SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a)
(Amendment No. 8)(1)
NACCO Industries, Inc.
-------------------------------------------------------------------------------
(Name of Issuer)
Class A Common Stock, par value $1.00 per share
-------------------------------------------------------------------------------
(Title of Class of Securities)
629579 10 3
-------------------------------------------------------------------------------
(CUSIP Number)
Alfred M. Rankin, Jr.
5875 Landerbrook Drive
Mayfield Heights, Ohio 44124-4017
(216) 449-9600
-------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
October 24, 2002
-------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following
box [ ].
NOTE: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule 13d-7 for other parties
to whom copies are to be sent.
(Continued on following pages)
(Page 1 of 26 Pages)
(1) The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the Notes).
------------------------------ ---------------------------------------------
CUSIP No. 629579 10 3 SCHEDULE 13D Page 2 of 26
-----------
------------------ -------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Alfred M. Rankin, Jr.
------------------ -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)
(b) X
------------------ -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
------------------ -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO - See Item 3
------------------ -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
------------------ -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
------------------------------- -------- ---------------------------------------------------------------------------------------
7 SOLE VOTING POWER
137,355
-------- ---------------------------------------------------------------------------------------
8 SHARED VOTING POWER
NUMBER OF 921,855
SHARES
BENEFICIALLY -------- ---------------------------------------------------------------------------------------
OWNED BY 9 SOLE DISPOSITIVE POWER
EACH REPORTING
PERSON WITH 137,355
-------- ---------------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
921,855
------------------ -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,059,210
------------------ -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
------------------ -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
16.1%
------------------ -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
------------------ -------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
------------------------------ ---------------------------------------------
CUSIP No. 629579 10 3 SCHEDULE 13D Page 3 of 26
-----------
------------------ -------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Thomas T. Rankin
------------------ -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)
(b) X
------------------ -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
------------------ -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO - See Item 3
------------------ -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
------------------ -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
------------------------------- -------- ---------------------------------------------------------------------------------------
7 SOLE VOTING POWER
71,497
-------- ---------------------------------------------------------------------------------------
8 SHARED VOTING POWER
NUMBER OF 747,482
SHARES -------- ---------------------------------------------------------------------------------------
BENEFICIALLY 9 SOLE DISPOSITIVE POWER
OWNED BY
EACH REPORTING 71,497
PERSON WITH -------- ---------------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
747,482
------------------ -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
818,979
------------------ -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
------------------ -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
12.5%
------------------ -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
------------------ -------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
------------------------------ ---------------------------------------------
CUSIP No. 629579 10 3 SCHEDULE 13D Page 4 of 26
-----------
------------------ -------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Claiborne R. Rankin
------------------ -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)
(b) X
------------------ -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
------------------ -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO - See Item 3
------------------ -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
------------------ -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
------------------------------- -------- ---------------------------------------------------------------------------------------
7 SOLE VOTING POWER
62,226
-------- ---------------------------------------------------------------------------------------
8 SHARED VOTING POWER
NUMBER OF 767,049
SHARES
BENEFICIALLY -------- ---------------------------------------------------------------------------------------
OWNED BY 9 SOLE DISPOSITIVE POWER
EACH REPORTING
PERSON WITH 62,226
-------- ---------------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
767,049
------------------ -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
829,275
------------------ -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
------------------ -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
12.6%
------------------ -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
------------------ -------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
------------------------------ ---------------------------------------------
CUSIP No. 629579 10 3 SCHEDULE 13D Page 5 of 26
------------
------------------ -------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Roger F. Rankin
------------------ -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)
(b) X
------------------ -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
------------------ -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO - See Item 3
------------------ -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
------------------ -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
------------------------------- -------- ---------------------------------------------------------------------------------------
7 SOLE VOTING POWER
84,637
-------- ---------------------------------------------------------------------------------------
8 SHARED VOTING POWER
NUMBER OF 744,838
SHARES
BENEFICIALLY -------- ---------------------------------------------------------------------------------------
OWNED BY 9 SOLE DISPOSITIVE POWER
EACH REPORTING
PERSON WITH 84,637
-------- ---------------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
744,838
------------------ -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
829,475
------------------ -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
------------------ -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
12.6%
------------------ -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
------------------ -------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
------------------------------ ---------------------------------------------
CUSIP No. 629579 10 3 SCHEDULE 13D Page 6 of 26
-----------
------------------ -------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
John C. Butler, Jr.
