3,019

 
35

 

EASTMAN KODAK EMPLOYEES’ SAVINGS AND INVESTMENT PLAN
SCHEDULE H, PART IV, LINE 4(i)
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2008
(in thousands)
 
(continued)

 

Maturity
Interest
 Current
Description
Date
Rate
 Value
 
TYCO INTL LTD/TYCO INTL FIN
01/15/21
6.8750%
                  702
TYCO INTL LTD/TYCO INTL FIN
01/15/21
6.8750%
               1,724
UBS AG STAMFORD # SR 00047
07/15/16
5.8750%
               2,624
UBS AG STAMFORD BRH MEDIUM
12/20/17
5.8750%
               6,969
UBS AG STAMFORD BRH MEDIUM
04/25/18
5.7500%
               1,854
UBS LUXEMBOURG SA
02/11/15
6.2300%
                  445
UBS PFD FDG TR V
05/29/49
VAR RT
               2,686
UFJ FIN ARUBA A E C GTD NT
07/15/13
6.7500%
               2,436
UFJ FIN ARUBA A E C GTD NT
07/15/13
6.7500%
               1,169
UNILEVER CAP CORP
11/01/10
7.1250%
                  865
UNION ELEC CO SR SECD NT
04/01/18
6.0000%
                  794
UNION PAC CORP NT
01/15/11
6.6500%
               1,814
UNION PAC RES GROUP INC DEB
05/15/28
7.1500%
               2,138
UNION PACIFIC CORP BDS
02/01/29
6.6250%
               1,725
UNION PACIFIC CORP BDS
02/01/29
6.6250%
               1,069
UNITED PARCEL SVC INC
01/15/13
4.5000%
               1,721
UNITED PARCEL SVC INC SR NT
01/15/38
6.2000%
               5,742
UNITED STATES STL CORP SR NT
02/01/18
7.0000%
               1,186
UNITED STATES TREASURY NOTES
08/15/17
4.7500%
               5,773
UNITED TECHNOLOGIES CORP DEB
09/15/29
7.5000%
               1,243
UNITED TECHNOLOGIES CORP NT
02/01/19
6.1250%
                  381
UNITED TECHNOLOGIES CORP NT
06/01/09
6.5000%
               2,323
UNITED TECHNOLOGIES CORP NT
02/01/19
6.1250%
                  386
UNITED TECHNOLOGIES CORP NT
05/01/35
5.4000%
               1,483
UNITED TECHNOLOGIES CORP NT
12/15/17
5.3750%
               2,324
UNITED TECHNOLOGIES CORP NT
06/01/36
6.0500%
               2,491
UNITED TECHNOLOGIES CORP NT
05/01/35
5.4000%
               1,950
UNITED TECHNOLOGIES CORP NT
05/15/12
6.1000%
               1,033
UNITEDHEALTH GROUP INC
11/15/17
6.0000%
               2,266
UNITEDHEALTH GROUP INC NT
11/15/37
6.6250%
                  556
UNITEDHEALTH GROUP INC NT
03/15/36
5.8000%
               2,482
UNITEDHEALTH GROUP INC NT
08/15/09
4.1250%
                  974
UNITEDHEALTH GROUP INC SR NT
02/15/13
4.8750%
                  438
UNITEDHEALTH GROUP INC SR NT
03/15/15
4.8750%
                  936
UNIVERSAL HEALTH SVCS INC NT
06/30/16
7.1250%
               1,977
US BK NATL ASSN MTN #SB 00001
08/01/11
6.3750%
               1,964
US BK NATL ASSN MTN #TR 00202
03/02/09
3.4000%
                  881
US TREASURY NOTES
05/15/18
3.8750%
               8,125
USA WASTE SERVICES INC SR NTS
07/15/28
7.0000%
               1,158
USAA AUTO OWNER 07 2 CL A-4
06/15/13
5.0700%
               1,183
USAA AUTO OWNER 08 1 CL A-3
04/16/12
4.1600%
                  962
USAA AUTO OWNER TR 05-2 CL A-4
02/15/11
4.1700%
                  416
VALE OVERSEAS LTD GTD NT
11/21/36
6.8750%
                  164
VALE OVERSEAS LTD GTD NT
11/21/36
6.8750%
               7,280

 
36

 

EASTMAN KODAK EMPLOYEES’ SAVINGS AND INVESTMENT PLAN
SCHEDULE H, PART IV, LINE 4(i)
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2008
(in thousands)
 
