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ITEM 4. Purpose of Transaction | ||||||||
ITEM 5. Interest in Securities of the Issuer | ||||||||
SIGNATURE |
CUSIP No. |
278762109 |
1 | NAME OF REPORTING PERSON David K. Moskowitz |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: |
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(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC Use Only | ||||||||||
4 | SOURCE OF FUNDS | ||||||||||
OO | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
U.S.A. | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
Number Of | 26,318,252 VOTING SHARES (1) 700,000 SIXTY DAY SHARES (2) |
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Shares | 8 | SHARED VOTING POWER | |||||||||
Beneficially | |||||||||||
Owned By | |||||||||||
Each | 9 | SOLE DISPOSITIVE POWER | |||||||||
Reporting | |||||||||||
Person With |
26,318,252 VOTING SHARES (1) 700,000 SIXTY DAY SHARES (2) |
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10 | SHARED DISPOSITIVE POWER | ||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
27,018,252 | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
Approximately 11.5 %(3) | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
IN |
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(1) | Voting Shares include all shares of Class A Common Stock (Class A Common Stock) and Class B Common Stock (Class B Common Stock) of EchoStar Communications Corporation (EchoStar) of which Mr. Moskowitz is the beneficial owner. The shares of Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time. The Voting Shares represent: (i) 124,854 shares of Class A Common Stock owned beneficially directly by Mr. Moskowitz; (ii) 17,713 shares of Class A Common Stock owned beneficially indirectly by Mr. Moskowitz in EchoStars 401(k) Employee Savings Plan; (iii) 2,286 shares of Class A Common Stock owned beneficially indirectly by Mr. Moskowitz in EchoStars Employee Stock Purchase Plan; (iv) 1,328 shares of Class A Common Stock owned beneficially by Mr. Moskowitz as custodian for his minor children; (v) 8,184 shares of Class A Common Stock owned beneficially as trustee for Mr. Charles W. Ergens children; (vi) 32,984 shares of Class A Common Stock owned beneficially by a charitable foundation for which Mr. Moskowitz is a member of the Board of Directors; and (vii) 26,130,903 shares of Class B Common Stock owned beneficially by Mr. Moskowitz solely by virtue of his position as a trustee (with sole voting and dispositive power) of: (1) the Ergen Five-Year GRAT dated November 9, 2005; (2) the Ergen Four-Year GRAT dated November 9, 2005; and (3) the Ergen Three-Year GRAT dated November 9, 2005. | |
(2) | Sixty Day Shares are shares of Class A Common Stock deemed to be beneficially owned under Rule 13d- 3(d)(1) because Mr. Moskowitz has the right to acquire beneficial ownership of such shares within 60 days of the date hereof. Upon acquisition by the Mr. Moskowitz, these shares will become Voting Shares. | |
(3) | Based on 209,105,593 shares of Class A Common Stock outstanding on October 31, 2007 and assuming conversion of the shares of Class B Common Stock held by the Reporting Person into Class A Common Stock. Because such Class B Common Stock is convertible on a one-for-one basis into Class A Common Stock, assuming conversion of all shares of outstanding Class B Common Stock into Class A Common Stock, the percentage of the Class A Common Stock that the Reporting Person may be deemed to own beneficially would be approximately 6.04%. Because each share of Class B Common Stock is entitled to 10 votes per share, the Reporting Person may be deemed to own beneficially equity securities of the Company representing approximately 10.11% of the voting power of the Company (assuming no conversion of the Class B Common Stock). |
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CUSIP No. |
278762109 |
1 | NAME OF REPORTING PERSON Ergen Two-Year GRAT dated November 9, 2005 |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: |
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(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC Use Only | ||||||||||
4 | SOURCE OF FUNDS | ||||||||||
OO | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
U.S.A. | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
Number Of | 0 Shares | ||||||||||
Shares | 8 | SHARED VOTING POWER | |||||||||
Beneficially | |||||||||||
Owned By | |||||||||||
Each | 9 | SOLE DISPOSITIVE POWER | |||||||||
Reporting | |||||||||||
Person | 0 Shares | ||||||||||
With | 10 | SHARED DISPOSITIVE POWER | |||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
0 Shares | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
0% | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
OO |
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CUSIP No. |
278762109 |
1 | NAME OF REPORTING PERSON Ergen Three-Year GRAT dated November 9, 2005 |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: |
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(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC Use Only | ||||||||||
4 | SOURCE OF FUNDS | ||||||||||
OO | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
U.S.A. | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
Number Of | 7,371,275 Shares (1) | ||||||||||
Shares | 8 | SHARED VOTING POWER | |||||||||
Beneficially | |||||||||||
Owned By | |||||||||||
Each | 9 | SOLE DISPOSITIVE POWER | |||||||||
Reporting | |||||||||||
Person | 7,371,275 Shares (1) | ||||||||||
With | 10 | SHARED DISPOSITIVE POWER | |||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
7,371,275 Shares (1) | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
Approximately 3.4%(2) | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
OO |
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(1) | All of the shares beneficially held by the Ergen Three-Year GRAT dated November 9, 2005 are shares of Class B Common Stock. The shares of Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time. | |
