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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Common Operating Partnership Units | $ 0 | 12/20/2012 | G | V | 40,287 (1) | (2) | (2) | Common Stock | 40,287 | $ 0 | 394,141 | D | |||
Common Operating Partnership Units | $ 0 | 12/20/2012 | G | V | 40,287 | (2) | (2) | Common Stock | 40,287 | $ 0 | 40,287 | I | Owned by Irrevocable Trust of which the reporting person is not a trustee | ||
Common Operating Partnership Units | $ 0 | (2) | (2) | Common Stock | 141,794 | 0 | I | Owned by certain limited liability companies of which the reporting person is a member and a manager |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SHIFFMAN GARY A 27777 FRANKLIN ROAD STE 200 SOUTHFIELD, MI 48034 |
X | X | Chairman, President, and CEO |
Gary A. Shiffman | 12/28/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | For estate planning purposes, the reporting person gifted, for no consideration, these securities to an irrevocable trust for the benefit of his wife and their children. The reporting person disclaims beneficial ownership of the securities held in this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of the securities held in this trust for purposes of section 16 or for any other purpose. |
(2) | The Common Operating Partnership Units of Sun Communities Operating Limited Partnership are convertible into common stock at any time on a one-for-one basis and have no expiration date. |