UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE
SECURITIES EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported): March 12, 2007
INTERCONTINENTALEXCHANGE, INC.
(Exact Name of Registrant as Specified in Charter)
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| Delaware
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001-3261
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58-2555670 |
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(State or other jurisdiction of
incorporation)
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(Commission
File No.)
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(I.R.S. Employer Identification
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2100 RiverEdge Parkway, Suite 500, Atlanta, Georgia 30328
(Address of Principal Executive Offices) (Zip Code)
Registrant’s telephone number, including area code: (770) 857-4700
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrants under any of the following provisions (see General Instruction
A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c)) |
Item 7.01 REGULATION FD DISCLOSURE
IntercontinentalExchange, Inc. (“ICE”)
filed a Current Report on Form 8-K dated March 12, 2007 (the
“Form 8-K”) announcing that it posted on its website the audited Consolidated Financial Statements
of Board of Trade of the City of New York, Inc. (“NYBOT”), ICE’s wholly-owned subsidiary, for the
years ended December 31, 2006, 2005 and 2004. ICE hereby amends the Form 8-K to include the
financial statements listed below. A copy of NYBOT’s Consolidated Financial Statements are
furnished as Exhibit 99.1 to this Current Report of Form 8-K/A.
Item 9.01. FINANCIAL STATEMENTS AND EXHIBITS
(d) Exhibits
The following exhibits are filed as part of this Current Report on Form 8-K/A:
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Description |
23.1
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Consent of Ernst & Young LLP, Independent Registered Public
Accounting Firm. |
99.1
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Consolidated Financial Statements of Board of Trade of the City of
New York, Inc. and Subsidiary for the years ended December 31, 2006,
2005 and 2004. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly
caused this Current Report on Form 8-K/A to be signed on its behalf by the undersigned hereunto
duly authorized.
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INTERCONTINENTALEXCHANGE, INC.
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/s/ Richard V. Spencer
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Richard V. Spencer |
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Senior Vice President, Chief Financial Officer |
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Date: March 13, 2007