UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
1998 Employee Stock Option | 03/31/1998 | 12/31/2007 | Common Stock | 4,000 (1) | $ 10.4 | D | Â |
2002 Employee Stock Option | 03/31/2002 | 12/31/2011 | Common Stock | 15,000 (2) | $ 14.37 | D | Â |
2004 Employee Stock Option | 03/31/2004 | 12/31/2013 | Common Stock | 27,500 (3) | $ 19.32 | D | Â |
2005 Employee Stock Option | 12/31/2005 | 12/31/2014 | Common Stock | 28,750 (3) | $ 18.41 | D | Â |
2006 Employee Stock Option | 12/31/2006 | 12/31/2015 | Common Stock | 47,000 (3) | $ 21.48 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
RAGER R SCOTT 307 NORTH MICHIGAN AVENUE SUITE 2300 CHICAGO, IL 60601 |
 |  |  SrVP Administration & Planning |  |
William J. Dasso, Power of Attorney for R. Scott Rager | 06/30/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Of these shares, 625 currently are vested and the balance will vest on January 1, 2007. |
(2) | All of these shares are vested. |
(3) | These shares vest, effective December 31, 2006 at the rate of 10% the first year, 15% the second year, 20% the third year, 25% the fourth year and 30% the fifth year. |