------------------ -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)
(b) X
------------------ -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
------------------ -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO - See Item 3
------------------ -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
------------------ -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
------------------------------- -------- ---------------------------------------------------------------------------------------
7 SOLE VOTING POWER
8,475
-------- ---------------------------------------------------------------------------------------
8 SHARED VOTING POWER
NUMBER OF 33,134
SHARES
BENEFICIALLY -------- ---------------------------------------------------------------------------------------
OWNED BY 9 SOLE DISPOSITIVE POWER
EACH REPORTING
PERSON WITH 8,475
-------- ---------------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
771,429
------------------ -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
779,904
------------------ -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
------------------ -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
11.9%
------------------ -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
------------------ -------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
------------------------------ ---------------------------------------------
CUSIP No. 629579 10 3 SCHEDULE 13D Page 7 of 26
-----------
------------------ -------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Matthew M. Rankin
------------------ -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)
(b) X
------------------ -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
------------------ -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO - See Item 3
------------------ -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
------------------ -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
------------------------------- -------- ---------------------------------------------------------------------------------------
7 SOLE VOTING POWER
7,474
-------- ---------------------------------------------------------------------------------------
8 SHARED VOTING POWER
NUMBER OF 5,787
SHARES -------- ---------------------------------------------------------------------------------------
BENEFICIALLY 9 SOLE DISPOSITIVE POWER
OWNED BY
EACH REPORTING 7,474
PERSON WITH -------- ---------------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
744,082
------------------ -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
751,556
------------------ -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
------------------ -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
11.4%
------------------ -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
------------------ -------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
------------------------------ ---------------------------------------------
CUSIP No. 629579 10 3 SCHEDULE 13D Page 8 of 26
-----------
------------------ -------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
James T. Rankin
------------------ -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)
(b) X
------------------ -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
------------------ -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO - See Item 3
------------------ -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
------------------ -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
------------------------------- -------- ---------------------------------------------------------------------------------------
7 SOLE VOTING POWER
12,461
-------- ---------------------------------------------------------------------------------------
8 SHARED VOTING POWER
NUMBER OF -0-
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON WITH
-------- ---------------------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
12,461
-------- ---------------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
738,295
------------------ -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
750,756
------------------ -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
------------------ -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
11.4%
------------------ -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
------------------ -------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
------------------------------ ---------------------------------------------
CUSIP No. 629579 10 3 SCHEDULE 13D Page 9 of 26
-----------
------------------ -------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Alison A. Rankin
------------------ -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)
(b) X
------------------ -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
------------------ -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO - See Item 3
------------------ -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
------------------ -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
------------------------------- -------- ---------------------------------------------------------------------------------------
7 SOLE VOTING POWER
2,400
-------- ---------------------------------------------------------------------------------------
8 SHARED VOTING POWER
NUMBER OF 88,780
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON WITH
-------- ---------------------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
2,400
-------- ---------------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
827,075
------------------ -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
829,475
------------------ -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
------------------ -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
12.6%
------------------ -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
------------------ -------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
------------------------------ ---------------------------------------------
CUSIP No. 629579 10 3 SCHEDULE 13D Page 10 of 26
-----------
------------------ -------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Victoire G. Rankin
------------------ -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)
(b) X
------------------ -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
------------------ -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO - See Item 3
------------------ -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
------------------ -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
------------------------------- -------- ---------------------------------------------------------------------------------------
7 SOLE VOTING POWER
20,284
-------- ---------------------------------------------------------------------------------------
8 SHARED VOTING POWER
NUMBER OF 300,631
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON WITH
-------- ---------------------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
20,284
-------- ---------------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,038,926
------------------ -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,059,210
------------------ -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
------------------ -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
16.1%
------------------ -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
------------------ -------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
------------------------------ ---------------------------------------------
CUSIP No. 629579 10 3 SCHEDULE 13D Page 11 of 26
------------
------------------ -------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Corbin Rankin
------------------ -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)
(b) X
------------------ -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
------------------ -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO - See Item 3
------------------ -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
------------------ -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
------------------------------- -------- ---------------------------------------------------------------------------------------
7 SOLE VOTING POWER
3,400
-------- ---------------------------------------------------------------------------------------
8 SHARED VOTING POWER
NUMBER OF 77,284
SHARES -------- ---------------------------------------------------------------------------------------
BENEFICIALLY 9 SOLE DISPOSITIVE POWER
OWNED BY
EACH REPORTING 3,400
PERSON WITH -------- ---------------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
815,579
------------------ -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
818,979
------------------ -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
------------------ -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
12.5%
------------------ -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
------------------ -------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
------------------------------ ---------------------------------------------
CUSIP No. 629579 10 3 SCHEDULE 13D Page 12 of 26
------------
------------------ -------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Chloe O. Rankin
------------------ -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)
(b) X
------------------ -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
------------------ -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO - See Item 3
------------------ -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
------------------ -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
------------------------------- -------- ---------------------------------------------------------------------------------------
