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Latest News about Securities
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TRUMP, Dogecoin, PEPE Type Memecoins Not Securities, Says The SEC But Fraud Related To Offer And Sale Subject To Enforcement
February 27, 2025
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From
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Are Fartcoin, MooDeng Tokens Securities? Solana-based Memecoin Creator Pump.fun Slapped With Class-Action Lawsuit
January 31, 2025
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Benzinga
$SOL
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SEC sues Elon Musk, alleging failure to properly disclose Twitter ownership
January 14, 2025
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SEC charges Cantor Fitzgerald, led by Trump’s Commerce pick, with breaking securities laws
December 12, 2024
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A SPAC III Acquisition Corp
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Securities Litigation Attorney Dharmi C. Mehta, Esq., Joins Jacko Law Group, PC ("JLG")
May 21, 2024
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California
San Diego
From
PRLog
A Trump SEC would aim to reverse climate disclosure rule, ratchet up ESG fights, sources say
May 02, 2024
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Law and Regulation
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Pimco's Sonali Pier lets her 'cautious contrarianism' speak for itself: The bets she's making now
March 07, 2024
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What the SEC climate disclosure rule may mean for investors
March 04, 2024
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Investment strategy
Climate
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BP exec's husband guilty of insider trading $1.8 million, snooped on her calls
February 25, 2024
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Insider Trading
Social Security
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Treasury proposes rule to extend anti-money laundering regs to investment advisers
February 13, 2024
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Fairmint is the First SEC-Registered Transfer Agent to Adopt the Transfer Agent Protocol (TAP)
February 06, 2024
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New York City
New York
From
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Circle Argues Stablecoins Are Not Securities, Files Friend of Court Brief In Binance-SEC Case
September 29, 2023
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COIN
SEC
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$BNB
Cryptocurrency
From
Benzinga
Here's why some economists are concerned student loans may cause the next big bubble
August 31, 2023
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Policy
Goldman Sachs Group Inc
Mortgages
From
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SEC fines JPMorgan subsidiary for deleting 47 million emails, some related to subpoenas
June 22, 2023
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JPMorgan Chase & Co
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EU Addresses Regulatory Challenges In Digital Finance, Crypto Assets After MiCA
June 01, 2023
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European Parliament
From
Benzinga
Elon Musk still needs "Twitter sitter," judge rules
May 15, 2023
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Autos
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From
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SEC's Gensler says 'the law is clear' for crypto exchanges and that they must comply with regulators
April 27, 2023
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Bitcoin
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NJ deli stock fraud defendant denied bail as judge calls him a serious flight risk
April 17, 2023
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Securities
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Breaking News: Business
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SEC Chairman Gensler says 'Scope 3' emissions disclosures aren't 'well developed,' hinting they could be scaled back in climate rule
March 06, 2023
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Congress
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US Top News and Analysis
From
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Top House Republicans scrutinize SEC investigation of failed crypto exchange FTX
February 10, 2023
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US Homepage
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Technology
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SEC weighs making 'adjustments' to controversial climate risk disclosure rule, Chairman Gensler says
February 10, 2023
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Markets
Technology
Regulations
From
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Liquidators Subpoena Founders Of Failed Crypto Hedge Fund Three Arrows Capital Via Twitter
January 05, 2023
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Bankruptcy proceedings
tangible assets
securities
From
Benzinga
Judge pauses SEC case in alleged NJ deli stock fraud in favor of criminal probe
December 21, 2022
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Lawsuits
Business
Corporate Fraud
From
CNBC.com News
House Financial Services Chair Waters doesn't plan to subpoena Sam Bankman-Fried to testify at hearing on FTX collapse
December 07, 2022
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Technology
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Politics
From
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Sam Bankman-Fried could face years in prison over FTX's $32 billion meltdown — if the U.S. ever gets around to arresting him
December 05, 2022
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Securities fraud
US: News
Corporate crime
From
CNBC.com News
Bahamas regulators confirm they're holding some of FTX's assets
November 18, 2022
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Regulations
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Bankruptcy
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Accused fraudster Justin Costello has history of posing as billionaire and threatening cops, police say
November 02, 2022
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LAW
LAWS
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Business News
Laws
Securities fraud
From
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Hamilton Grant Announces Rebranding and Expanded Services
October 25, 2022
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MA
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Finra
M A
Business
From
PRLog
Here's what the Wells Fargo cross-selling scandal means for the bank's growth
October 19, 2022
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LAWS
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Banking and credit regulation
TV news
Antitrust regulation
From
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Eight states file enforcement action against crypto lending platform Nexo
September 26, 2022
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Cryptocurrency
Bitcoin
CNBC Investigations
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