CUSIP No. |
31787A101 |
1 | NAMES OF REPORTING PERSONS. I.R.S. Identification Nos. of above person (entities only) Frank H. Levinson |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 16,138,968 (1) | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | -0- | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 16,138,968 (1) | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER | |||
-0- | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
16,138,968 (1) | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
þ ( 3) | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
3.4% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN |
Page 2 of 9
CUSIP No. |
31787A101 |
1 | NAMES OF REPORTING PERSONS. I.R.S. Identification Nos. of above person (entities only) Frank H. Levinson Revocable Living Trust |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 15,338,968 (2) | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | - 0 - | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 15,338,968 (2) | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER | |||
- 0 - | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
15,338,968 (2) | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
þ (3) | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
3.2% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
OO |
Page 3 of 9
Item 1(a) | Name of Issuer: Finisar Corporation |
Item 1(b) | Address of Issuers Principal Executive Offices: 1389 Moffett Park Drive, Sunnyvale, CA 94089 |
Item 2(a) | Name of Persons Filing: Frank H. Levinson Frank H. Levinson Revocable Living Trust |
Items 2(b) | Address of Principal Business Office, or, if none, Residence: C/O Intrinzia Family Office, 121 South Eighth Street, Suite 800, Minneapolis, MN 55402 |
Item 2(c) | Citizenship: United States for all reporting persons |
Item 2(d) | Title of Class of Securities: Common Stock, par value $0.001 |
Item 2(e) | CUSIP Number: 31787A101 |
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check
whether the person filing is a: Not Applicable. |
Item 4. | Ownership: Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. |
A. | Frank H. Levinson | ||
(a) | Amount beneficially owned: 16,138,968 (1) | ||
(b) | Percent of class: 3.4% | ||
(c) | Number of shares as to which the person has: |
(i) | Sole power to vote or to direct the vote: 16,138,968 (1) | ||
(ii) | Shared power to vote or to direct the vote: 0 - | ||
(iii) | Sole power to dispose or to direct the disposition of: 16,138,968 (1) | ||
(iv) | Shared power to dispose or to direct the disposition of: 0 - |
Page 4 of 9
B. | Frank H. Levinson Revocable Living Trust | ||
(a) | Amount beneficially owned: 15,338,968 (2) | ||
(b) | Percent of class: 3.2% | ||
(c) | Number of shares as to which the person has: |
(i) | Sole power to vote or to direct the vote: 15,338,968 (2) | ||
(ii) | Shared power to vote or to direct the vote: 0 - | ||
(iii) | Sole power to dispose or to direct the disposition of: 15,338,968 (2) | ||
(iv) | Shared power to dispose or to direct the disposition of: 0 - |
Item 5. | Ownership of Five Percent or Less of a Class: |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person: Not Applicable. |
Item 7. | Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on By the Parent Holding
Company: Not Applicable. |
Item 8. | Identification and Classification of Members of the Group: Not Applicable. |
Item 9. | Notice of Dissolution of Group: Not Applicable. |
Item 10. | Certification: Not Applicable. |
Page 5 of 9
Page 6 of 9
/s/ Frank H. Levinson | ||||
FRANK H. LEVINSON REVOCABLE | ||||
LIVING TRUST | ||||
/s/ Frank H. Levinson | ||||
Frank H. Levinson, Trustee |
Page 7 of 9
EXHIBIT REFERENCE | DESCRIPTION | |
A
|
Agreement to Jointly File Schedule 13G/A |
Page 8 of 9
1. | The Schedule 13G/A with respect to Finisar Corporation, to which this is attached as Exhibit A, is filed on behalf of each of the Reporting Persons. | ||
2. | Each Reporting Person is responsible for the completeness and accuracy of the information concerning such Reporting Person contained therein. |
/s/ Frank H. Levinson | ||||
FRANK H. LEVINSON REVOCABLE | ||||
LIVING TRUST | ||||
/s/ Frank H. Levinson | ||||
Frank H. Levinson, Trustee | ||||
EXHIBIT A |
Page 9 of 9