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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $ 33.55 | 04/23/2004 | 04/23/2014 | Common Stock | 3,000 | 3,000 | D | ||||||||
Stock Option (Right to Buy) | $ 32.76 | 04/22/2005 | 04/22/2015 | Common Stock | 3,000 | 3,000 | D | ||||||||
Deferred Stock Units | $ 0 (1) | 07/31/2009 | A(2) | 526 | (3) | (3) | Common Stock | 526 | $ 35.63 | 23,784.57 (4) | D | ||||
Restricted Stock Units | (1) | (5) | (5) | Common Stock | 3,698 | 3,698 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DECYK ROXANNE J SHELL INTERNATIONAL B.V. 1050K NW, SUITE 700 WASHINGTON, DC 20001 |
X |
Kenneth V. Hallett under Power of Attorney for Roxanne J. Decyk | 08/03/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 1 for 1. |
(2) | Payment of fees in stock under the Corporation's Directors' 1993 Fee Plan. |
(3) | Scheduled for issuance in lump sum after earliest of November 5, 2022, termination of service as a director, death or upon change in control. |
(4) | Includes 214.299 deferred stock units acquired through exempt dividend reinvestments. |
(5) | All restrictions lapse upon the earliest of retirement from the Board, death or a change in control; the reporting person will receive the underlying shares in one lump sum upon the earliest of the reporting person's 70th birthday, death or a change in control. |