CUSIP No. |
016259103 |
1 | NAME OF REPORTING PERSON Venrock Associates IV, L.P. |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
||||
(a) þ1 | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware, United States | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 3,949,0702 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
3,949,0702 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
3,949,0702 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
12.7% 3 | |||||
12 | TYPE OF REPORTING PERSON* | ||||
PN |
1 | Venrock Associates IV, L.P., Venrock Partners, L.P., Venrock Entrepreneurs Fund IV, L.P., Venrock Management IV, LLC, Venrock Partners Management, LLC, and VEF Management IV, LLC are members of a group for purposes of this Schedule 13G. | |
2 | Consists of 3,214,546 shares of common stock owned by Venrock Associates IV, L.P., 655,545 shares of common stock owned by Venrock Partners, L.P., and 78,979 shares of common stock owned by Venrock Entrepreneurs Fund IV, L.P. | |
3 | This percentage is calculated based upon 31,181,989 shares of the Issuers common stock outstanding as of November 5, 2010, as set forth in the Issuers quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 9, 2010. |
CUSIP No. |
016259103 |
1 | NAME OF REPORTING PERSON Venrock Partners, L.P. |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
||||
(a) þ1 | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware, United States | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 3,949,0702 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
3,949,0702 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
3,949,0702 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
12.7% 3 | |||||
12 | TYPE OF REPORTING PERSON* | ||||
PN |
1 | Venrock Associates IV, L.P., Venrock Partners, L.P., Venrock Entrepreneurs Fund IV, L.P., Venrock Management IV, LLC, Venrock Partners Management, LLC, and VEF Management IV, LLC are members of a group for purposes of this Schedule 13G. | |
2 | Consists of 3,214,546 shares of common stock owned by Venrock Associates IV, L.P., 655,545 shares of common stock owned by Venrock Partners, L.P., and 78,979 shares of common stock owned by Venrock Entrepreneurs Fund IV, L.P. | |
3 | This percentage is calculated based upon 31,181,989 shares of the Issuers common stock outstanding as of November 5, 2010, as set forth in the Issuers quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 9, 2010. |
CUSIP No. |
016259103 |
1 | NAME OF REPORTING PERSON Venrock Entrepreneurs Fund IV, L.P. |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
||||
(a) þ1 | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware, United States | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 3,949,0702 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
3,949,0702 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
3,949,0702 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
12.7% 3 | |||||
12 | TYPE OF REPORTING PERSON* | ||||
PN |
1 | Venrock Associates IV, L.P., Venrock Partners, L.P., Venrock Entrepreneurs Fund IV, L.P., Venrock Management IV, LLC, Venrock Partners Management, LLC, and VEF Management IV, LLC are members of a group for purposes of this Schedule 13G. | |
2 | Consists of 3,214,546 shares of common stock owned by Venrock Associates IV, L.P., 655,545 shares of common stock owned by Venrock Partners, L.P., and 78,979 shares of common stock owned by Venrock Entrepreneurs Fund IV, L.P. | |
3 | This percentage is calculated based upon 31,181,989 shares of the Issuers common stock outstanding as of November 5, 2010, as set forth in the Issuers quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 9, 2010. |
CUSIP No. |
016259103 |
1 | NAME OF REPORTING PERSON Venrock Management IV, LLC |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
||||
(a) þ1 | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware, United States | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 3,949,0702 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
3,949,0702 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
3,949,0702 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
12.7% 3 | |||||
12 | TYPE OF REPORTING PERSON* | ||||
OO |
1 | Venrock Associates IV, L.P., Venrock Partners, L.P., Venrock Entrepreneurs Fund IV, L.P., Venrock Management IV, LLC, Venrock Partners Management, LLC, and VEF Management IV, LLC are members of a group for purposes of this Schedule 13G. | |
2 | Consists of 3,214,546 shares of common stock owned by Venrock Associates IV, L.P., 655,545 shares of common stock owned by Venrock Partners, L.P., and 78,979 shares of common stock owned by Venrock Entrepreneurs Fund IV, L.P. | |
3 | This percentage is calculated based upon 31,181,989 shares of the Issuers common stock outstanding as of November 5, 2010, as set forth in the Issuers quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 9, 2010. |
CUSIP No. |
016259103 |
1 | NAME OF REPORTING PERSON Venrock Partners Management, LLC |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
||||
(a) þ1 | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware, United States | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 3,949,0702 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