7 SOLE VOTING POWER
10,840
-------- ---------------------------------------------------------------------------------------
8 SHARED VOTING POWER
NUMBER OF 80,140
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON WITH
-------- ---------------------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
10,840
-------- ---------------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
818,435
------------------ -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
829,275
------------------ -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
------------------ -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
12.6%
------------------ -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
------------------ -------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
------------------------------ ---------------------------------------------
CUSIP No. 629579 10 3 SCHEDULE 13D Page 13 of 26
-----------
------------------ -------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
David B. Williams
------------------ -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)
(b) X
------------------ -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
------------------ -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO - See Item 3
------------------ -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
------------------ -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
------------------------------- -------- ---------------------------------------------------------------------------------------
7 SOLE VOTING POWER
340
-------- ---------------------------------------------------------------------------------------
8 SHARED VOTING POWER
NUMBER OF 33,474
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON WITH
-------- ---------------------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
340
-------- ---------------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
771,769
------------------ -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
772,109
------------------ -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
------------------ -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
11.8%
------------------ -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
------------------ -------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
------------------------------ ---------------------------------------------
CUSIP No. 629579 10 3 SCHEDULE 13D Page 14 of 26
-----------
------------------ -------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Clara Rankin Williams
------------------ -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)
(b) X
------------------ -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
------------------ -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO - See Item 3
------------------ -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
------------------ -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
------------------------------- -------- ---------------------------------------------------------------------------------------
7 SOLE VOTING POWER
340
-------- ---------------------------------------------------------------------------------------
8 SHARED VOTING POWER
NUMBER OF 33,474
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON WITH
-------- ---------------------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
340
-------- ---------------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
771,769
------------------ -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
772,109
------------------ -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
------------------ -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
11.8%
------------------ -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
------------------ -------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
------------------------------ ---------------------------------------------
CUSIP No. 629579 10 3 SCHEDULE 13D Page 15 of 26
-----------
------------------ -------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Scott Seelbach
------------------ -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)
(b) X
------------------ -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
------------------ -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO - See Item 3
------------------ -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
------------------ -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
------------------------------- -------- ---------------------------------------------------------------------------------------
7 SOLE VOTING POWER
-0-
-------- ---------------------------------------------------------------------------------------
8 SHARED VOTING POWER
NUMBER OF 10,124
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON WITH
-------- ---------------------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
-0-
-------- ---------------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
748,419
------------------ -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
748,419
------------------ -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
------------------ -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
11.4%
------------------ -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
------------------ -------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
------------------------------ ---------------------------------------------
CUSIP No. 629579 10 3 SCHEDULE 13D Page 16 of 26
-----------
------------------ -------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Alfred M. Rankin, Jr., as Trustee of Clara T. Rankin's Qualified Annuity Interest Trust 2004 A
------------------ -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)
(b) X
------------------ -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
------------------ -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO - See Item 3
------------------ -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
------------------ -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
------------------------------- -------- ---------------------------------------------------------------------------------------
7 SOLE VOTING POWER
-0-
-------- ---------------------------------------------------------------------------------------
8 SHARED VOTING POWER
NUMBER OF -0-
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON WITH
-------- ---------------------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
-0-
-------- ---------------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
738,295
------------------ -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
738,295
------------------ -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
------------------ -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
11.2%
------------------ -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
------------------ -------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
--------------------------------- ---------------------------------------------
CUSIP No. 629579 10 3 SCHEDULE 13D PAGE 17 OF 26
-----------
--------------------------------- ---------------------------------------------
This Amendment No. 8 to Schedule 13D (this "Amendment No.8") is hereby
filed to update and supplement certain information with respect to beneficial
ownership of shares of Class A Common Stock (the "Class A Common") of NACCO
Industries, Inc. (the "Company") that appeared in the Schedule 13D filed by the
Reporting Persons on February 18, 1998 (the "Initial Filing"), as amended on
March 30, 1998 (the "Amendment No. 1"), as amended on April 9, 1998 (the
"Amendment No. 2"), as amended on January 11, 1999 (the "Amendment No. 3"), as
amended on May 14, 1999 (the "Amendment No. 4"), as amended on November 13, 2000
(the "Amendment No. 5"), as amended on February 14, 2001 (the "Amendment No.
6"), as amended on January 10, 2002 ("Amendment No. 7") (collectively, the
"Filings"). This Amendment No. 8 (a) reflects a transfer of limited partnership
interests in Rankin Associates II, L.P. (the "Partnership"), effective October
24, 2002, made by a trust for the benefit of Mrs. Clara L.T. Rankin (one of the
Reporting Persons under the Initial Filing) of which Alfred M. Rankin, Jr. (one
of the Reporting Persons under the Initial Filing) is the sole trustee to a
newly created irrevocable trust of which Mr. Rankin is the sole trustee and
which is initially for the sole benefit of Mrs. Clara L. T. Rankin, (b) provides
certain information with respect to Alfred M. Rankin, Jr., as Trustee of Clara
T. Rankin's Qualified Annuity Interest Trust 2004 A, who is not a Reporting
Person under the Filings (the "New Reporting Person") and (c) reflects the
acquisition or disposition of Class A Common by certain Reporting Persons.
Capitalized terms used herein but not defined herein shall have the meanings
assigned to such terms in the Filings.
ITEM 2. IDENTITY AND BACKGROUND.
Item 2 of the Filings is hereby amended as follows:
(a)-(c) Following the entry for Clara Rankin Williams that appears in
Amendment No. 7, insert the following information with respect to the New
Reporting Person:
ALFRED M. RANKIN, JR., AS TRUSTEE OF CLARA L.T. RANKIN'S
QUALIFIED ANNUITY INTEREST TRUST 2004 A. Mr. Rankin, a Reporting
Individual, acts as trustee of Clara Rankin's Qualified Annuity
Interest Trust 2004 A (the "Clara Rankin Annuity Trust"). Mr. Rankin's
business address is Suite 300, 5875 Landerbrook Drive, Mayfield
Heights, Ohio 44124-4017. He is Chairman, President and Chief Executive
Officer of the Company, which is a holding company whose principal
operating subsidiaries function in three principal businesses: lignite
mining, lift trucks and housewares.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.
