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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Shier Barry A 3753 HOWARD HUGHES PARKWAY, SUITE 101 LAS VEGAS, NV 89109 |
 |  X |  |  |
LEDY DAVID M 1370 AVENUE OF THE AMERICAS 21ST FLOOR NEW YORK, NY 10019 |
 |  X |  |  |
SILVERMAN HARVEY 791 PARK AVENUE APT. 5B NEW YORK, NY 10021 |
 |  X |  |  |
/s/ Barry A. Shier | 02/08/2008 | |
**Signature of Reporting Person | Date | |
/s/ David M. Ledy | 02/12/2008 | |
**Signature of Reporting Person | Date | |
/s/ Harvey Silverman | 02/12/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This is a joint filing by Barry A. Shier, David M. Ledy, and Harvey Silverman (collectively, the "Reporting Persons"). (continued in footnote 2) |
(2) | (continued from footnote 1) On December 31, 2007, Mr. Shier was appointed Chief Operating Officer and a director of FX Real Estate and Entertainment, Inc. ("FXRE"). On October 25, 2007, Messrs. Ledy and Silverman were elected directors of FXRE. As a result, each of Messrs. Shier, Ledy and Silverman may be deemed the indirect beneficial owners of the 1,410,363 shares of issued and outstanding Common Stock of Riviera Holdings Corporation indirectly beneficially owned by FXRE, as reported on Form 3, filed on October 9, 2007. (continued in footnote 3) |
(3) | (continued from footnote 2) Mr. Shier is the designated filer. The Reporting Persons are filing this joint Form 5 because they may be regarded as part of a group. However, each Reporting Person disclaims beneficial ownership of the shares owned by other persons and disclaims membership in a group, and this filing shall not constitute an acknowledgement that the Reporting Persons are part of a group. |