(continued)

 

Maturity
Interest
 Current
Description
Date
Rate
 Value
 
VALERO ENERGY CORP NT
06/15/17
6.1250%
               1,092
VALERO ENERGY CORP NT
06/15/37
6.6250%
                  586
VALERO ENERGY CORP NT
04/15/12
6.8750%
                  685
VANDERBILT MTG & FIN 02B CL A4
02/07/26
5.8400%
               1,949
VANDERBILT MTG & FIN 03A CL A4
05/07/26
6.2100%
               1,450
VANDERBILT MTG 01-A CL A-4
06/07/28
7.2350%
               1,087
VANDERBILT MTG 02-C A4
08/07/24
6.5700%
               1,931
VERIZON COMMUNICATIONS INC NT
04/15/38
6.9000%
               5,957
VERIZON COMMUNICATIONS INC NT
04/15/13
5.2500%
               1,758
VERIZON COMMUNICATIONS INC NT
03/01/39
8.9500%
               5,996
VERIZON GLOBAL FDG CORP BD
06/15/12
6.8750%
               3,200
VERIZON GLOBAL FDG CORP NT
09/15/35
5.8500%
                  226
VERIZON MD INC DEB SER B
06/15/33
5.1250%
               5,799
VERIZON NEW ENG INC DEB
09/15/11
6.5000%
               1,227
VERIZON NEW YORK INC DEB SER A
04/01/32
7.3750%
                  949
VERIZON NEW YORK INC DEB SER A
04/01/12
6.8750%
                  588
VERIZON WIRELESS CAP LLC NT
11/15/18
8.5000%
               2,372
VERIZON WIRELESS CAP LLC NT
11/15/18
8.5000%
               1,726
VERZION COMMUNICATIONS INC
02/15/13
4.3500%
               4,075
VIACOM INC NEW SR NT
10/05/37
6.7500%
               1,234
VIACOM INC SR NT
04/30/11
5.7500%
               1,416
VIACOM INC SR NT
08/15/12
5.6250%
               1,215
VIRGINIA ELE & PWR CO SR NT
01/15/36
6.0000%
               1,425
VIRGINIA ELEC & PWR CO A
01/15/16
5.4000%
               4,360
VIRGINIA ELEC & PWR CO SR DEB
11/15/38
8.8750%
               1,063
VIRGINIA ELEC & PWR CO SR DEB
11/15/38
8.8750%
               2,749
VIRGINIA ELEC & PWR CO SR NT
03/01/13
4.7500%
               1,852
VIVENDI NT 144A
04/04/18
6.6250%
               1,842
VODAFONE AIRTOUCH PLC NT
02/15/10
7.7500%
               9,543
VODAFONE AIRTOUCH PLC NT
02/15/10
7.7500%
                  663
VODAFONE GROUP INC NEW NT
03/15/16
5.7500%
               1,397
VODAFONE GROUP PLC
09/15/15
5.0000%
               2,561
VODAFONE GROUP PLC NEW NT
12/16/13
5.0000%
               2,008
WACHOVIA BK NATL ASSN MEDIUM
11/15/17
6.0000%
               2,350
WACHOVIA BK NATL ASSN MTN
01/15/38
6.6000%
                  759
WACHOVIA BK NATL ASSN MTN
01/15/38
6.6000%
               1,855
WACHOVIA CAP TR III FIXED FLTG
03/15/42
VAR RT
               3,021
WACHOVIA CORP GLOBAL MEDIUM
05/01/13
5.5000%
               1,841
WACHOVIA CORP NEW NT
10/15/16
5.6250%
               3,033
WACHOVIA CORP NEW SR HLDG CO
03/15/11
VAR RT
               4,465
WACHOVIA CORP NEW SR NT
06/15/17
5.7500%
               1,081
WAL MART STORES INC NT
08/10/09
6.8750%
               1,595
WAL MART STORES INC NT
08/15/37
6.5000%
               1,517

 
37

 

EASTMAN KODAK EMPLOYEES’ SAVINGS AND INVESTMENT PLAN
SCHEDULE H, PART IV, LINE 4(i)
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2008
(in thousands)
 
(continued)

 