Item 3 of the Filings is hereby amended as follows:
The paragraphs under "Item 3. Source and Amount of Funds or Other
Consideration" are hereby deleted and replaced as follows:
Except as otherwise provided in this Item 3, a substantial
majority of the Class A Common held by the Reporting Persons was
acquired by such Reporting Persons (i) when The North American Coal
Corporation, an Ohio corporation, was reorganized as the Company in
1986, (ii) subsequently as recipients of gifts or bequests of
Class A Common or
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CUSIP No. 629579 10 3 SCHEDULE 13D PAGE 18 OF 26
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(iii) as successor trustees for trusts holding Class A Common.
Additional shares of the Class A Common were acquired over
time on the open market and in exchanges for shares of Class B
Common Stock of the Company on a one share for one share basis.
RMI acquired its interest in the Class A Common when, in
connection with the formation of the Partnership, the four shareholders
of RMI, Alfred M. Rankin, Jr., Thomas T. Rankin, Claiborne R. Rankin
and Roger F. Rankin, each contributed 2,000 shares of Class A Common to
RMI in exchange for the issuance of 2,000 shares of the common stock of
RMI.
The Partnership acquired the Class A Common held by the
Partnership as capital contributions from the Partners in connection
with the formation of the Partnership and the execution and delivery of
the Partnership Agreement.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
(a) - (b) The sixth paragraph under the heading "Item 5. Interest in
Securities of the Issuer," which appears in the Filings reporting the beneficial
ownership of Class A Common by Alfred M. Rankin, Jr., is hereby deleted and
replaced in its entirety as follows:
ALFRED M. RANKIN, JR. Mr. Rankin (a) shares with National City
Bank, a national banking association ("NCB"), the power to vote and
dispose of 2,000 shares of Class A Common pursuant to the Agreement
with Clara L.T. Rankin, dated September 22, 1988, creating a charitable
trust for 20 years and then for the benefit of her grandchildren, (b)
shares with Clara L.T. Rankin the power to dispose of 38,400 shares of
Class A Common pursuant to the Agreement with Clara L.T. Rankin, dated
July 20, 2000, creating a trust for the benefit of her grandchildren,
(c) shares with NCB the power to vote and dispose of 26,608 shares of
Class A Common held by the AM Rankin Sr. Trust A for the benefit of
grandchildren, (d) shares with Helen Rankin Butler the power to vote
and dispose of 33,134 shares of Class A Common held in trust for the
benefit of Helen Rankin Butler, (e) shares with Clara T. (Rankin)
Williams the power to vote and dispose of 33,134 shares of Class A
Common held in trust for the benefit of Clara T. (Rankin) Williams, (f)
shares the power to dispose of 738,295 shares of Class A Common with
RMI and the other Reporting Individuals, (g) has the sole power to vote
and dispose of 108,355 shares of Class A Common as trustee of the Main
Trust of Alfred M. Rankin created under the Agreement, dated September
28, 2000, as supplemented, amended and restated, (h) has the sole power
to vote and dispose of 15,000 shares of Class A Common as trustee of
Alfred M. Rankin, Jr.'s 2004 Qualified Annuity Interest Trust, (i)
shares with NCB the power to vote and dispose of 30,000 shares of Class
A Common held in trust for the benefit of Clara L.T. Rankin under the
Agreement, dated January 5, 1977, (j) has the sole power to vote and
dispose of an additional 14,000 shares of Class A Common and (k) is
deemed to share with his spouse the power to vote and dispose of 20,284
shares of Class A Common owned by his spouse (Victoire G. Rankin)
because she resides with him. Collectively, the 1,059,210 shares of
Class A Common beneficially owned by Mr. Rankin constitute
approximately 16.1% of the Class A Common outstanding as of July 31,
2002. The business address of Helen Rankin Butler is Camp Aloha Hive,
RR #1,
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CUSIP No. 629579 10 3 SCHEDULE 13D PAGE 19 OF 26
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Box 289, Fairlee, Vermont 05045. Mrs. Helen Rankin Butler is employed
as the Director of Camp Aloha Hive. To the knowledge of the Reporting
Individuals, during the last five years, Helen Rankin Butler has not
been convicted in any criminal proceeding of a judicial or
administrative body of competent jurisdiction as a result of which she
was or is subject to a judgment, decree, or final order enjoining
future violations of, or prohibiting or mandating activities subject
to, federal or state securities laws or finding any violation with
respect to such laws.
The seventh paragraph under the heading "Item 5. Interest in Securities
of the Issuer," which appears in the Filings reporting the beneficial ownership
of Class A Common by Thomas T. Rankin, is hereby deleted and replaced in its
entirety as follows:
THOMAS T. RANKIN. Mr. Rankin (a) has sole power to vote and to
dispose of 68,597 shares of Class A Common under the Agreement, dated
November 29, 1967, creating a revocable trust for the benefit of Mr.