(2) | Based on 209,105,593 shares of Class A Common Stock outstanding on October 31, 2007 and assuming conversion of the shares of Class B Common Stock held by the Reporting Person into Class A Common Stock. Because such Class B Common Stock is convertible on a one-for-one basis into Class A Common Stock, assuming conversion of all shares of outstanding Class B Common Stock into Class A Common Stock, the percentage of the Class A Common Stock that the Reporting Person may be deemed to own beneficially would be approximately 1.65%. Because each share of Class B Common Stock is entitled to 10 votes per share, the Reporting Person may be deemed to own beneficially equity securities of the Company representing approximately 2.84% of the voting power of the Company (assuming no conversion of the Class B Common Stock). |
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CUSIP No. |
278762109 |
1 | NAME OF REPORTING PERSON Ergen Four-Year GRAT dated November 9, 2005 |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: |
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(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC Use Only | ||||||||||
4 | SOURCE OF FUNDS | ||||||||||
OO | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
U.S.A. | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
Number Of | 8,920,524 Shares (1) | ||||||||||
Shares | 8 | SHARED VOTING POWER | |||||||||
Beneficially | |||||||||||
Owned By | |||||||||||
Each | 9 | SOLE DISPOSITIVE POWER | |||||||||
Reporting | |||||||||||
Person | 8,920,524 Shares (1) | ||||||||||
With | 10 | SHARED DISPOSITIVE POWER | |||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
8,920,524 Shares (1) | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
Approximately 4.1%(2) | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
OO |
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(1) | All of the shares beneficially held by the Ergen Four-Year GRAT dated November 9, 2005 are shares of Class B Common Stock. The shares of Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time. | |
(2) | Based on 209,105,593 shares of Class A Common Stock outstanding on October 31, 2007 and assuming conversion of the shares of Class B Common Stock held by the Reporting Person into Class A Common Stock. Because such Class B Common Stock is convertible on a one-for-one basis into Class A Common Stock, assuming conversion of all shares of outstanding Class B Common Stock into Class A Common Stock, the percentage of the Class A Common Stock that the Reporting Person may be deemed to own beneficially would be approximately 1.99%. Because each share of Class B Common Stock is entitled to 10 votes per share, the Reporting Person may be deemed to own beneficially equity securities of the Company representing approximately 3.44% of the voting power of the Company (assuming no conversion of the Class B Common Stock). |
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CUSIP No. |
278762109 |
1 | NAME OF REPORTING PERSON Ergen Five-Year GRAT dated November 9, 2005 |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: |
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(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC Use Only | ||||||||||
4 | SOURCE OF FUNDS | ||||||||||
OO | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
U.S.A. | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
Number Of | 9,839,104 Shares (1) | ||||||||||
Shares | 8 | SHARED VOTING POWER | |||||||||
Beneficially | |||||||||||
Owned By | |||||||||||
Each | 9 | SOLE DISPOSITIVE POWER | |||||||||
Reporting | |||||||||||
Person | 9,839,104 Shares (1) | ||||||||||
With | 10 | SHARED DISPOSITIVE POWER | |||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
9,839,104 Shares (1) | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
Approximately 4.5 %(2) | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
OO |
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(1) | All of the shares beneficially held by the Ergen Two-Year GRAT dated November 9, 2005 are shares of Class B Common Stock. The shares of Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time. | |
(2) | Based on 209,105,593 shares of Class A Common Stock outstanding on October 31, 2007 and assuming conversion of the shares of Class B Common Stock held by the Reporting Person into Class A Common Stock. Because such Class B Common Stock is convertible on a one-for-one basis into Class A Common Stock, assuming conversion of all shares of outstanding Class B Common Stock into Class A Common Stock, the percentage of the Class A Common Stock that the Reporting Person may be deemed to own beneficially would be approximately 2.20%. Because each share of Class B Common Stock is entitled to 10 votes per share, the Reporting Person may be deemed to own beneficially equity securities of the Company representing approximately 3.79% of the voting power of the Company (assuming no conversion of the Class B Common Stock). |
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DAVID K. MOSKOWITZ |
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Dated: November 13, 2007 | /s/ David K. Moskowitz | |||
David K. Moskowitz | ||||
GRAT #1 |
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Dated: November 13, 2007 | /s/ David K. Moskowitz | |||
David K. Moskowitz, Trustee | ||||
GRAT #2 |
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Dated: November 13, 2007 | /s/ David K. Moskowitz | |||
David K. Moskowitz, Trustee | ||||
GRAT #3 |
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Dated: November 13, 2007 | /s/ David K. Moskowitz | |||
David K. Moskowitz, Trustee | ||||
GRAT #4 |
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Dated: November 13, 2007 | /s/ David K. Moskowitz | |||
David K. Moskowitz, Trustee | ||||
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