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Latest News about Securities
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TRUMP, Dogecoin, PEPE Type Memecoins Not Securities, Says The SEC But Fraud Related To Offer And Sale Subject To Enforcement
February 27, 2025
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NEWS
SEC
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$TRUMP
TRUMP
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From
Benzinga
Are Fartcoin, MooDeng Tokens Securities? Solana-based Memecoin Creator Pump.fun Slapped With Class-Action Lawsuit
January 31, 2025
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NEWS
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Class Action Lawsuit
securities
From
Benzinga
SEC sues Elon Musk, alleging failure to properly disclose Twitter ownership
January 14, 2025
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LAW
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SEC charges Cantor Fitzgerald, led by Trump’s Commerce pick, with breaking securities laws
December 12, 2024
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Securities Litigation Attorney Dharmi C. Mehta, Esq., Joins Jacko Law Group, PC ("JLG")
May 21, 2024
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Securities
Legal
Securities Litigation
From
PRLog
A Trump SEC would aim to reverse climate disclosure rule, ratchet up ESG fights, sources say
May 02, 2024
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BlackRock Inc
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From
CNBC.com News
Pimco's Sonali Pier lets her 'cautious contrarianism' speak for itself: The bets she's making now
March 07, 2024
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Securities
Fixed income funds
Breaking News: Markets
From
CNBC.com News
What the SEC climate disclosure rule may mean for investors
March 04, 2024
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Investing
Climate
Government Agencies
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BP exec's husband guilty of insider trading $1.8 million, snooped on her calls
February 25, 2024
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Insider Trading
Social Security
Government Agencies
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Treasury proposes rule to extend anti-money laundering regs to investment advisers
February 13, 2024
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Defense
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Law and Regulation
From
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Fairmint is the First SEC-Registered Transfer Agent to Adopt the Transfer Agent Protocol (TAP)
February 06, 2024
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Technology
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From
PRLog
Circle Argues Stablecoins Are Not Securities, Files Friend of Court Brief In Binance-SEC Case
September 29, 2023
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COIN
SEC
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$BUSD
Circle
Government
From
Benzinga
Here's why some economists are concerned student loans may cause the next big bubble
August 31, 2023
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Personal debt
SLM Corp
Policy
From
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SEC fines JPMorgan subsidiary for deleting 47 million emails, some related to subpoenas
June 22, 2023
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LAW
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Banks
Business
US: News
From
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EU Addresses Regulatory Challenges In Digital Finance, Crypto Assets After MiCA
June 01, 2023
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Market News
$BTC
Markets
From
Benzinga
Elon Musk still needs "Twitter sitter," judge rules
May 15, 2023
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Social Media
Climate
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SEC's Gensler says 'the law is clear' for crypto exchanges and that they must comply with regulators
April 27, 2023
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Bitcoin
Crypto
Asia Politics
From
CNBC.com News
NJ deli stock fraud defendant denied bail as judge calls him a serious flight risk
April 17, 2023
Tags
Collusion
Investment Fraud
Breaking News: Business
From
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SEC Chairman Gensler says 'Scope 3' emissions disclosures aren't 'well developed,' hinting they could be scaled back in climate rule
March 06, 2023
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White House
Regulations
US Economy
From
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Top House Republicans scrutinize SEC investigation of failed crypto exchange FTX
February 10, 2023
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US Top News and Analysis
Breaking News: Politics
Technology
From
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SEC weighs making 'adjustments' to controversial climate risk disclosure rule, Chairman Gensler says
February 10, 2023
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Policy
Climate
Congress
From
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Liquidators Subpoena Founders Of Failed Crypto Hedge Fund Three Arrows Capital Via Twitter
January 05, 2023
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subpoena
News
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From
Benzinga
Judge pauses SEC case in alleged NJ deli stock fraud in favor of criminal probe
December 21, 2022
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Business News
US: News
Retail
From
CNBC.com News
House Financial Services Chair Waters doesn't plan to subpoena Sam Bankman-Fried to testify at hearing on FTX collapse
December 07, 2022
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Policy
US: News
Markets
From
CNBC.com News
Sam Bankman-Fried could face years in prison over FTX's $32 billion meltdown — if the U.S. ever gets around to arresting him
December 05, 2022
Tags
Securities
Crime
Securities fraud
From
CNBC.com News
Bahamas regulators confirm they're holding some of FTX's assets
November 18, 2022
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Corporate bankruptcy
Technology
Court decisions
From
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Accused fraudster Justin Costello has history of posing as billionaire and threatening cops, police say
November 02, 2022
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LAW
LAWS
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Business
US: News
Law
From
CNBC.com News
Hamilton Grant Announces Rebranding and Expanded Services
October 25, 2022
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MA
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Business
United States
Financial
From
PRLog
Here's what the Wells Fargo cross-selling scandal means for the bank's growth
October 19, 2022
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LAWS
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Securities regulation
Auto insurance
Banking and credit regulation
From
CNBC.com News
Eight states file enforcement action against crypto lending platform Nexo
September 26, 2022
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CNBC Investigations
Crypto
Securities
From
CNBC.com News
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