Rankin, (b) has sole power to vote and dispose of 2,900 shares of Class
A Common held by Mr. Rankin as custodian for his minor son, (c) is
deemed to share with his spouse the power to vote and to dispose of
2,900 shares of Class A Common Stock owned by his spouse (Corbin
Rankin) and 500 shares of Class A Common held by his spouse as
custodian for their minor son because she resides with him, (d) shares
the power to vote and dispose of 5,787 shares of Class A Common as
co-trustee, with a majority age son (Matthew M. Rankin), of a trust for
the benefit of such son and (e) shares with RMI and the other Reporting
Individuals the power to dispose of 738,295 shares of Class A Common.
Collectively, the 818,979 shares of Class A Common beneficially owned
by Mr. Rankin constitute approximately 12.5% of the Class A Common
outstanding as of July 31, 2002.
The eighth paragraph under the heading "Item 5. Interest in Securities
of the Issuer," which appears in the Filings reporting the beneficial ownership
of Class A Common by Claiborne R. Rankin, is hereby deleted and replaced in its
entirety as follows:
CLAIBORNE R. RANKIN. Mr. Rankin (a) has sole power to vote and
dispose of 57,376 shares of Class A Common under the Agreement, dated
June 22, 1971, creating a revocable trust created for the benefit of
Mr. Rankin, (b) shares power to vote and dispose of 7,790 shares of
Class A Common held by Mr. Rankin as trustee for his son (Claiborne R.
Rankin, Jr.), (c) has sole power to vote and dispose of 4,850 shares of
Class A Common held by Mr. Rankin as custodian for his minor daughter,
(d) is deemed to share, as trustee, the power to vote and dispose of
10,124 shares of Class A Common held in trust for the benefit of his
daughter (Chloe E. Seelbach), (e) is deemed to share with his spouse
the power to vote and dispose of 10,840 shares of Class A Common owned
by his spouse (Chloe O. Rankin) because she resides with him and (f)
shares with RMI and the other Reporting Individuals the power to
dispose of 738,295 shares of Class A Common. Collectively, the 829,275
shares of Class A Common beneficially owned by Mr. Rankin constitute
approximately 12.6% of the Class A Common outstanding as of July 31,
2002. The business address of Claiborne R. Rankin, Jr. is 1 South
Wacker Drive, 35th Floor, Chicago, Illinois 60606. Claiborne R. Rankin,
Jr. is employed as a marketing assistant with Stein Roe Investment
Counsel. The business address of Chloe E.
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CUSIP No. 629579 10 3 SCHEDULE 13D PAGE 20 OF 26
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Seelbach is Suite 300, 5875 Landerbrook Drive, Mayfield Heights, Ohio
44124-4017. Ms. Seelbach is not currently employed. To the knowledge of
the Reporting Individuals, during the last five years, neither
Claiborne R. Rankin, Jr. nor Chloe E. Seelbach has been convicted in
any criminal proceeding of a judicial or administrative body of
competent jurisdiction as a result of which he or she was or is subject
to a judgment, decree, or final order enjoining future violations of,
or prohibiting or mandating activities subject to, federal or state
securities laws or finding any violation with respect to such laws.
The ninth paragraph under the heading "Item 5. Interest in Securities
of the Issuer," which appears in the Filings reporting the beneficial ownership
of Class A Common by Roger F. Rankin, is hereby deleted and replaced in its
entirety as follows:
ROGER F. RANKIN. Mr. Rankin (a) has sole power to vote and to
dispose of 84,637 shares of Class A Common under the Agreement, dated
September 11, 1973, creating a revocable trust for the benefit of Mr.
Rankin, (b) is deemed to share the power to vote and to dispose of
3,015 shares of Class A Common held in trust for a daughter, and 1,128
shares of Class A Common held in trust for another daughter, both of
whom reside with Mr. Rankin (Mr. Rankin's spouse serves as trustee of
both trusts), (c) is deemed to share with his spouse the power to vote
and dispose of 2,400 shares of Class A Common stock owned by his spouse
(Alison A. Rankin) because she resides with him and (d) shares with
RMI and the other Reporting Individuals the power to dispose of 738,295
shares of Class A Common. Collectively, the 829,475 shares of Class A
Common beneficially owned by Mr. Rankin constitute approximately 12.6%
of the Class A Common outstanding as of July 31, 2002.
