As filed with the Securities and Exchange Commission on November 24, 2009
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM S-8
REGISTRATION STATEMENT
UNDER THE SECURITIES ACT OF 1933
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THE BOSTON BEER COMPANY, INC.
(Exact name of registrant as specified in its charter)
Massachusetts |
| 04-3284048 |
One Design Center Place, Suite 850
Boston, Massachusetts 02110
(Address of Principal Executive Offices)
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The Boston Beer Company, Inc.
1996 Stock Option Plan for Non-Employee Directors
(Full title of the plan)
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Frederick H. Grein, Jr., Esq.
Nixon Peabody LLP
100 Summer Street
Boston, Massachusetts 02110
(617) 345-1000
(Name and address, including zip code, and telephone number, including area code, of agent for service)
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Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See definitions of large accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act.
Large accelerated filer [ ] Accelerated filer [X] Non-accelerated filer [ ] Smaller reporting company [ ]
CALCULATION OF REGISTRATION FEE
Title of each class of | Amount to be | Proposed | Proposed maximum | Amount of |
Class A Common Stock, | 200,000 Shares | $41.68 (2) | $8,336,000 (2) | $466 |
(1) | Pursuant to Rule 416(c) under the Securities Act of 1933, as amended (the Securities Act), this registration statement shall also cover any additional shares of Class A Common Stock which become issuable under the stock option plan to which this registration relates by reason of any anti-dilution provisions, stock split, stock dividend, recapitalization or any other similar transaction effected or action taken without the receipt of consideration which results in an increase in the number of the registrants outstanding shares of Class A Common Stock. |
(2) | Computed in accordance with Rule 457(h) under the Securities Act solely for the purpose of calculating the registration fee. The computation is based on the average high and low price of the registrants Class A Common Stock as reported on the New York Stock Exchange on November 18, 2009. |
NOTE
This registration statement is being filed solely for the purpose of registering 200,000 additional shares of the Class A Common Stock issuable pursuant to The Boston Beer Company, Inc. 1996 Stock Option Plan for Non-Employee Directors (the "Plan") originally adopted in 1996 and amended and restated on October 19, 2004. The total number of shares issuable under the Plan is 550,000 as of November 24, 2009 of which 100,000 shares were previously registered on a registration statement on Form S-8 by the registrant on September 18, 1996 (Reg. No. 333-12221), 100,000 shares were previously registered on a registration statement on Form S-8 by the registrant on March 28, 2002 (Reg. No. 333-85110) and 150,000 shares were previously registered on a registration statement on Form S-8 by the registrant on December 7, 2004 (Reg. No. 333-121057) (together, the "Prior Registration Statements").
Pursuant to General Instruction E to Form S-8, this registration statement incorporates by reference the contents of the Prior Registration Statements, including the documents incorporated by reference therein, each to the extent not modified by this registration statement.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 8. Exhibits.
Exhibit |
| Description |
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4.1 |
| Amended and Restated 1996 Stock Option Plan For Non-Employee Directors. |
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5.1 |
| Opinion of Nixon Peabody LLP. |
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23.1 |
| Consent of Nixon Peabody LLP (included in Exhibit 5.1). |
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23.2 |
| Consent of Independent Registered Public Accounting Firm. |
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24.1 |
| Powers of Attorney (included on the signature page hereto). |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Boston, Massachusetts on November 24, 2009.
| THE BOSTON BEER COMPANY, INC. | |
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| By | /s/ MARTIN F. ROPER |
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| Martin F. Roper, President and |
KNOW ALL MEN BY THESE PRESENTS that each person whose signature appears below constitutes and appoints Martin F. Roper and C. James Koch and each of them acting without the other, his true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him or in his name, place and stead, in any and all capacities to sign any and all amendments or post-effective amendments to this Registration Statement, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorney-in-fact and agents, full power and authority to do and perform each and every act and thing requisite or necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent, or his substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
| Title |
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/s/ MARTIN F. ROPER |
| President, Chief Executive Officer and |
| November 24, 2009 |
Martin F. Roper |
| Director |
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| (principal executive officer) |
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/s/ WILLIAM F. URICH |
| Chief Financial Officer and Treasurer |
| November 24, 2009 |
William F. Urich |
| (principal financial and accounting |
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/s/ C. JAMES KOCH |
| Chairman and Director |
| November 24, 2009 |
C. James Koch |
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/s/ DAVID A. BURWICK |
| Director |
| November 20, 2009 |
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/s/ PEARSON C. CUMMIN, III |
| Director |
| November 23, 2009 |
Pearson C. Cummin, III |
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/s/ CHARLES J. KOCH |
| Director |
| November 19, 2009 |
Charles Joseph Koch |
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/s/ JAY MARGOLIS |
| Director |
| November 20, 2009 |
Jay Margolis |
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/s/ GREGG A. TANNER |
| Director |
| November 20, 2009 |
Gregg A. Tanner |
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/s/ JEAN-MICHEL VALETTE |
| Director |
| November 23, 2009 |
Jean-Michel Valette |
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