Maturity
Interest
 Current
Description
Date
Rate
 Value
 
WAL MART STORES INC NT
09/01/35
5.2500%
               2,178
WALMART STORES INC GLOBAL NT
02/15/11
4.1250%
               1,777
WAL-MART STORES INC NT
04/15/38
6.2000%
               4,175
WAL-MART STORES INC NT
04/15/38
6.2000%
               3,692
WAL-MART STORES INC NT
04/15/38
6.2000%
                  870
WASHINGTON MUT MTG 2005-8 1A8
10/25/35
5.5000%
               1,153
WASHINGTON MUT BK # SR
01/15/13
5.5000%
                    14
WASHINGTON MUT MTG 2005-8 1A10
01/15/10
4.2000%
                    14
WASTE MGMT INC DEL SR NT
08/01/10
7.3750%
                  967
WASTE MGMT INC DEL SR NT
05/15/32
7.7500%
                  888
WASTE MGMT INC DEL SR NT
11/15/12
6.3750%
                  622
WEATHERFORD INTL INC NEW
06/15/37
6.8000%
               1,642
WEATHERFORD INTL LTD GTD SR NT
03/15/38
7.0000%
               1,307
WELLPOINT INC NT
06/15/17
5.8750%
               2,910
WELLPOINT INC NT
12/15/14
5.0000%
               2,220
WELLS FARGO & CO
12/11/17
5.6250%
               1,270
WELLS FARGO & CO NEW SR NT
10/23/12
5.2500%
                  757
WELLS FARGO & CO NEW SR NT
01/12/11
4.8750%
               3,502
WELLS FARGO & CO NEW SR NT
01/31/13
4.3750%
               1,480
WELLS FARGO & CO NEW SUB NT
11/15/14
5.0000%
               4,012
WELLS FARGO & COMPANY
12/09/11
3.0000%
               3,119
WELLS FARGO & COMPANY
01/31/13
4.3750%
                  712
WELLS FARGO BANK NATL ASSN
05/16/16
5.7500%
                  416
WELLS FARGO CAP X GTD CAP SECS
12/15/36
5.9500%
               1,726
WELLS FARGO CAP XIII FXD TO
12/31/49
VAR RT
               4,027
WELLS FARGO FINL 05-A CL A-4
05/15/12
4.2800%
               1,735
WELLS FARGO HOME EQ 04 2 AI-5
11/25/28
VAR RT
               2,035
WEYERHAEUSER CO DEB
07/15/23
7.1250%
               1,200
WEYERHAUSER CO NTS
03/15/12
6.7500%
               3,385
WILLIS NORTH AMER INC SR NT
07/15/15
5.6250%
                  877
WILLIS NORTH AMER INC SR NT
07/15/10
5.1250%
                  966
WORLD SVGS BK FSB # TR 00001
12/15/09
4.1250%
               2,062
WYETH NT
04/01/37
5.9500%
               7,345
WYETH NT
02/15/16
5.5000%
               2,149
WYETH SR NT
02/01/24
6.4500%
               1,309
XCEL ENERGY INC MINN SR NT
12/01/10
7.0000%
               1,276
XCEL ENERGY INC SR NT
07/01/36
6.5000%
               1,373
XTO ENERGY INC
04/15/12
7.5000%
               1,610
XTO ENERGY INC SR NT
08/01/37
6.7500%
               2,550
XTO ENERGY INC SR NT
04/01/36
6.1000%
               1,543
XTO ENERGY INC SR NT
12/15/13
5.7500%
                  699
XTO ENERGY INC SR NT
06/15/18
5.5000%
               1,045
XTO ENERGY INC SR NT
12/15/18
6.5000%
               1,241

 
38

 

EASTMAN KODAK EMPLOYEES’ SAVINGS AND INVESTMENT PLAN
SCHEDULE H, PART IV, LINE 4(i)
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2008
(in thousands)
 
(continued)

 

Maturity
Interest
 Current
Description
Date
Rate
 Value
 
XTO ENERGY INC SR NT
06/15/38
6.3750%
               2,521
ZFS FIN USA TR I SER 1 144A
12/15/49
VAR RT
               2,066
ZFS FIN USA TR II SER II 144A
12/15/49
VAR RT
               1,420
Total Corporate Debt Instruments
   
$     2,013,302
       
Other Investments:
     