The eleventh paragraph under the heading "Item 5. Interest in
Securities of the Issuer," which appears in the Filings reporting the beneficial
ownership of Class A Common by John C. Butler, Jr., is hereby deleted and
replaced in its entirety as follows:
JOHN C. BUTLER, JR. Mr. Butler (a) by virtue of the
Partnership Interests received as gifts, shares with RMI and the other
Reporting Individuals the power to dispose of 738,295 shares of Class A
Common; (b) has sole power to vote and dispose of 8,475 shares of Class
A Common held by Mr. Butler, including 4,840 shares of Class A Common
under the Agreement, dated June 17, 1999, creating a revocable trust
for the benefit of Mr. Butler, 2,800 shares of Class A Common held in
his individual retirement account, 495 shares of Class A Common held by
Mr. Butler as custodian of his minor daughter and 340 shares of Class A
Common held by Mr. Butler as custodian for his minor son and (c) is
deemed to share with his spouse (Helen Rankin Butler) the power to vote
and dispose of 33,134 shares of Class A Common beneficially owned by
his spouse because she resides with him. Collectively, the 779,904
shares of Class A Common beneficially owned by Mr. Butler constitute
approximately 11.9% of the Class A Common outstanding as of July 31,
2002.
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CUSIP No. 629579 10 3 SCHEDULE 13D PAGE 21 OF 26
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The twelfth paragraph under the heading "Item 5. Interest in Securities
of the Issuer," which appears in the Filings reporting the beneficial ownership
of Class A Common by Matthew M. Rankin, is hereby deleted and replaced in its
entirety as follows:
MATTHEW M. RANKIN. Mr. Rankin (a) has sole power to vote and
dispose of 7,474 shares of Class A Common, (b) shares the power to vote
and dispose of 5,787 shares of Class A Common as co-trustee, with his
father (Thomas T. Rankin) of a trust for his benefit and (c) by virtue
of the Partnership Interests received as gifts, shares with RMI and the
other Reporting Individuals the power to dispose of 738,295 shares of
Class A Common. Collectively, the 751,556 of Class A Common
beneficially owned by Mr. Rankin constitute approximately 11.4% of the
Class A Common outstanding as of July 31, 2002.
The thirteenth paragraph under the heading "Item 5. Interest in
Securities of the Issuer," which appears in the Filings reporting the beneficial
ownership of Class A Common by James T. Rankin, is hereby deleted and replaced
in its entirety as follows:
JAMES T. RANKIN. Mr. Rankin (a) by virtue of the Partnership
Interests received as a gift from Clara L.T. Rankin, shares with RMI
and the other Reporting Individuals the power to dispose of 738,295
shares of Class A Common and (b) has sole power to vote and dispose of
12,461 shares of Class A Common. Collectively, the 750,756 shares of
Class A Common beneficially owned by Mr. Rankin constitute
approximately 11.4% of the Class A Common outstanding as of July 31,
2002.
The fourteenth paragraph under the heading "Item 5. Interest in
Securities of the Issuer," which appears in the Filings reporting the beneficial
ownership of Class A Common by Alison A. Rankin, is hereby deleted and replaced
in its entirety as follows:
ALISON A. RANKIN. Mrs. Rankin (a) by virtue of the Partnership
Interests received as a gift from Clara L. T. Rankin, shares with RMI
and the other Reporting Individuals the power to dispose of 738,295
shares of class A Common, (b) has sole power to vote and dispose of
2,400 shares of Class A Common, (c) is deemed to share with her spouse
(Roger F. Rankin) the power to vote and dispose of 84,637 shares of
Class A Common owned by a revocable trust for the benefit of her spouse
because she resides with him and (d) is deemed to share the power to
vote and to dispose of 3,015 shares of Class A Common held in trust for
a daughter and 1,128 shares of Class A Common held in trust for another
daughter, both of whom reside with Mrs. Rankin (Mrs. Rankin serves as
trustee under both trusts). Collectively, the 829,475 shares of Class A
Common beneficially owned by Mrs. Rankin constitute approximately 12.6%
of the Class A Common outstanding as of July 31, 2002.
The fifteenth paragraph under the heading "Item 5. Interest in
Securities of the Issuer," which appears in the Filings reporting the beneficial
ownership of Class A Common by Victoire G. Rankin, is hereby deleted and
replaced in its entirety as follows:
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CUSIP No. 629579 10 3 SCHEDULE 13D PAGE 22 OF 26
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VICTOIRE G. RANKIN. Mrs. Rankin (a) by virtue of the
Partnership Interests received as a gift from Clara L.T. Rankin, shares
with RMI and the other Reporting Individuals the power to dispose of
738,295 shares of Class A Common, (b) has the sole power to vote and
dispose of 20,284 shares of Class A Common, (c) is deemed to share the
power to vote and dispose of 2,000 shares of Class A Common owned by a
charitable trust for 20 years and then for the benefit of the
grandchildren of Clara L.T. Rankin because her spouse (Alfred M.