3,949,0702 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
3,949,0702 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
12.7% 3 | |||||
12 | TYPE OF REPORTING PERSON* | ||||
OO |
1 | Venrock Associates IV, L.P., Venrock Partners, L.P., Venrock Entrepreneurs Fund IV, L.P., Venrock Management IV, LLC, Venrock Partners Management, LLC, and VEF Management IV, LLC are members of a group for purposes of this Schedule 13G. | |
2 | Consists of 3,214,546 shares of common stock owned by Venrock Associates IV, L.P., 655,545 shares of common stock owned by Venrock Partners, L.P., and 78,979 shares of common stock owned by Venrock Entrepreneurs Fund IV, L.P. | |
3 | This percentage is calculated based upon 31,181,989 shares of the Issuers common stock outstanding as of November 5, 2010, as set forth in the Issuer s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 9, 2010. |
CUSIP No. |
016259103 |
1 | NAME OF REPORTING PERSON VEF Management IV, LLC |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
||||
(a) þ1 | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware, United States | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 3,949,0702 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
3,949,0702 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
3,949,0702 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
12.7% 3 | |||||
12 | TYPE OF REPORTING PERSON* | ||||
OO |
1 | Venrock Associates IV, L.P., Venrock Partners, L.P., Venrock Entrepreneurs Fund IV, L.P., Venrock Management IV, LLC, Venrock Partners Management, LLC, and VEF Management IV, LLC are members of a group for purposes of this Schedule 13G. | |
2 | Consists of 3,214,546 shares of common stock owned by Venrock Associates IV, L.P., 655,545 shares of common stock owned by Venrock Partners, L.P., and 78,979 shares of common stock owned by Venrock Entrepreneurs Fund IV, L.P. | |
3 | This percentage is calculated based upon 31,181,989 shares of the Issuers common stock outstanding as of November 5, 2010, as set forth in the Issuers quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November 9, 2010. |
(a) | Name of Issuer: Alimera Sciences, Inc. | ||
(b) | Address of Issuers Principal Executive Offices: 6120 Windward Parkway, Suite 290 Alpharetta, Georgia 30005 |
(a) | Name of Persons Filing: | ||
Venrock Associates IV, L.P. | |||
Venrock Partners, L.P. | |||
Venrock Entrepreneurs Fund IV, L.P. | |||
Venrock Management IV, LLC | |||
Venrock Partners Management, LLC | |||
VEF Management IV, LLC | |||
(b) | Address of Principal Business Office or, if none, Residence | ||
New York Office: 530 Fifth Avenue, 22nd Floor, New York, NY 10036 | |||
Palo Alto Office: 3340 Hillview Avenue, Palo Alto, CA 94304 | |||
Cambridge Office: 55 Cambridge Parkway, Suite 100, Cambridge, MA 02142 | |||
(c) | Citizenship: Each of Venrock Associates IV, L.P., Venrock Partners, L.P., and Venrock Entrepreneurs Fund IV, L.P. are limited partnerships organized in the State of Delaware. Each of Venrock Management IV, LLC, Venrock Partners Management, LLC, and VEF Management IV, LLC are limited liability companies organized in the State of Delaware. | ||
(d) | Title of Class of Securities: Common Stock | ||
(e) | CUSIP Number: 016259103 |
(a) and (b) | Venrock Associates IV, L.P. beneficially owns 3,214,546 shares of common stock or 10.3% of the outstanding shares of common stock, Venrock Partners, L.P. beneficially owns 655,545 shares of common stock or 2.1% of the outstanding shares of common stock, and Venrock Entrepreneurs Fund IV, L.P. beneficially owns 78,979 shares of common stock or 0.3% of the outstanding shares of common stock. Collectively the Reporting Persons beneficially own an aggregate of 3,949,070 shares of common stock or 12.7% of the outstanding shares of common stock | |
(c) | Each of the Reporting Persons has sole power to vote or direct the vote of no shares of common stock, sole power to dispose or to direct the disposition of no shares of the common stock, shared power to vote or to direct the vote of 3,949,070 shares of common stock and shared power to dispose or to direct the disposition of 3,949,070 shares of common stock. |
Dated: February 11, 2011 | VENROCK ASSOCIATES IV, L.P. By its General Partner, Venrock Management IV, LLC |
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By: Name: |
/s/ David L. Stepp
|
|||||
Title: | Authorized Signatory or Member | |||||
VENROCK PARTNERS, L.P. By its General Partner, Venrock Partners Management, LLC |
||||||
By: | /s/ David L. Stepp | |||||
Name: | David L. Stepp | |||||
Title: | Authorized Signatory or Member | |||||
VENROCK ENTREPRENEURS FUND IV, L.P. By its General Partner, VEF Management IV, LLC |
||||||
By: | /s/ David L. Stepp | |||||
Name: | David L. Stepp | |||||
Title: | Authorized Signatory or Member | |||||
VENROCK MANAGEMENT IV, LLC | ||||||
By: | /s/ David L. Stepp | |||||
Name: | David L. Stepp | |||||
Title: | Authorized Signatory or Member | |||||
VENROCK PARTNERS MANAGEMENT, LLC | ||||||
By: | /s/ David L. Stepp | |||||
Name: | David L. Stepp | |||||
Title: | Authorized Signatory or Member | |||||
VEF MANAGEMENT IV, LLC | ||||||
By: | /s/ David L. Stepp | |||||
Name: | David L. Stepp | |||||
Title: | Authorized Signatory or Member |