AUSTRALIA (COMMONWEALTH OF)
03/15/19
5.2500%
  $              617
BRAZIL FEDERATIVE REP
01/17/17
6.0000%
               5,287
BRAZIL FEDERATIVE REP BD
01/20/34
8.2500%
                  195
DENMARK (KINGDOM OF)
11/15/17
4.0000%
               4,237
DENMARK (KINGDOM OF)
11/15/13
5.0000%
               2,093
DENMARK(KINGDOM) BDS
11/15/15
4.0000%
             14,502
DUTCH GOVT
01/15/10
3.0000%
             26,952
FINANCEMENT QUEBEC
10/25/12
5.0000%
               1,537
GERMANY (FEDERAL REPUBLIC)
01/04/15
3.7500%
             15,097
GERMANY (FEDERAL REPUBLIC)
01/04/17
3.7500%
               1,009
GERMANY (FEDERAL REPUBLIC)
01/04/18
4.0000%
             30,020
GERMANY (FEDERAL REPUBLIC)
07/04/39
4.2500%
                  652
GERMANY (FEDERAL REPUBLIC)
07/04/34
4.7500%
             10,371
GOVERNMENT OF CANADA
06/01/17
4.0000%
               1,233
GOVERNMENT OF CANADA
06/01/13
5.2500%
               2,020
GOVERNMENT OF CANADA
06/01/33
5.7500%
               1,558
ILLINOIS ST TXBL
06/01/33
5.1000%
               2,546
JAPAN
03/20/18
1.3000%
               6,406
JAPAN
03/20/17
1.7000%
               5,876
JAPAN FIN CORP FOR MUNICAP
05/09/16
2.0000%
               8,127
JAPAN FIN CORP FOR MUNICIP ENT
06/22/18
1.9000%
               5,378
KOREA DEV BK NT
09/16/10
4.6250%
                  996
NETHERLANDS GOVERNMENT
07/15/17
4.5000%
               6,855
NETHERLANDS(KINGDOM OF)
07/15/18
4.0000%
               8,205
NEW BRUNSWICK PROV CDA BD
02/21/17
5.2000%
               4,371
NOVA SCOTIA PROV CDA BD
01/26/17
5.1250%
               4,181
ONTARIO PROV CDA BD
09/08/10
3.1250%
               4,135
ONTARIO PROV CDA GLOBAL NT
02/03/15
4.5000%
                  815
PROV OF NOVA SCOTIA
02/27/12
5.7500%
               2,405
PROV OF QUEBEC
05/26/15
4.6000%
               1,727
PROV OF QUEBEC
01/22/11
6.1250%
               1,224
PROVINCE OF ONTARIO
02/22/11
2.7500%
               2,474
QUEBEC PROV CDA GLOBAL NT
11/14/16
5.1250%
               2,216
QUEENSLAND TREASURY CORP
09/14/17
6.0000%
                    22
RUSSIAN FEDERATION BDS REG S
03/31/30
STEP
               4,854
SALES TAX ASSET RECEIVABLE N Y
10/15/10
4.0600%
               2,373
SWEDEN(KINGDOM OF)
08/12/17
3.7500%
                  801

 
39

 

EASTMAN KODAK EMPLOYEES’ SAVINGS AND INVESTMENT PLAN
SCHEDULE H, PART IV, LINE 4(i)
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2008
(in thousands)
 
(continued)

 

Maturity
Interest
 Current
Description
Date
Rate
 Value
 
TREASURY
09/07/15
4.7500%
               6,042
TREASURY STK
09/07/14
5.0000%
                  766
TREASURY STK GBP1
03/07/36
4.2500%
               1,983
UNITED KINGDOM (GOVERNMENT OF)
03/07/18
5.0000%
               2,356
UNITED MEXICAN MTN #TR00019
01/15/17
5.6250%
               4,583
UNITED MEXICAN STS #TR 00013
04/08/33
7.5000%
               1,170
UNITED MEXICAN STS MEDIUM TERM
01/11/40
6.0500%
                  825
UNITED MEXICAN STS MTN TR00017
09/27/34
6.7500%
               1,507
UNITED MEXICAN STS TR# 00010
01/16/13
6.3750%
               2,703
WISCONSIN ST GEN REV TXB-SER A
05/01/13
4.8000%
                  471
WISCONSIN ST GEN REV TXB-SER A
05/01/18
5.2000%
                  309
WISCONSIN ST GEN REV TXB-SER A
05/01/26
5.7000%
                  764
Total Other Investments
   
 $        216,846
       
**Common/Collective Trust:
     
TBC INC. POOLED EMP DAILY
12/31/49
VAR RT
 $          88,251
       
       
Liabilities for pending settlements
   
    $       (71,334)
       