Rankin, Jr.) is co-trustee of such trust and her spouse resides with
her, (d) is deemed to share the power to dispose of 38,400 shares of
Class A Common owned by a trust created for the benefit of the
grandchildren of Clara L.T. Rankin because her spouse is trustee of
such trust and her spouse resides with her, (e) is deemed to share the
power to vote and dispose of 26,608 shares of Class A Common owned by a
trust created for the benefit of the grandchildren of Alfred M. Rankin,
Sr. because her spouse is co-trustee of such trust and her spouse
resides with her, (f) is deemed to share the power to vote and dispose
of 33,134 shares of Class A Common owned by a trust created for the
benefit of Helen (Rankin) Butler because her spouse is co-trustee of
such trust and her spouse resides with her, (g) is deemed to share the
power to vote and dispose of 33,134 shares of Class A Common held in
trust for the benefit of Clara T. (Rankin) Williams because her spouse
is co-trustee of such trust and her spouse resides with her, (h) is
deemed to share the power to vote and dispose of 108,355 shares of
Class A Common owned by a revocable trust for the benefit of her spouse
because her spouse resides with her, (i) is deemed to share the power
to vote and dispose of 15,000 shares of Class A Common owned by an
irrevocable trust for the benefit of her spouse because her spouse
resides with her, (j) is deemed to share the power to vote and dispose
of an additional 14,000 shares of Class A Common owned by her spouse
because her spouse resides with her and (k) is deemed to share the
power to vote and dispose of 30,000 shares of Class A Common held in
trust for the benefit of Clara L. T. Rankin because her spouse is
co-trustee of such trust and her spouse resides with her. Collectively,
the 1,059,210 shares of Class A Common constitute approximately 16.1%
of the Class A Common outstanding as of July 31, 2002.
The sixteenth paragraph under the heading "Item 5. Interest in
Securities of the Issuer," which appears in the Filings reporting the beneficial
ownership of Class A Common by Corbin Rankin, is hereby deleted and replaced in
its entirety as follows:
CORBIN RANKIN. Mrs. Rankin (a) by virtue of the Partnership
Interests received as a gift from Clara L. T. Rankin, shares with RMI
and the other Reporting Individuals the power to dispose of 738,295
shares of Class A Common, (b) has sole power to vote and dispose of
2,900 shares of Class A Common held by Mrs. Rankin and 500 shares of
Class A Common held by Mrs. Rankin as custodian for her minor son, (c)
is deemed to share with her spouse (Thomas T. Rankin) the power to vote
and dispose of 68,597 shares of Class A Common owned by a revocable
trust for the benefit of her spouse because her spouse resides with
her, (d) is deemed to share with her spouse the power to vote and
dispose of 2,900 shares of Class A Common held by her spouse as
custodian for their minor son because her spouse resides with her and
(e) is deemed to share with her spouse the power to vote and dispose of
5,787 shares of Class A Common held by her spouse as co-trustee of a
trust for the benefit of a majority age son because her spouse resides
with
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CUSIP No. 629579 10 3 SCHEDULE 13D PAGE 23 OF 26
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her. Collectively, the 818,979 shares of Class A Common beneficially
owned by Mrs. Rankin constitute approximately 12.5% of the Class A
Common outstanding as of July 31, 2002.
The seventeenth paragraph under the heading "Item 5. Interest in
Securities of the Issuer," which appears in the Filings reporting the beneficial
ownership of Class A Common by Chloe O. Rankin, is hereby deleted and replaced
in its entirety as follows:
CHLOE O. RANKIN. Mrs. Rankin (a) by virtue of the Partnership
Interests received as a gift from Clara L. T. Rankin, shares with RMI
and the other Reporting Individuals the power to dispose of 738,295
shares of Class A Common, (b) is deemed to share the power to vote and
dispose of 57,376 shares of Class A Common owned by a revocable trust
created for the benefit of her spouse (Claiborne R. Rankin) because her
spouse resides with her, (c) is deemed to share the power to vote and
dispose of 7,790 shares of Class A Common held by her spouse as
trustee for their son, (d) is deemed to share the power to vote and
dispose of 4,850 shares of Class A Common held by her spouse as
custodian for their minor daughter, (e) is deemed to share the power
to vote and dispose of 10,124 shares of Class A Common held in trust
for the benefit of her daughter because her spouse is trustee of such
trust and her spouse resides with her and (f) has the sole power to
vote and dispose of 10,840 shares of Class A Common owned by Mrs.
Rankin. Collectively, the 829,275 shares of Class A Common
beneficially owned by Mrs. Rankin constitute approximately 12.6% of
the Class A Common outstanding as of July 31, 2002.
The eighteenth paragraph under the heading "Item 5. Interest in
Securities of the Issuer," which appears in the Filings reporting the beneficial
ownership of Class A Common by David B. Williams is hereby deleted and replaced
in its entirety as follows:
DAVID B. WILLIAMS. Mr. Williams (a) by virtue of the
Partnership Interests he received as a gift from Clara L.T. Rankin and
from Alfred M. Rankin, Jr. and Victoire G. Rankin, shares with RMI and
the other Reporting Individuals the power to dispose of 738,295 shares
of Class A Common, (b) has sole power to vote and dispose of 340 shares
of Class A Common held by Mr. Williams, (c) is deemed to share with his
spouse the power to vote and dispose of 33,134 shares of Class A Common
beneficially owned by his spouse (Clara Rankin Williams) because she
resides with him and (d) is deemed to share with his spouse the power
to vote and dispose of 340 shares of Class A Common held by his spouse
as custodian for their minor daughter because his spouse resides with
him. Collectively, the 772,109 shares of Class A Common beneficially
owned by Mr. Williams constitute approximately 11.8% of the Class A
common outstanding as of July 31, 2002.
