UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
2005 Employee Stock Option | 12/31/2005 | 04/11/2015(2) | Common Stock | 62,500 (1) | $ 18.41 | D | Â |
2006 Employee Stock Option | 12/31/2006 | 05/26/2016(2) | Common Stock | 64,000 (1) | $ 21.48 | D | Â |
2007 Employee Stock Option | 12/31/2007 | 03/13/2017(2) | Common Stock | 72,000 (1) | $ 21.77 | D | Â |
2009 Employee Stock Option | 12/31/2009 | 03/25/2018(2) | Common Stock | 9,000 (1) | $ 10.48 | D | Â |
2010 Employee Stock Option | 12/31/2010 | 07/01/2018(2) | Common Stock | 15,400 (1) | $ 12.08 | D | Â |
2011 Employee Stock Option | 12/31/2011 | 07/01/2018(2) | Common Stock | 22,500 (1) | $ 12.33 | D | Â |
2012 Employee Stock Option | 12/31/2012 | 07/01/2018(2) | Common Stock | 31,500 (1) | $ 10.8 | D | Â |
2013 Employee Stock Option | 12/31/2013 | 07/01/2018(2) | Common Stock | 35,000 (1) | $ 12.57 | D | Â |
2014 Employee Stock Option | 07/01/2014 | 07/01/2018(2) | Common Stock | 35,500 (1) | $ 16.06 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LEROY SPENCER III 307 N MICHIGAN AVE STE 2300 CHICAGO, IL 60601 |
 X |  |  |  |
William J. Dasso, Power of Attorney for Spencer LeRoy III | 03/05/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | All outstanding options vested on 07/01/14, the date of Mr. LeRoy's retirement from the Company. |
(2) | Options expire on the earlier of their final exercise date or fours years following Mr. LeRoy's retirement, which expire 7/1/2018. |