Total Investment Contract
   
 $     4,100,266
       
       
Total Fixed Income Fund
   
 $     4,663,410
       

** Parties-in-interest

 
 
40

 
 
EASTMAN KODAK EMPLOYEES’ SAVINGS AND INVESTMENT PLAN
SCHEDULE H, PART IV, LINE 4(i)
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2008
(in thousands)
 
(continued)


 
   
Principal
 
   
Amount or
 Current
Description
 
Shares/Units
 Value
**T. Rowe Price Retirement Funds Inc 2005 Trust Fund - Common Collective Trust
              3,801
 $               30,522
       
       
**T. Rowe Price Retirement Funds Inc 2010 Trust Fund - Common Collective Trust
            12,445
                  95,829
       
       
**T. Rowe Price Retirement Funds Inc 2015 Trust Fund - Common Collective Trust
            14,534
                107,846
       
       
**T. Rowe Price Retirement Funds Inc 2020 Trust Fund - Common Collective Trust
            29,160
                209,076
       
       
**T. Rowe Price Retirement Funds Inc 2025 Trust Fund - Common Collective Trust
            16,197
                112,568
       
       
**T. Rowe Price Retirement Funds Inc 2030 Trust Fund - Common Collective Trust
            16,742
                113,676
       
       
**T. Rowe Price Retirement Funds Inc 2035 Trust Fund - Common Collective Trust
              4,320
                  28,901
       
       
**T. Rowe Price Retirement Funds Inc 2040 Trust Fund - Common Collective Trust
              6,055
                  40,505
       
       
**T. Rowe Price Retirement Funds Inc 2045 Trust Fund - Common Collective Trust
              3,267
                  21,858
       
       
**T. Rowe Price Retirement Funds Inc 2050 Trust Fund - Common Collective Trust
                 201
                    1,343
       
       
**T. Rowe Price Retirement Funds Inc 2055 Trust Fund - Common Collective Trust
                 566
                    3,784
       
       
**T. Rowe Price Retirement Funds Inc Income Trust Fund - Common Collective Trust
              6,772
                  56,546
       
       
       
 
**Parties-in-interest
 
 
 
41

 
 
EASTMAN KODAK EMPLOYEES’ SAVINGS AND INVESTMENT PLAN
SCHEDULE H, PART IV, LINE 4(i)
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2008
(in thousands)
 
(continued)

 
 
   
Principal
 
   
Amount or
 Current
Description
 
Shares/Units
 Value
TRADELINK BROKERAGE LINK ACCOUNT
     
Participant - Directed Brokerage Link Account
   
 $             209,846
       
       
ADMINISTRATIVE FUND
     
TBC Inc Pooled Emp Daily - Common Collective Trust
   
                    3,668
       
       
KODAK STOCK FUND
     
**Eastman Kodak Company - Common Stock
 
              3,397
                  21,504
TBC Inc Pooled Emp Daily - Common Collective Trust
   
                       895
       
       
BARCLAYS GLOBAL INVESTORS US DEBT INDEX FUND - Common Collective Trust
                 910
                  19,985
       
       
BARCLAYS GLOBAL INVESTORS EAFE EQUITY INDEX FUND - Common Collective Trust
              3,308
                  65,227
       
       
BARCLAYS GLOBAL INVESTORS RUSSELL 2000 INDEX FUND - Common Collective Trust
              5,682
                  71,873
       
       
BARCLAYS GLOBAL INVESTORS EQUITY INDEX FUND - Common Collective Trust
            13,693
                186,495
       
       
       
     **Parties-in-interest
 
       
 
     
 
Maturity
Interest
 Current
Description
Date
Rate
 Value
       
**Participant Loans
Various
Various
 $               27,670
       
Total Plan Investments
   
 $          6,093,027
       
   **Parties-in-interest

 
 

 
42

 

SIGNATURE


Pursuant to the requirements of the Securities Exchange Act of 1934, the Administrative Committee of the Eastman Kodak Employees' Savings and Investment Plan has caused this annual report to be signed on its behalf by the undersigned hereunto duly authorized.


                                                                                                                           Eastman Kodak Employees'
                                                                                                                           Savings and Investment Plan


                                                                                                                           By:  /s/ Frank S. Sklarsky

                                                                                                                           Frank S. Sklarsky
                                                                                                                           Chair, Savings and Investment Plan Committee
Date:  June 26, 2009

 
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