The nineteenth paragraph under the heading "Item 5. Interest in
Securities of the Issuer," which appears in the Filings reporting the beneficial
ownership of Class A Common by Clara Rankin Williams is hereby deleted and
replaced in its entirety as follows:
CLARA RANKIN WILLIAMS. Mrs. Williams (a) by virtue of the
Partnership Interests received as gifts, shares with RMI and other
Reporting Individuals the power to dispose
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CUSIP No. 629579 10 3 SCHEDULE 13D PAGE 24 OF 26
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of 738,295 shares of Class A Common, (b) is deemed to share with her
father (Alfred M. Rankin, Jr.) the power to vote and dispose of 33,134
shares of Class A Common held by a revocable trust created for her
benefit and of which her father is the trustee, (c) has sole power to
vote and dispose of 340 shares of Class A Common held by Mrs. Williams
as custodian for her minor daughter and (d) is deemed to share with her
spouse the power to vote and dispose of 340 shares of Class A Common
owned by her spouse (David Williams) because he resides with her.
Collectively, the 772,109 shares of Class A Common beneficially owned
by Mrs. Williams constitute approximately 11.8% of the Class A Common
outstanding as of July 31, 2002.
The twentieth paragraph under the heading "Item 5. Interest in
Securities of the Issuer," which appears in the Filings reporting the beneficial
ownership of Class A Common by Scott Seelbach, is hereby deleted and replaced in
its entirety as follows:
SCOTT SEELBACH. Mr. Seelbach (a) by virtue of the Partnership
Interests received as a gift from Clara L.T. Rankin, shares with RMI
and the other Reporting Individuals the power to dispose of 738,295
shares of Class A Common and (b) is deemed to share the power to vote
and dispose of 10,124 shares of Class A Common held in trust for the
benefit of his spouse because his spouse (Chloe E. Seelbach) resides
with him. Collectively, the 748,419 shares of Class A Common
beneficially owned by Mr. Seelbach constitute approximately 11.4% of
the Class A Common outstanding as of July 31, 2002.
Following the entry for Clara Rankin Williams under the heading "Item
5. Interest in Securities of the Issuer," which appears in the Filings, insert
the following information with respect to the New Reporting Person:
ALFRED M. RANKIN, JR., AS TRUSTEE OF CLARA T. RANKIN'S
QUALIFIED ANNUITY INTEREST TRUST 2004 A. Mr. Rankin, as trustee of the
Clara T. Rankin Annuity Trust shares with RMI and the other Reporting
Individuals the power to dispose of 738,295 shares of Class A Common
which shares constitute approximately 11.2% of the outstanding Class A
Common as of July 31, 2002.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO
SECURITIES OF THE ISSUER.
Item 6 of the Filings is hereby amended by adding the following
immediately following the last paragraph of Item 6:
Certain shares of Class A Common Stock of certain of the
Reporting Individuals have been pledged pursuant to customary pledge
arrangements.
[SIGNATURES BEGIN ON NEXT PAGE.]
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CUSIP No. 629579 10 3 SCHEDULE 13D PAGE 25 OF 26
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SIGNATURE
After reasonable inquiry and to the best of our knowledge and belief,
we certify that the information set forth in this statement is true, complete
and correct.
Dated: October 31, 2002
Name: Rankin Associates II, L.P.
By: Rankin Management, Inc., its Managing
Partner
By: /s/ Alfred M. Rankin, Jr.
-------------------------------------------
Alfred M. Rankin, Jr., President
Name: Rankin Management, Inc.
By: /s/ Alfred M. Rankin, Jr.
-------------------------------------------
Alfred M. Rankin, Jr., President
REPORTING INDIVIDUALS
/s/ Alfred M. Rankin, Jr.
--------------------------------------------------
Name: Alfred M. Rankin, Jr., individually and as
Trustee for Clara T. Rankin's Qualified Annuity
Interest Trust 2004 A
Name: Rankin Management, Inc.
By: /s/ Alfred M. Rankin, Jr.
--------------------------------------------
Alfred M. Rankin, Jr., President, as:
Attorney-in-Fact for Clara L.T. Rankin*
Attorney-in-Fact for Thomas T. Rankin*
Attorney-in-Fact for Claiborne R. Rankin*
Attorney-in-Fact for Roger F. Rankin*
Attorney-in-Fact for Bruce T. Rankin*
Attorney-in-Fact for John C. Butler, Jr.*
Attorney-in-Fact for Matthew M. Rankin*
Attorney-in-Fact for James T. Rankin*
Attorney-in-Fact for Alison A. Rankin*
Attorney-in-Fact for Victoire G. Rankin*
Attorney-in-Fact for Corbin Rankin*
Attorney-in-Fact for Chloe O. Rankin*
Attorney-in-Fact for David B. Williams*
Attorney-in-Fact for Clara Rankin Williams*
Attorney-in-Fact for Scott Seelbach*
------------------
* The power of attorney authorizing the above named individuals to act on
behalf of each of the foregoing Reporting Persons is included in
Exhibit 2 at page 16 and in Exhibit 4 at pages 25 through 26 of the
Initial Filing.